Infant sleep ecology and night-time care (research from Durham Anthropology’s Parent-Infant Sleep Lab)
Submitting Institution
University of DurhamUnit of Assessment
Anthropology and Development StudiesSummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Paediatrics and Reproductive Medicine, Public Health and Health Services
Summary of the impact
Durham Anthropology's Parent-Infant Sleep (www.dur.ac.uk/sleep.lab)
has generated conceptual
and instrumental impact affecting infant-health policy, health-care
practitioners and parents at
home and overseas. Our research has a) identified tensions and conflicts
among official guidance,
public health agendas, and cultural expectations surrounding infant sleep,
and b) exposed how
infant sleep is experienced and `managed' in families. The outcomes
challenged accepted notions
about infant sleep ecology and recommendations derived therefrom. Our
research prompted and
supported a re-evaluation of guidance to parents, contributed to clinical
and public health policy,
and is used enthusiastically at international, national, local, and
individual levels in changing
attitudes and practices surrounding night-time infant care. The impact of
this research was
recognised by ESRC (May 2013) with an award for Outstanding Impact in
Society to Professor
Helen Ball (http://www.esrc.ac.uk/news-and-events/events/celebrating-impact-prize/prize-winners-2013.aspx).
Underpinning research
Cultural shifts in infant care throughout the 20th century (such as
separation of mothers and infants
after birth; uptake of infant formula; promotion of infant sleep
independence; and strict Sudden
Infant Death (SIDS) prevention guidelines) culminated in expectations and
practices around infant
sleep that failed to support optimal infant health and development.
Research conducted by
Durham's Parent-Infant Sleep Lab identified, explored and addressed the
dissonance between
contemporary infant care and infant biological needs with regard to sleep.
We have examined what
parents do with their babies at night and why, how parents create infant
sleep environments, how
these become conceptualised as normal or problematic, how parents
interpret and implement
SIDS-reduction guidance, how they cope with challenges (such as night-time
breastfeeding and
sleep disruption, or night-time care of twins), how postnatal ward
mother-baby sleep arrangements
can be improved, and how unsafe infant sleep practices at home can be
addressed.
Professor Helen Ball initiated this research in 1995 with (then PGR
student) Dr Elaine Hooker
(Durham 1995-2001), establishing the Sleep Lab in 2000. Emma Heslop and
Steve Leech joined
as RAs 2001-2006; PhD students Drs Kristin Klingaman (now Tully), Lane
Volpe, Caroline Jones,
Anna Cronin-de-Chavez, Meg Newark and PDRA Dr Charlotte Russell joined
between 2006-2009,
with Dr Alanna Rudzik joining as International Junior Research Fellow in
2012. Three further
students (Lyn Robinson, Catherine Taylor and Denise Crane) are completing
their PhDs during
2012-2013. All have contributed to the research and impact generated by
the Sleep Lab.
Our most high impact research to date has involved community-, lab-, and
hospital-based studies,
using mixed-methods to understand parent-infant sleep and night-time
infant care, revealing:
- differences in antenatal expectations and postnatal experiences of
infant sleep, and the
emergence of bed-sharing as a common night-time infant-care strategy in
the UK (outputs 1-4,
plus others). Prior to this research the prevalence and frequency was
unknown in UK;
- rationales for the infant sleep environments parents use and the
characteristics of parents
implementing different strategies (outputs 2 & 3);
- the nature of sleep behaviour in families, how night-time care is
managed or unfolds, the
characteristic sleep position of bed-sharing mothers, and how infant
safety risks are introduced
or avoided (output 5) including sleeping arrangements for twin infants
(outputs not included);
the effects of infant sleep ecology on breastfeeding outcomes and
maternal lactation physiology
(output 6 plus others), the sleep environments of post-natal wards and use
of side-car cribs (output
6 plus others). This strand of research has been conducted in
collaboration with Dr Martin Ward-Platt
at the Royal Victoria Infirmary, Newcastle-upon-Tyne.
Our most recent project, ISIS (the online Infant Sleep Information
Source: www.ISISonline.org.uk),
has involved creation of a highly regarded source of information for
parents, service-providers, and
policy-makers containing comprehensive research-based information that
fills a vacant information
niche and supports decision-making and informed choice. We provide
evidence in the ESRC End
of Award Report and at http://www.dur.ac.uk/sleep.lab/impact/isis_users/
that this resource is
highly used.
References to the research
Our research has been underpinned by significant grants occurring during
the assessment period,
including:
1. 2011-12 ESRC Follow-on Fund: ISIS Project, £125,000
(PI: Ball) See: ESRC research
catalogue: (http://www.esrc.ac.uk/my-esrc/grants/RES-189-25-0276/read/reports)
2. 2007-10 Research for Patient Benefit Programme (NIHR): NECOT
Trial, £263,104 (PI: Ball) See
Trial Registry (http://www.controlled-trials.com/ISRCTN31466133).
