Improving the effectiveness of the biological weapons non-proliferation regime and the biosecurity practices of life scientists
Submitting Institution
University of BradfordUnit of Assessment
Politics and International StudiesSummary Impact Type
PoliticalResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Summary of the impact
    Research at Bradford has focused on the Biological Non-Proliferation work
      of the Bradford Disarmament Research Centre (BDRC). The research-informed
      impact of this work is two-fold. Firstly BDRC has influenced, and
      continues to influence, decision- and policy-making involving 170 States
      on how to strengthen global governance through improvements to the
      Biological and Toxin Weapons Convention (BTWC). As a consequence of this
      influence BDRC has changed the practices of institutions and individual
      researchers and thus has, through novel training and curriculum
      development, helped foster a culture of biosecurity to reduce the risk of
      inadvertent or deliberate misuse of life and associated science research.
    Underpinning research
    BDRC is a Policy Research Centre of Excellence within Peace Studies. Core
      staff include Malcolm Dando (Lecturer, 1978-2010, Emeritus Professor
      2010-present), Graham Pearson (Honorary Professor, 1994-present), and Dr
      Simon Whitby (PDRA 1994-1999, Senior Research Fellow 2000-2011, Lecturer
      and Director of BDRC 2011-present), with Doctoral and Post-Doctoral
      Researchers Novossiolova and Minehata. From 1994 Dando led a research
      programme on preventing biological weapons proliferation. As well as
      working to strengthen the prohibition, this work focussed on the
      proliferation challenges presented by developments in bio-technology. From
      1996, Dando, with Pearson and Whitby, supported by funding from the Joseph
      Rowntree Charitable Trust, further developed this research programme.
      During this phase of the work BDRC developed a strategic approach to
      maximise its impact consisting of a programme of critical but constructive
      engagement to facilitate work with States Parties to the BTWC. From
      2000-2008, BDRC secured a series of four Carnegie Corporation of New York
      grants, amounting to approximately $1 Million (US) in total, to continue
      this research.
    During this phase of the work BDRC staff and associates produced eight
      single authored books including references 1, 2, 3 and 4. Major insights
      from this body of research revealed: that during the Twentieth Century
      important States (the US, the UK, Japan and USSR) had developed
      large-scale offensive biological weapons programmes for the deployment of
      disease against humans, animals, and crops; that improvements in the
      prohibition regime (BTWC) were essential in preventing State programmes;
      that, there is a significant risk that the revolution in biology will be
      applied in weapons programmes (in making, for example, genetic weapons to
      target ethnic groups); and that poor biosecurity practices might lead to
      accidental misuse of life science research with potentially catastrophic
      consequences for industry, individual scientists and even for whole
      societies. Our research findings show that it is necessary for states to
      act both to formulate concrete measures to strengthen the Convention, but
      also so as to stop the misuse of science, and to champion the
      dissemination of best practice approaches to biosecurity amongst life- and
      associated science communities (5).
    Thus, supported by the above funders we began to produce a series of
      reports and briefing papers on a broad range of technical issues
      concerning how States might strengthen the treaty regime. In the current
      REF period we have produced 11 Bradford Review Conference Papers, six
      Bradford Briefing Papers on the 7th Review Conference and one Key Points
      for the Seventh Review Conference Book. BDRC was one of the first security
      research centres in the world to engage life- and associated- scientists
      in training programmes for understanding the ethical, social and legal
      implications of their work.
    In 2008 BDRC, in collaboration with the National Defence Medical College,
      Japan (with the Surgeon General of Japan's Air Force as PI) together with
      the Landau Network Centro Volta, Italy, obtained a £35,000 grant from the
      British Council. The work allowed us to understand how best to incorporate
      dual- use biosecurity and bioethics into the training and professional
      practice of life and associated scientists (6). This understanding was
      developed in 2009 when we obtained a £350,000 Wellcome Trust grant. The
      latter work directly resulted in the development and delivery of curricula
      and international train-the- trainer courses to make life science
      communities aware of dual-use bioethics and thus change their everyday
      practice.
    References to the research
    
1. Whitby S. (2001) Biological Warfare Against Crops.
      Basingstoke: Palgrave.
     
2. Dando MR. (2001) The New Biological Weapons: Threat, Proliferation
        and Control. Boulder, Co. Lynne Rienner.
     
3. Pearson GS. (2000) The UNSCOM Saga. Basingstoke: Palgrave.
     
4. Whitby S, Dando MR. (2010) Effective Implementation of the BTWC: The
      Key Role of Awareness Raising and Education. Strengthening the Biological
      Weapons Convention. Review Conference Paper No 26. University of
      Bradford. See paragraphs 41 and 42 (page 16)
     
