Protecting the UNESCO World Heritage Site of Lumbini, Nepal, and neighbouring sites of significance.
Submitting InstitutionUniversity of Durham
Unit of AssessmentGeography, Environmental Studies and Archaeology
Summary Impact TypeCultural
Research Subject Area(s)
Built Environment and Design: Architecture
History and Archaeology: Archaeology, Curatorial and Related Studies
Summary of the impact
Durham Archaeology has significantly changed how one of the most
important World Heritage Sites in Asia is protected and managed. By
enhancing the definition, sequence and preservation of Lumbini, birthplace
of the Lord Buddha, this research has influenced development plans for the
maintenance of the site, preventing proposals that would have destroyed
critical evidence of early Buddhist practice. The research approach is now
being translated to neighbouring sites. The impacts of Durham's research
thus have extensive reach, being of significant value to the Government of
Nepal, the United Nations Educational and Scientific Organisation (UNESCO)
and the Lumbini Development Trust.
The research on which this study is based is derived from two field
projects led by Robin Coningham.
Anuradhapura (Sri Lanka) Project, Phase II: The Hinterland
Strengthening the Conservation and Management of Lumbini:
the Birthplace of Lord Buddha Project (Japanese Funds in Trust
(JFIT) for UNESCO US$ 791,786).
Together these projects have implemented a bimodal research programme
geared towards the critical evaluation and definition, protection,
management and promotion of Buddhist archaeological heritage in Asia. The
first strand has refined existing models for the development and spread of
early Buddhism throughout South Asia and challenged current notions of
early practice and precept [Refs 1 & 2]. The second has assessed and
mitigated current risks and threats to the long-term preservation of
Buddhist archaeological heritage at Lumbini [Ref 3].
Durham's pioneering approach uses systematic and scientific
archaeological techniques developed within the hinterland of Anuradhapura,
and these underpin the first strand. By combining geophysical survey,
targeted excavations at monastic and secular sites, Carbon 14 dating,
luminescence dating of bricks and sediments, and systematic transect and
geoarchaeological survey, we have redefined the role of early Buddhist
monasteries in the colonisation and management of Anuradhapura's
hinterland, through provision of a robust spatial and chronological
framework [Ref 1].
These techniques have now been applied to the UNESCO World Heritage site
of Lumbini [Ref 3 & http://www.unesco.org/new/en/kathmandu/culture/jfit-lumbini-project/].
Coningham's excavations within the Maya Devi Temple have documented unique
evidence of pre-brick, timber-built structures. This refutes established
thinking and contradicts the focus in heritage practice on brick-built
structures as the prime indicators of early Buddhist occupation across
South Asia. The recovered posthole sequence may represent the earliest
Buddhist shrine in South Asia [Ref 3].
Geophysical survey, using a combination of magnetometry, GPR and
augering, has also delineated the extent of subsurface cultural material
beyond the monumental core, and excavations in these peripheral areas,
including the Village Mound, have demonstrated the presence of occupation
contemporary with the Buddha's life. Experimental luminescence dating of
bricks and sediments within the Temple has facilitated a reassessment of
the chronological sequence of the site. Thin-section analysis, lipid and
pollen sampling are shedding light on the nature of ancient space
utilisation and early devotional practice [Ref 3].
The findings at Lumbini underpin the second research path, focussed on
revising the ways in which Buddhist sites are protected, managed and
presented, changing the emphasis from brick-built structures on the
surface to subsurface archaeological deposits [Ref 3]. The excavations at
Lumbini testify to the likely survival of sequences of perishable
structures pre-dating brick built structures at Buddhist sites across
South Asia. These findings thus have direct relevance more widely to the
definition and protection of such remains in law in Nepal.
This research is led by Prof Robin Coningham (Durham 2005 — present) with
Dr Mark Manuel (Durham PhD 2005-2008; PDRA 2008-), Dr Keir Strickland
(Durham PhD 2007-2011; Lecturer at UHI 2012-), Dr Christopher Davis
(Durham PhD 2009-2013; PDRA 2013-), Jennifer Tremblay (Durham PhD 2010-)
and Prof Ian Bailiff (Durham 1979- present).
References to the research
[Ref 1] Coningham, R.A.E., Gunawardhana, P., Manuel, M.J., Adikari, G.,
Katugampola, M., Young, R.L., Schmidt, A., Krishnan, K., Simpson, I.,
McDonnell, G. & Batt, C. 2007. The state of theocracy: defining an
Early Medieval hinterland in Sri Lanka. Antiquity 81(313):
• Submitted in RAE 2008. Cited in important comparative overviews eg.
Fagan, B. 2011 Elixir: a human history of water. London:
Bloomsbury, and Smith, M.E. 2012. The Comparative Archaeology of
Complex Societies. Arizona State University Press.
[Ref 2] Bailiff, I.K., Lacey, H.R., Coningham,R.A.E., Gunawardhana, P.,
Adikari,G., Davis, C.E., Manuel, M.J. & Strickland, K.M. 2013.
