Policy, legislation and funding for cultural and built heritage asset preservation in South East Europe
Submitting Institution
Northumbria University NewcastleUnit of Assessment
Architecture, Built Environment and PlanningSummary Impact Type
CulturalResearch Subject Area(s)
Built Environment and Design: Architecture
Summary of the impact
    This research has had transformational impacts: systematically providing
      evidence of the state of
      cultural heritage policies concerning nine countries in South East Europe;
      identifying the need for
      management tools to integrate inventories, environmental and spatial
      planning, heritage protection
      and funding mechanisms for projects to enable sustainable use of heritage
      resources; helping
      shape a Council of Europe regional programme; creating the framework for
      legal/administration
      reform requests by the states concerned; and has led to technical
      assistance actions, jointly
      funded by the Council of Europe and the European Commission, including
      monitoring to ensure
      the institutionalisation of methodologies in national policies and
      strategies.
    Underpinning research
    Professor Pickard has, for the last 20 years, been a technical consultant
      to the Council of Europe
      on cultural heritage issues, a member of its expert group, the Legislative
        Support Task Force
      (Cellule d'appui législatif — abbreviated as CAL) since 1997, and
      its co-ordinator since 1998.
    In 2003 the Regional Programme for Cultural and Natural Heritage in
        South East Europe (RPSEE),
      covering Albania, Bosnia and Herzegovina, Bulgaria, Croatia, Kosovo,
      F.Y.R. Macedonia,
      Montenegro, Romania and Serbia, was established with the aim of
      contributing to peace and
      reconciliation in a region undergoing complex political, legal, economic
      and social transition. Its
      principal components are:
    
      - heritage rehabilitation within a sustainable local development
        framework;
 
      - creating an integrated approach to conservation, planning and
        development issues;
 
      - an Institutional Capacity Building Plan (ICBP) to effect this.
 
    
    The CAL, led by Pickard, was commissioned to undertake research and
      technical assistance
      through the ICBP. Three research projects were carried out (commenced in
      2004) by CAL
      members Pickard and Goblet (Attachée, Région de Bruxelles-Capitale,
      Belgium) through detailed
      surveys on legal, policy and heritage management issues according to
      standards established by
      the Council of Europe conventions on Architectural Heritage (1985),
      Archaeological Heritage
      (1992) and Landscape (2000) (European Treaty Series nos. 121, 143 and
      176).
    These were directed to national authorities (ministries and relevant
      institutions) responsible for
      cultural heritage, environmental protection, sustainable development and
      spatial planning in the
      nine countries. The research outputs referenced in Section 3 effectively
      record the analysis and
      conclusions drawn from these projects and provided a platform for further
      actions (References 1, 2
        and 3).
    The first project analysed the state of cultural heritage policies in
      each country, recording the
      significance of heritage assets, political strategy concerning the
      management of heritage reflecting
      transition from communist regimes, legislation, institutions, financing
      and issues relating to ethnicity
      (following the destruction of heritage and ethnic cleansing in the Balkan
      wars). The second project
      investigated the state of documentation (inventory) and the extent of
      integration of heritage
      protection in spatial and urban planning policies, as well as
      authorisation, supervision and
      enforcement procedures. The third project examined the state of progress
      in developing and
      implementing policies for sustainable development associated with heritage
      assets
    Issues arising from the research were considered at three international
      seminars, involving senior
      officials from the countries and invited international experts, chaired by
      Pickard. From the debates
      and contributions (including Pickard), the outcomes and recommendations
      were finalised and
      edited by Pickard for publication in 2008 (References 1, 2 and 3).
    In parallel, between 1998 and 2008, Pickard investigated European and
      North American best
      practice mechanisms for funding the architectural heritage through
      interviews with national, state
      and provincial authorities, heritage organisations, building owners and
      developers, case studies
      and a literature review.
    The summative results were published by the Council of Europe and now
      form part of the
      Reference Framework for the RPSEE (Reference 4), and reported
      elsewhere (e.g. Reference 5).
      Pickard also led the revision of Council of Europe guidelines for legal
      and administrative reform in
      the field of cultural heritage in 2010-11 to assist the RPSEE (Reference
        6).
    The research on which this case study focuses was carried out by
      Professor R Pickard (joined
      Northumbria 1983, with a career break from July 2010 to his re-joining in
      2013), part of the Urban
      Regeneration & Architectural Design Group during the period.
    References to the research
    Copies available from Northumbria University on request
    
1. Pickard, R. (2008) (Editor of book/author of parts) Analysis and
        reform of cultural heritage
        policies in South-East Europe, European Heritage Series, book
      published by Council of Europe
      Publishing, Strasbourg (ISBN 978-92-871-6265-6). REF 2 copies sent to
      HEFCE.
     
