Case Study 9. Changing cancer services and improving patient outcomes in the UK
Submitting Institution
University of LeedsUnit of Assessment
Clinical MedicineSummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Oncology and Carcinogenesis, Public Health and Health Services
Summary of the impact
Research in Leeds showed, conclusively for the first time, improved
outcomes for cancer patients managed in multidisciplinary specialised
cancer care teams. Our research and systemic overview provided the
evidence for a new government policy to reconfigure cancer care services
into Cancer Networks, Centres and Units. This required radical
evidence-based changes including centralisation of many cancer surgical
services. A rigorous implementation plan based on research evidence, was
initiated under Leeds leadership and sustained in subsequent government
policies. It changed clinical guidelines and professional standards,
altered practice for all UK cancer patients and contributed to improved
cancer survival.
Underpinning research
In the early 1990s, cancer survival in the UK was shown to be poor
compared with other developed countries. There was a recognised need for
radical change and an Expert Advisory Group (EAG) was convened in 1994 by
the Chief Medical Officers Sir Kenneth Calman and Dame Deirdre Hine, with
Peter Selby, (Leeds 1989- , Professor of Cancer Medicine), as
Consultant Advisor, and Bob Haward (Leeds 1995-, Professor of
Cancer Studies), as the Public Health representative. While it was clear
that cancer services needed to improve, both the EAG and the Department of
Health (DH) were determined that policy should be evidence based. Work in
Leeds, published in 1995, highlighted the relationship between high
clinician workload, a crucial surrogate for specialisation, and
multidisciplinary patterns of treatment on survival from breast cancer.
This evidence and a key systematic review on the benefits of specialised
care also conducted in Leeds and published in 1996 (2) informed new DH
policy — the Calman Hine plan — to provide multidisciplinary specialised
care in a system of Cancer Networks, Centres and Units.
The systematic review of all available evidence (2) drew strongly on data
from Leeds and similar work on consultant workload from Glasgow, but also
evaluated evidence worldwide. Evidence to support various aspects of
specialisation such as training, caseload, and the formation of
multidisciplinary teams was strongest for breast cancer, ovarian cancer,
and some haematological malignant diseases. The largest number of patients
referred to in the review were included in Leeds studies. The review
concluded that there was evidence that some specialised care can be
successfully delivered by a network of district hospitals and main general
or teaching hospitals and does not always require referral to cancer
centres, which strongly influenced the recommendations of the EAG and
subsequent policies. The review, authored by Selby, was incorporated into
the Calman-Hine Plan in 1995 [A].
Haward, David Forman (Leeds 1994-2010, Professor of Cancer
Epidemiology), Phil Quirke (Leeds 1990- , Professor of Pathology),
Eva Morris (Leeds 1999-, Principal Research Fellow) continued to
research the relationship between specialised care for colorectal and
gynaecological cancers and better survival (3-5). Analysis of
cancer-registry data from 12,861 patients with breast cancer treated in
Yorkshire showed that patients of surgeons with higher rates of
multidisciplinary care indicated by use of chemotherapy and hormone
therapy, had improved survival. There was considerable variation between
surgeons, 26% of which could be explained by rates of use of chemotherapy
and hormone therapy. Had the practice of the surgeons with the best
outcomes been followed by all treating clinicians, 5-year survival would
have increased by about 4-5% (1-3). Analysis of the differences in
survival as a function of consultant caseload showed poorer results
amongst those surgeons treating less than 30 new cases of breast cancer
per year. Similar Leeds studies on cervical cancer and on colorectal
cancer showed variation in outcomes that strongly suggested improved
outcomes could be achieved by specialisation and multidisciplinary care
(4,5). This work continued to inform DH policy.
References to the research
(1) Sainsbury R, Haward B, Rider L, Johnston C, Round C. Influence of
clinician workload and patterns of treatment on survival from breast
cancer. Lancet 1995; 20: 345: 1265-70.
This study provided compelling evidence to support multidisciplinary
team working and specialisation of care with substantial patient volumes
per team to improve patient outcome.
(2) Selby P, Gillis C, Haward R. Benefits from specialised cancer care.
Lancet 1996; 348: 313-18.