Luminescence dating of brick stupas: an application to the hinterland of
Anuradhapura, Sri Lanka. Antiquity 87(335): 189-201. http://antiquity.ac.uk/Ant/087/0189/ant0870189.pdf
• Submission for REF 2014
• Antiquity is a journal with a rigorous peer-review process:
`The application of luminescence dating to brick stupas represents an
original and novel application and it opens up promising avenues of
research for refining existing chronologies and providing direct and
independent dating evidence for brick monuments across Asia'. Antiquity,
anonymous peer referee's comments.
[Ref 3] Coningham, R.A.E., Acharya, K.P., Strickland, K.M., Davis, C.E.,
Manuel, M.J., Simpson, I.A., Gilliland, K. & Tremblay, J. 2013. The
Earliest Buddhist Shrine: Excavating the Birthplace of the Buddha, Lumbini
(Nepal). Antiquity 87(338): 1104-23 Hard copy archived at Durham
University, Dept. of Archaeology.
• Submission for REF 2014
• `This is a very interesting paper which challenges established
understanding of Buddhist archaeology through the presentation of new data
and analysis. The apparent absence of archaeological correlates (largely
as a result of methodological shortcomings) for the Buddhist tradition
prior to the Mauryan period is one of the major issues in the archaeology
of early Indian religions.' Antiquity, disclosed referee's comment
(Dr Julia Shaw, UCL).
Coningham, R.A.E. 2004-2009. (PI). Director. The Anuradhapura (Sri
Lanka) Project: the hinterland. AHRC £215,870.
• Graded `Outstanding' in the AHRC post-award review.
Coningham, R.A.E. 2010-2013. (Co-PI). Archaeological Expert, World
Heritage Centre, UNESCO, Paris. Strengthening the Conservation and
Management of Lumbini: the Birthplace of Lord Buddha. Japanese Funds
in Trust for UNESCO US$ 791,786. http://www.unesco.org/new/en/kathmandu/culture/jfit-lumbini-project/;
Details of the impact
Durham's involvement in the Birthplace of Lord Buddha project (Japanese
Funds in Trust for UNESCO: see Section 2), is stated by UNESCO as being
central to the on-going purpose of conservation and protection at Lumbini
[Source 1]. By bringing to bear in Sri Lanka a pioneering research
approach developed by Durham, UNESCO recognises that the Durham team is
uniquely placed to provide evidence vital to the protection of Lumbini's
Outstanding Universal Values (OUVs), citing them as `the only team with a
proven track record and capacity to undertake the highly specialised
archaeological activities' [So2 pp.4 & 6]. By verifying that fragile
but extensive sub-surface deposits relating to the life-time of the Buddha
survive, Durham's research has become integral to the development of
management and protection at Lumbini `to prevent future damage' [So3
pp.2-3]. With an estimated 795,794 visitors in 2012
(http://www.lumbinitrust.org/articles/view/198), as compared against
16,780 in 2000 (www.lumbinitrust.org/buletins/ec4f6233d1b87506.96216119.pdf),
Lumbini is a fast growing attraction for pilgrims and tourists. This
massive increase in numbers, and related changes to local infrastructure
including a larger airport, new link-roads, and also new water, sewerage,
power lines and mediational paths, all place pressure on Lumbini and its
associated sites (eg. Tilaurakot and Kudan), and could compromise
Lumbini's OUVs (http://whc.unesco.org/en/list/666/).
The results from this Durham project are thus significant to Lumbini in
particular, and are also relevant to Buddhist heritage in the wider
region, and are of broad international interest as well: evident in the
commissioning by National Geographic in 2012 of the film Buried
Secrets of the Buddha, due for release in December 2013. Impact is
claimed in three specific areas:
A. New UNESCO Guidelines for the Management of Lumbini
Previously, management approaches at Lumbini have focused on the
conservation of brick-built structures on the surface. Sensitive
archaeological deposits, hitherto unrecognised, have been jeopardised by
the laying of electrical cables, water pipes and footpaths. By identifying
and mapping sub-surface structures, Durham's project has prevented further
damage [So3 p.2-3] and in 2012 UNESCO recognised that it was `reinforcing
the capacity of the Nepalese authorities for the protection, enhancement
and sustainable development of the property' [So4 — Current
Conservation Issues]. This field research has also fed directly into
new guidelines that ensure the proper preservation and presentation of the
Sacred Garden (the most sacred part of the complex) by highlighting two
key principles against which to test future developments at the site:
Non-intrusive and Reversibility. Recent plans for the construction of a
pilgrim walkway funded by the Thai PhuongThai Foundation. responded to
these principles. The result was the resituation of a new modern access
route specifically to avoid damage to subsurface archaeological remains
[So4 General Response to Decision 33 COM 7B.79a & So5 p.23 -
28/1/2011]. With support from UNESCO, the Durham key principles have been
adopted within UNESCO's new in press volume on Perceptions of The
Sacred Garden of Lumbini: in preparing an integrated vision for the
sacred garden, which will form the basis of Lumbini's new draft
Integrated Management Plan [So6 p.153].