2. Pickard, R. (2008) (Editor of book/author of parts) Integrated
        management tools in the heritage
        of South-East Europe, European Heritage Series, book published by
      Council of Europe
      Publishing, Strasbourg (ISNB 978-92-871-6264-9). REF 2 copies sent to
      HEFCE.
     
3. Pickard, R. (2008) (Editor and /author of parts) Sustainable
        Development Strategies in Europe,
      book published by Council of Europe Publishing, Strasbourg (ISBN
      978-92-871-6371-4). REF 2
      copies sent to HEFCE.
     
4. Pickard, R. (2009/2010) Funding the architectural heritage: a
        guide to policies and examples/
        Financement Du Patrimoine Architectural: Politiques et Pratiques,
      2009 in English /2010 in
      French, book published by Council of Europe Publishing, Strasbourg, (ISBN
      978-92-871-6498-8
      English; ISBN 978-92-871-6815-3 French). REF 2 copies sent to HEFCE.
     
5. Pickard, R. (2010) `Funding mechanisms in Europe: a synthesis' and
      `Synthesis of Debates',
      Proceedings of a workshop on Heritage Economics and Conservation Funding
      published
      through the European Union's Euromed Heritage Programme 4 for
      Strengthening the
      institutional and legal framework with the Ministry of Culture,
      General Directorate of Antiquities
      and Museums, Syria, at pp. 55 - 88, (available at:
      http://www.euromedheritage.net/euroshared/doc/100913%20Proceedings%20LEG_05.pdf)
     
6. Pickard, R. (2011) (Editor/author) Guidance on the development of
        legislation and
        administration systems in the field of Cultural Heritage, 2nd
      edition/ Orientation pour le
        développment de législations et de systémes de gestion du partrimoine
        culturel, 2eme edition.
      Book published by Council of Europe Publishing, Strasbourg (ISBN
      978-92-871-6922-8
      English; ISBN 978-92-871-6921-1 French) — available from HEI on request.
     
Details of the impact
    The research has impacted upon the policies of the Council of Europe,
      helping to shape its
      regional programme and regulatory frameworks, and also on the associated
      Balkan states
      providing structure, guidance and advice to aid the rehabilitation of
      their cultural heritage.
    1. Impact on the research sponsor itself, the Council of Europe,
      through its expert group, the
      Legislative Support Task Force (CAL) (Source 1). This work (References
        1, 2, 3, 4 and 6) has
      made fundamental contributions to the direction of the European Regional
      Programme for Cultural
      and Natural Heritage in South East Europe (Source 2) through
      influencing its Reference
      Framework. (Sources 3 and 4). In view of this, the Council of
      Europe has commended the work
      for addressing:
    "related problems of administrative organisation and...heritage
        funding where this is linked to legal
        and administrative protection mechanisms, as well as dissemination of
        good practice, as illustrated
      in the Reference Framework" (Sources 3 & 4)
    The Reference Framework, in turn identifies the three books derived from
      the international studies
      (References 1-3), the research book on Funding the Architectural
      Heritage (Reference 4) and
      related guidance, the revision of which was co-ordinated by Pickard (Reference
        6), and
      encourages states to refer to these `in the process of drafting new laws
      and policies' (Source 5).
    2. The work (in particular References 1, 2 and 3) has
      impacted on the legal and regulatory
      frameworks of the countries in question. Real change has been effected
      through enhancing
      heritage conservation, improved cultural understanding and knowledge of
      integrated conservation
      mechanisms and rehabilitation processes. This has been recognised by
      Council of Europe itself in
      regarding the three international studies (References 1-3) as
      having provided:
    "...multilateral assistance for the benefit of the region" and that:
        "Legal Assistance requests are
        being formulated by different countries/regions on the basis of the
        results..." (Sources 3, 4 and 6)
    The work (principally References 2, 3 and 4) has provided an
      important basis for legal and
      institutional capacity building and rehabilitation projects relating to
      Heritage in South East Europe
      and has provided countries with a better basis for applications to the
      European Union to secure
      funding for rehabilitation projects. (Sources 1, 6, 7 and 8).
      Robert Palmer, Director of Culture and
      Cultural and Natural Heritage in the Council of Europe until 2012, has
      stated that the three
      European Heritage Series publications (References 1-3) constituted:
    "...an important working basis for on-going and future projects in
        South-East Europe as well as in
        other priority regions of intervention for the Council of Europe". (Source
        9).
    Further actions have been taken by Pickard through the CAL to influence
      heritage legal reform. He
      assisted in the drafting of legislation which culminated in a new Cultural
      Heritage Law (Law no.
      02/L-88) being approved by the Assembly of Kosovo and the subsequent
      approval of seven
      associated Ministerial regulations in 2008. (Source 10)
    3. Subsequent actions have taken place through the Ljubljana
      Process (launched 2008; extended
      2011) (Source 7), funded jointly by the Council of Europe/EU, to
      highlight the role of heritage in
      implementation of national development strategies and encourage the
      development and funding of
      rehabilitation projects. A process commenced in 2012 to establish Heritage
      Assessment Reports
      for each country to identify issues, obstacles and challenges to be
      addressed in order to
      consolidate the methodology and improve institutional capacity through
      Action Plans. These were
      developed by Pickard through a questionnaire with information gathered
      from inter-ministerial
      working groups specifically established, and confirmed through six
      follow-up workshops (led by
      Pickard between 2012-13). From Autumn 2013-14 monitoring action commenced
      regarding the
      implementation of identified priority actions, through a pool of experts
      (Pickard responsible for
      Bosnia and Herzegovina and FYR Macedonia).
    `Funding the Architectural Heritage' (Reference 4) provided
      evidence that the measures identified
      in Council of Europe Recommendation R (91) 6, and adopted by the Committee
      of Ministers on 11
      April 1991, did indeed: "support the funding of the conservation of the
        architectural heritage" as
      they were intended to.
    This delivered authoritative information on funding mechanisms/management
      systems that
      assisted the development of good practice and informed the updated
      guidance produced by the
      CAL expert group on legal and administration reform (Reference 6,
        Source 1) and in the UK,
      where the paper `Funding sources and strategies: Europe and beyond' was
      presented at a
      conference organised by the Institute of Historic Building Conservation,
      the UK Association of
      Preservation Trusts and Glasgow City Heritage Trust (Glasgow, 18 - 20 Nov.
      2010) and published
      in Context (the Journal of the Institute of Historic Building
      Conservation), No. 118, March 2011 at
      pp. 12-15 (ISSN 0958-2746). The book led to other internationally-invited
      work and further
      publications, including the discussion of funding mechanisms in relation
      to the European
      Commission's Euromed Heritage 4 Programme that supported reform
      initiatives in non-European
      Mediterranean countries. (Reference 5).
    Sources to corroborate the impact 
    