5. Dando MR. (2002) Preventing Biological Warfare: The Failure of
        American Leadership. Basingstoke: Palgrave.
     
The following grants are indicative of the quality of the research:
      Joseph Rowntree Trust:
      1997-1999, £41,508, Biological weapons convention, PI Dando
      1998-2001, £98,850, Biological weapons convention negotiations, PI
      Dando
      2003-2010, £101,396, New weapons and new threats, PI Dando
    Carnegie Corporation:
      2000-2003, £131,309, Preventing the proliferation of biological
        weapons, PI Dando
      2002-2005, £162,858, Preventing the proliferation of biological
        weapons, PI Dando
      2004-2007, £149,167, Impact of scientific and technological
        development, PI Dando
      2006-2009. £114,354, International meetings and dialogues on
        preventing the proliferation of biological weapons, PI Dando
    The British Council together with the National Defence Medical College,
      Japan (including the Surgeon General of Japan's Air Force) and the Landau
      Network Centro Volta, Italy), 2009, £35,000, To develop a dual-use
        biosecurity curriculum for teaching life and associated science
        audiences in different cultural (Japan/UK), language (Japanese/English)
        and academic (Medical and Social and Political Science) settings. PI
      Dando.
    Wellcome Trust, 2009-2014, £350,000, Building a Sustainable
        Capability in Dual-Use Bioethics. PI Dando.
    Details of the impact
    Bradford's work on biosecurity issues has influenced state policy on
      biological weapons and has become internationally known and highly
      regarded by governments (a) (such as The Netherlands) and civil society
      groups (b) (such as Lord Rees, Royal Society) concerned with the
      maintenance and strengthening of the Biological and Toxin Weapons
      Convention (BTWC). BDRC works in a critical but constructive partnership
      with States Parties on strengthening the BTWC and its staff has been
      invited to participate in and give presentations at workshops, briefings
      and expert working groups at virtually every BTWC-associated international
      meeting of States Parties from 1996 to the present (2 per year in REF
      period). The impact of this engagement and the broader work of BDRC in
      influencing State policies on the BTWC is evidenced by the fact that its
      work is regularly cited by States parties in their own proposals and
      discussions on the BTWC. For example, just one Official Paper submitted in
      April 2011 by the governments of Australia, Japan and Switzerland to the
      Preparatory Conference of the States Parties to the Biological Weapons
      Convention, held at the UN in Geneva April 2011, includes more than 20
      references to the work of BDRC (c).
    One outcome of the Seventh Review Conference of the BTWC has been the
      addition of a standing agenda item that focuses on educating life
      scientists in the ethical aspects of their work and will be monitored by
      the future BTWC conferences. This was a key recommendation of the Bradford
      research and featured in the reports (a) presented (d) at BTWC (December
      2011). Additionally, BDRC's Key Points paper published in 2012 included a
      foreword from the Head of the Review Conference involving 163 states who
      stated it would `inform the States' Parties preparations for the Seventh
      Review Conference (a).
    BDRC has brought together the knowledge generated by its research
      activity and its ongoing work with BTWC to create a series of innovative
      training resources for life scientists around the world. In 2009 as a
      result of research with the National Defence Medical College of Japan and
      the Landau Network Centro Volta of Italy, BDRC created an
      easily-accessible online Education Module Resource (EMR), intended to plug
      the gap in the ethical and social training provided to life scientists and
      others involved in bio-technologies (e,f). There are 20 lectures that
      explore the threat posed by dual-use technology in the life sciences and
      present best practice for the responsible conduct of scientific research.
      Each lecture with accompanying slides is available open source, free of
      charge to anyone that wants to use them. Initially produced in English and
      Japanese, they are now available in, Russian, French and
      Romanian/Moldovan, Spanish, Urdu, and Polish. One author (g) has produced
      a book chapter devoted entirely to the value of the EMR.
    In 2010, building on the initial open source resource, BDRC and its
      partners launched a 12 week online Train-the-Trainer (TTP) programme to
      support educators in the provision of dual-use training for their own
      students and other practising scientists. This is the only University
      accredited module on bioethics and biosecurity in the world. The
      importance of this programme for preventing the misuse of life science
      research is evidenced by the fact that, following representations from
      BDRC, the Biosecurity Engagement Program (BEP) of the Office of
      Cooperative Threat Reduction in the US Department of State made a policy
      decision to provide a series of three grants amounting to £70,000 to fund
      75 bursaries for practicing life scientists to participate in the TTP. To
      date, 75 life scientists from 14 different countries (e.g. Iraq,
      Afghanistan, Pakistan, Indonesia, Philippines, Kenya and Nigeria) have
      been trained. A unique capacity-building feature of BDRC's online