B. Government of Nepal Proposed Modification of World Heritage Site
When Lumbini was inscribed on the UNESCO World Heritage List in 1997, its
designation was limited to a cluster of standing monuments. The Durham
team have now demonstrated the presence of important natural and cultural
sub-surface features outside the protected property [So7 p.13]. Of
particular importance is the recovery of a deep sequence at the Village
Mound, which is currently occupied by the Divisional Police Headquarters,
confirming `the presence of early cultural and natural levels' [So3, p.
8]. This has prompted UNESCO to undertake the relocation of these existing
structures in order to protect the fragile but important archaeology [So5,
p. 23] and crucially, has directly informed a request by the Nepal
Government to the World Heritage Committee to recognise the extension of
Lumbini's buffer zone to include these sub-surface assets within the
property [So7 p.12 & So 4 Conclusion].
C. Government of Nepal and UNESCO Development Plan/s and Translation
of Approach to Neighbouring Sites
The Government of Nepal considered the Durham approach so integral to
meeting the challenges to its World Heritage Sites, that an extension of
field activities was agreed in 2011 [So8]. This extension supports the
development of the nomination dossier for Tilaurakot, a site associated
with the life of the Buddha and also on the tentative World Heritage list
for Nepal. Durham's strategies, methods and guidelines outlined above, are
central to this activity with field seasons in 2012 and 2013. Durham has
also advocated the development of a broader survey of the region, and was
contracted by UNESCO in 2012 to prepare the outline for a Lidar survey of
the Greater Lumbini Area to support general infrastructure and cultural
zoning [So9 p.9]. This proposal has now been included within UNESCO's
brochure for key components that require assistance and financial support
from national and international stakeholders, demonstrating acceptance of
Durham's multi-disciplinary approach [So5 pp. 28-9].
Sources to corroborate the impact
[Source 1] UNESCO. Strengthening the Conservation and Management of
Lumbini; the Birthplace of Lord Buddha http://www.unesco.org/new/en/kathmandu/culture/jfit-lumbini-project/.
[Source 2] UNESCO (23/11/11). Selection Form of An Implementation Partner
Section II. Justification of the choice of an implementation partner for
`Strengthening the Conservation and Management of Lumbini the Birthplace
of Lord Buddha/ Archaeological Identification and Interpretation of
Lumbini'. Partnership Proposal prepared and submitted by UNESCO Field
Office Kathmandu to UNESCO World Heritage Centre Paris via UK National
Commission for UNESCO.
[Source 3] AP (23/1/12). UNESCO JFIT Narrative Progress Report (January —
December 2011), prepared and submitted by the Government of Japan to
[Source 4] Government of Nepal (2011). State of Conservation Report of
Lumbini, the Birthplace of the Buddha Submission to the UNESCO World
[Relevant sections: Current Conservation Issues; General
Response to Decision 33 COM 7B.79 a (confirming that `...temporary
improvements are being carried out in close consultation with the national
and international consultants working with the JFIT project'); Conclusion
(statement of support for the inclusion of the outer sacred garden in a
new buffer zone by the World Heritage Centre and Advisory Bodies).
Prepared and submitted by Government of Nepal to UNESCO].
[Source 5] UNESCO (5/13). Lumbini: The birthplace of Lord Buddha in
Nepal. Completing the Kenzo Tange Master Plan. KAT/2013/PI/H/4.
Fund-raising brochure designed and published by UNESCO and UNDP to assist
Nepali national authorities in garnering international support for the
development of Lumbini and its surrounding areas.
[Source 6] UNESCO. Perceptions of The Sacred Garden of Lumbini: in
preparing an integrated vision for the sacred garden. Volume
presenting an Integrated study and vision for Lumbini, compiled and edited
by Kai Weise commissioned and published by UNESCO, Katmandu. Pre-print
proof provided. In press: launch date 31/10/13. http://www.unesco.org/new/en/unesco/events/public-
[Source 7] Basnyat Thapa, N. (12/11). Research to cast light on Lord
Buddha's birth date: Scientific dating to unlock events of historical and
religious magnitude. Voices (UNESCO Asia- Pacific Quarterly
-10/2011-12/2011) 28: 12-13.
unesdoc.unesco.org/images/0021/002148/214821E.pdf. Article in UNESCO's
Asia-Pacific Quarterly journal and written by a member of UNESCO.
[Source 8] Government of Nepal (1/11). Memorandum of Understanding
between Ministry of Federal Affairs and University of Durham, UK
concerning Archaeological Excavation in Tilaurakot, Kapilbastu District of
Nepal. Outlining agreed research and fieldwork at Tilaurakot by Durham.
MoU with Durham commissioned by the Secretary of the Government of Nepal's
Ministry of Federal Affairs, Constituent Assembly, Parliamentary Affairs
and Culture. Signed by Durham Department of Archaeology and Lumbini
Development Trust, Government of Nepal.
[Source 9] UNESCO (20/11/12). Consultancy Contract for preparing a
project outline of archaeological survey through remote sensing in the
Greater Lumbini Area. KAT/12/CLT/23.
Consultancy contract to Coningham commissioned by UNESCO.