The following six Durham Sleep Lab outputs are research publications of
at least 2* quality,
published in peer-reviewed international social science and relevant
clinical journals. They all apply
an anthropological perspective to a clinical issue, and have been
published in social science and
clinical journals. All have been cited frequently in policy documents and
practice recommendations:
1. Ball, HL. Hooker, E., Kelly, P.J (1999). Where will the baby
sleep? Attitudes and practices of
new and experienced parents regarding co sleeping with their newborn
infants. American
Anthropologist 10(1):143-151. Cited in 84 journal articles
at 10.5.13, no download stats. American
Anthropologist is ranked 17/81 anthropology journals. Journal IF
1.488. DOI:
10.1525/aa.1999.101.1.143
2. Ball, HL 2002. Reasons to bed-share: why parents sleep with
their infants. Journal of
Reproductive and Infant Psychology 20(4): 207-222. Cited in
66 journal articles and downloaded
600+ times at 10.5.13. Journal IF 0.85. This journal is widely read by UK
midwives and infant
health specialists. DOI: 10.1080/0264683021000033147
3. Ball, HL 2003. Breastfeeding, bed-sharing and infant sleep. Birth
30(3): 181-188. This article is
cited in 116 journal articles at 10.5.13, no download data. Birth
is ranked 2/99 of Science Nursing
journals and 2/97 of Social Science Nursing journals. Journal IF 2.18 DOI:
10.1046/j.1523-536X.2003.00243.x
4. Blair, PS. & HL Ball (2004). The prevalence and
characteristics associated with parent-infant
bed-sharing in England. Archives of Disease in Childhood 89:
1106-1110. This article is cited in 76
journal articles and downloaded over 3200 times at 10.5.13. Archives
of Disease in Childhood is
the leading UK paediatrics journal with an IF of 2.88. DOI:
10.1136/adc.2003.038067
5. Ball, HL. (2006). Parent-Infant Bed-sharing Behavior: effects
of feeding type, and presence of
father. Human Nature: an interdisciplinary biosocial perspective 17(3):
301-316. This article is cited
in 37 journal articles, and downloaded 438 times from DRO at 10.5.13. Human
Nature is ranked
9/75 anthropology journals. Journal impact factor 2.48. DOI:
10.1007/s12110-006-1011-1
6. Ball, HL. Ward-Platt, MP. et al. (2006). Randomised trial of
mother-infant sleep proximity on the
post-natal ward: implications for breastfeeding initiation and infant
safety. Archives of Disease in
Childhood 91:1005-1010. This article is cited in 42 journal
articles and downloaded over 1465
times at 10.5.13. ADC, the leading UK paediatrics journal has an IF of
2.88. DOI:
10.1136/adc.2006.099416
The quality of these outputs is further demonstrated by an anonymous
reviewer's comment on Ball
et al (2006) "This paper is extremely important and should be
published as soon as possible. The
debate concerning SIDS is beginning to impinge on breastfeeding norms.
This well executed study
adds an important piece to this discussion, and offers options for
postpartum care. There is nothing
in the literature that I am aware of that addresses this issue in the
postpartum wards. The clinical
and research messages are clear. In my opinion, this article should be
in the most widely read of
Pediatric journals, so it would be well placed with you. Thank you for
the opportunity to comment
on this excellent and timely article."
Details of the impact
Durham Sleep Lab research findings have made a clear impact upon a)
infant sleep safety
recommendations and campaigns, b) hospital and community infant care
practice, policies and
guidance for staff and c) parental ability to make informed-choices about
infant sleep
arrangements. We have increased our research-users' understanding of
controversial issues such
as parent-infant bed-sharing and generated research evidence that informs
policy and supports
practice in a variety of arenas. The value of the work of the Durham Sleep
Lab was captured in a
recent midwifery review which began: "Helen Ball has been an absolute gift
to this area"
(Essentially MIDIRS, 2012, 3(4):13).
Our impact is far-reaching, supporting infant care policy and practice at
local, regional and national
levels in a variety of countries (see www.dur.ac.uk/sleep.lab/impact). Our research has informed
UK policy development via the Department of Health and Scottish Health
Executive, National
Institute for Clinical Excellence, NHS Choices, NGOs such as UNICEF (see
below), parent-support
charities (e.g. La Leche League, NCT), and professional bodies such as
Royal College of
Midwifery in the UK and overseas. We use speaking and policy-input
invitations as pathways to
impact, educating policy-makers and practitioners about infant sleep
ecology, thereby changing
perceptions, policy and practice (e.g. Source 1).
We have worked with UNICEF UK Baby-Friendly Initiative since 1998.
UNICEF's parent
information leaflet Caring for Your Baby at Night (Source 2),
endorsed by the Royal College of
Midwives, Community Practitioners and Health Visitors Association, and
Foundation for Study of
Infant Death, is given to all parents upon discharge from maternity care
in the UK and draws
heavily on our research about why and how parents bed-share. The `Guide
for Health
Professionals' providing the evidence-base for Caring for your
Baby at Night cites 8 of our research
publications and directs parents to Durham Sleep Lab's Infant Sleep Info
Source website
(www.isisonline.org.uk). UNICEF uses
and recommends Durham Sleep Lab research in their
guidance for both professionals and parents on their website (www.unicef.org.uk/BabyFriendly/
News-and-Research/Research/Bed-sharing-and-infant-sleep) (Source
3).