      train-the-trainer module is that it is a requirement that participants
      utilise the EMR to demonstrate how they will assimilate dual-use
      biosecurity considerations into the training of others. In accordance with
      the Testimonials (g) collected by BDRC, participants that have
      successfully completed the train-the-trainer course have thus incorporated
      dual-use biosecurity into teaching and practice. According to one Graduate
      (h): "...I teach a course on Dual Use Education at Graduate level at
        Pakistan and this material has helped a lot" (Shinwari.Z). Another
      student commented, "I did speak to the Lagos State Chapter of the
        Association of Public Health Physicians of Nigeria (APHPN) on dual use
        issues. This was at a continuing professional development session held
        at the Lagos State University Teaching Hospital (Department of Community
        Health).... in Lagos. There I used my group assignment on the Thomas
        Butler case to introduce them to applied ethics, dual use and other
        biosecurity issues" (Odubanjo.D) (h).
    In 2011, the BRDC was funded by the UK MOD to develop another training
      programme, called the National Series, which tailors the existing EMR so
      that it reflects the particular issues relevant to scientists in 5
      different countries (Pakistan and four Central European States). This
      eliminates the need for countries to produce their own materials and to
      find expert deliverers, thus increasing the opportunities for scientists
      in parts of the world where bio-security is particularly pertinent, to
      receive this vital training. Following a successful trial in Iraq (with 30
      participants) in 2012, BEP (US Department of State) are now commissioning
      BDRC staff to deliver further training in Iraq. Going forward, further
      BDRC capacity-building initiatives to change the practice of life and
      associated sciences through the creation of regional training hubs are
      being developed with the G8 Global Partnership (i) and under United
      Nations Interregional Crime and Justice Research Institute (UNICRI)
      Project 3 and Project 18 (i) both with the potential to build capacity in
      training for hundreds of scientists in different parts of the world.
    Sources to corroborate the impact 
    a. Strengthening of the Biological Weapons Convention: Key Points for
        the Seventh Review Conference: Foreword by the Head of the Review
      Conference Ambassador Paul Van den Ijssel, Permanent Representative of the
      Kingdom of the Netherlands on the Impact of the Publication. This notes
      the significance of this BDRC contribution to the 2012 negotiations.
      http://www.brad.ac.uk/acad/sbtwc/key7rev/foreword.pdf
    b. Martin Rees, President of the Royal Society and Master of Trinity
      College, Professor of Cosmology and Astrophysics, University of Cambridge,
      Astronomer Royal, Cross Bench Peer, House of Lords, noted that the EMR:
      "...deals authoritatively — but also accessibly — with a range of
        topics that are of growing pervasiveness and concern. One of the surest
        safeguards against misapplication of dual use technologies would be wide
        dissemination, to all potential users, of the knowledge and perspective
        that this well-produced material offers". (see Source f, p8)
    c. Working paper 20. Revised Possible approaches to education and
      awareness-raising among life scientist: Submitted by Australia, Canada,
      Japan, New Zealand, Republic of Korea and Switzerland (on behalf of the
      "JACKSNNZ"), and Kenya, Sweden, Ukraine, the United Kingdom of Great
      Britain and Northern Ireland and the United States of America. This
      contains numerous references to the impact of the work of BDRC.
      http://www.unog.ch/80256EDD006B8954/%28httpAssets%29/2F1ECC909AAD5AB0C125795E0049
65BB/$file/Switzerland+%28et+al%29+education+and+awareness-raising+revised.pdf
    d. Monday 5 December 2011. 13.00-15.00 University of Bradford — Key
      Points for the Review Conference (Room XXIV). NOTE: Deferred to Tuesday
      13.00- 15.00 (Room XXIV). Available at:
      http://www.unog.ch/__80256ee600585943.nsf/(httpPages)/f1cd974a1fde4794c125731a0037d96d?
        OpenDocument&ExpandSection=3#_Section3
    e. Educational
        Module Resource | Bioethics | SSIS | University of Bradford
    f. Statement by the National Defence Medical College of Japan and
      University of Bradford at the December 2009, Meeting of States Parties,
      United Nations, Geneva. Available at:
      http://www.unog.ch/80256EDD006B8954/(httpAssets)/70D3866F8B3F41E6C12576860049BEF3/$fil
e/BWC_MSP_2009-NationalDefenceMedicalCollegeofJapan&UniversityofBradford-091207.pdf
    g. A chapter focusing in its entirety on the Education Module Resource
      (EMR) created by the BDRC: Espona MJ. (2013). Biosecurity and Dual-Use
      Issues: The Education Module Resource. In: Gross ML, Carrick D. Military
        Medical Ethics for the 21st Century. Surrey: Ashgate. 155-167.
    h. See Testimonials from Course Graduates. These show Graduates are
      biosecurity competent, their work now addresses biosecurity concerns, and
      they use what they have learned in the training of others. See:
      http://www.brad.ac.uk/bioethics/ref-impact-evidence/dual-usebiosecurityrefimpact/
    i. G8 Global Partnership (see: http://www.state.gov/t/isn/184759.htm)
      and under United Nations Interregional Crime and Justice Research
      Institute (UNICRI) Project 3 &18 (see: http://www.unicri.it/topics/cbrn/coe/