      - Council of Europe: Legislative Support Task Force (CAL):
        http://www.coe.int/t/dg4/cultureheritage/cooperation/SEE/ICBP/CAL_en.asp
 
      - Council of Europe: Regional Programme on Cultural and Natural Heritage
        in South East Europe
        (RPSEE): http://www.coe.int/t/dg4/cultureheritage/cooperation/SEE/default_en.asp
 
      - Council of Europe: South East Europe: Institutional Capacity Building
        Plan (ICBP). Benefit
        derived from the three European Heritage Series studies (Refs. 1, 2 and
        3):
        http://www.coe.int/t/dg4/cultureheritage/cooperation/SEE/ICBP/default_en.asp
 
      - Testimony available from Secretariat, Managing Diversity Division,
        Directorate of Democratic
        Governance, Council of Europe.
 
      - Council of Europe: South East Europe: Reference Framework, (Refs. 1,
        2, 3, 4 and 6):
        http://www.coe.int/t/dg4/cultureheritage/cooperation/SEE/ICBP/ReferenceFramework_en.asp
 
      - Testimony available from Project Co-ordinator for Republic of Serbia,
        Local Development Pilot
        Project in the context of the Council of Europe's Regional Programme for
        Cultural and Natural
        Heritage in South East Europe.
 
      - Council of Europe, South East Europe: Integrated Rehabilitation
          Project Plan/Survey of the
          Architectural and Archaeological Heritage and the Ljubljana
        Process II, based upon the agreement
        of the Ministers of Culture for S.E. Europe (6-7 November 2009)
        available, respectively, at
        http://www.coe.int/t/dg4/cultureheritage/cooperation/SEE/IRPPSAAH/default_en.asp,
        and
        http://www.coe.int/t/dg4/cultureheritage/cooperation/SEE/IRPPSAAH/LjubljanaProcessII_en.asp. 
      - Testimony available from Advisor on Cultural and Historical Heritage,
        Sector for Identification,
        Protection and Use of the Cultural Heritage, Ministry of Culture
 
      - Palmer, R. (2008) `Foreword', in Pickard, R. (ed.) Sustainable
          Development Strategies in
          Europe, European Heritage Series, Council of Europe Publishing,
        Strasbourg, at pp. 7 (Ref. 3).
 
      - Republic of Kosovo: Annual Government Report 2008: Section 17.
        Culture, Youth, Sports,
        http://www.kryeministri-ks.net/repository/docs/ANNUAL_GOVERNMENT_REPORT_2008.pdf
        at
        pp. 157.