Safe Sleep, Bed-sharing, and Breastfeeding policy documents from a wide
range of NHS Trusts
and Local Councils use similar evidence from our research (http://www.dur.ac.uk/sleep.lab/
impact/nhs_policies/). NHS policy examples include NHS Northumbria,
NHS Central Lancashire,
NHS Bedfordshire, NHS Salisbury, NHS Highlands (Sources 4-6).
The characteristic mother-baby sleep position we documented in 2006 was
first used in the
UNICEF/FSID leaflet Sharing a Bed with your Baby (given to all UK
parents at hospital discharge
from 2008-2011), and is now incorporated into safe-sleep guidelines around
the world. This
guidance leaflet is still recommended by many NHS trusts and international
organisations, and is
translated into at least 18 languages
(http://www.unicef.org.uk/BabyFriendly/Resources/Resources-in-other-languages/).
The same
research is used in the Australian Breastfeeding Association guidance for
parents, La Leche
League guidance on safe sleeping in UK and US (LLLGB; LLLI), and the New
Zealand College of
Midwives' position statement, among many others (Sources 7-9)
Our postnatal-ward video studies of night-time infant care have supported
side-car crib use in
postnatal units in UK, European and worldwide hospitals (e.g., UK,
Australia, New Zealand, USA,
Belgium and France).
Our (ESRC-funded) ISIS project (www.isisonline.org.uk)
is a key pathway to impact, filling a
vacant information niche in providing authoritative and accessible
research-based infant sleep
information for parents, service providers, and policy makers. Launched in
March 2012, ISIS
received 74,651 visits from 50,124 unique visitors in 12 months (58%
UK-based, 42% from 137
other countries — data provided by Google Analytics). Dozens of NHS
trusts, local councils,
parenting and support groups, infant and maternal health websites provide
links to ISIS; we can
document referrals to ISIS from around the world and have observed many
instances of mother-to-mother
sharing of ISIS info via social networking e.g., "Have you heard of ISIS?
[www.isisonline.org.uk]. I have found
it so helpful to me to understand my baby and sleep"
(Mumsnet 2012).
Ball has spoken, by invitation, at over 180 health professional
conferences, workshops, and
workforce education events, (http://www.dur.ac.uk/sleep.lab/insidethesleeplab/presentations/)
sharing our research with thousands of service providers in UK and
overseas. This is a direct
pathway to impact: the recipients of this information have
enthusiastically embraced it, and used it
to change practice and policy within their spheres of work, for example:
"Thank you for your sleep presentation for GOLD 2012. We are in the
process of reviewing our
recommendations around SIDS and co-sleeping, and we will be using much
of the information
from your presentation to argue for a more nuanced recommendation than
the one we currently
make." [Washington State Dept of Health, email, 12.7.12, copy available
on request].
Achieving impact has not been without challenge. Maintaining positive
dialogue, sharing research
results and publications, and supporting partnership working have been
important in advancing
change. This is exemplified in Lancashire where we have worked with the
safeguarding board,
NHS infant feeding coordinators, public health department and County
Council to develop and
refine their new Safer Infant Sleep guidance for Health Professionals and
materials for families
(Source 10). Directly sharing the results of our research has been
important in shaping this
guidance and alleviating tension between policy makers, health
professionals and parents.
A much more extensive list of our impact, with links to evidence of the
use of both the research and
ISIS, can be found at www.dur.ac.uk/sleep.lab/impact.
Sources to corroborate the impact
Ten sources of evidence that illustrate the nature of the impact of
Durham Sleep Lab
research on infant care policy, guidance and practice are selected below
for corroboration.
- UK SIDS prevention recommendations: Department of Health and
Foundation for Study of
Infant Death: Reduce the Risk guidelines (2009)
-
Caring for your Baby at Night (2012): The Health Professionals
Guide from UNICEF with Royal
College of Midwives, Foundation for the Study of Infant Death, Community
Practitioners and
Health Visitors Association and UNITE, the Health Workers' Union.
- UNICEF UK Baby-Friendly Initiative website: Research — Bed-sharing
and Infant Sleep; Infant
Sleep Info Source Launch; Sample bed-sharing policy; Research
outputs; Safe bed-sharing
guidance and translations.
- Northumbria Healthcare NHS Foundation Trust: Guidance to support
safe sleeping practices
for babies (2013)
- NHS Central Lancashire: Infant Feeding Policy (2010) (Appendix
4: Guidance on bed-sharing/co-sleeping
in relation to infant feeding)
- Salisbury NHS Foundation Trust: Mothers and Infants Bedsharing
(Policy Document 2008-2013)
- New Zealand College of Midwives (NZCOM): Safe sleeping for baby
(2010)
- Australian Breastfeeding Association (ABA): Position statement on
Safe Infant Sleeping (2012)
- La Leche League GB Safe sleep and the breastfed baby (2010)
- Lancashire County Council and Lancashire Children's and Young People's
Trust: Pan-Lancashire
Safer Sleeping Guidance for the Integrated Workforce (2012) and Safer
sleep for
baby (2013) (Guidance for parents)