This systematic overview provided the evidence framework underpinning
the Calman/Hine (Expert Advisory Group) Report, 1995 and a shortened
version was included in the Report.
(3) Stefoski Mikeljevic J, Haward RA, Johnston C, Sainsbury R, Forman D.
Surgeon workload and survival from breast cancer. Br J Cancer 2003; 89:
487-91.
This study confirmed with long follow up the importance of surgeon
workload in predicting outcomes from breast cancer.
(4) Downing A, Mikeljevic JS, Haward B, Forman D. Variation in the
treatment of cervical cancer patients and the effect of consultant
workload on survival: a population-based study. Eur J Cancer 2007; 43:
363-70.
Analysis showing specialised teams managing substantial numbers of
patients with cervical cancer generated better outcomes for patients.
(5) Morris E, Quirke P, Thomas JD, Fairley L, Cottier B, Forman D.
Unacceptable variation in abdominoperineal excision rates for rectal
cancer: time to intervene? Gut 2008; 57: 1690.
Study showing the variation in outcomes for patients undergoing major
surgical resection for rectal cancer was substantial and dependent on
surgeon workload.
Details of the impact
Leeds research into the factors which determine better outcomes for
cancer patients identified multidisciplinary specialised care as important
and proposed networks of care as a suitable means to deliver this. This
evidence, directly included in the 1995 Calman-Hine report [A],
underpinned new government policies, which were systematically
implemented, changing guidelines, NHS systems and healthcare practice and
leading to improved survival for cancer patients.
Creating the impact: an active programme of implementation
(1995-2007)
Prior to the evidence-based Calman-Hine report which drew heavily on Leeds
research, cancer services were fragmented with care often delivered by
generalists working in isolation in a single discipline, such as surgery,
medicine or radiotherapy. The research at Leeds underpinned the
development of the new policy of networks of multidisciplinary teams with
specialist services provided at fewer centres. The implementation of this
strategy was actively supported and funded by the DH with leadership
provided from Leeds (Haward, Mark Baker, Yorkshire Cancer Network
Director and Sean Duffy, Leeds 1990- and Yorkshire Cancer Network
Director). The plan reconfigured services into Cancer Centres, Cancer
Units and Cancer Networks covering specific geographical areas. It
involved the designation of appropriate hospitals, consultants and teams
to provide specialised services, including major surgery, for patients
with rare and intermediate frequency cancers. Cancer Units with adequate
patient volumes to provide sufficient multidisciplinary care were
identified.
This strategy radically changed services in England and Wales affecting
over 250,000 new patients every year. Selby and Haward were involved in
designing the new services and planning their implementation. A series of
service guidance documents developed by Haward determined how services for
all the main types of cancer should function and how the component parts
fitted together. Improving outcomes guidance, subsequently national cancer
guidance, was prepared first for breast cancer and then sequentially in
all cancers (from 1995-2006) [B]. These documents make multiple references
to Leeds-based research. In breast, colorectal and lung cancer,
specialists moved to multidisciplinary team working; in upper GI,
urological and gynaecological cancers guidance led to changes in hospital
treatment, required multidisciplinary and specialised treatment and
defined the minimum caseload necessary for surgeons. Patients with rare
cancers were all referred to Cancer Centres. The established principles in
the Calman-Hine report were supported by further Leeds research and were
incorporated in subsequent policy documents and service guidance [C]. The
evidence-base was vital to gain support for radical changes which had the
potential to be unpopular. This is likely to have been the first time that
volume/outcome evidence was used in a systematic way to radically change a
health system. The result of this systematic evidence-based implementation
has been a sustained and ongoing improvement to services and patient
outcomes in the impact window 2008-2013.
Impact on cancer care services
There has been a radical overhaul of the way multidisciplinary care for
cancer is delivered and the configuration of services, a national strategy
which has remained as a cornerstone of service provision. Since 2008 up to
2013 this has ensured that across England and Wales, appropriate teams are
in place with adequate degrees of service centralisation and specialised
workload. A rolling programme of peer review has been established for each
service. Designated requirements are in place for the membership of
multidisciplinary teams, the referral of cancer patients and their review
in multidisciplinary team meetings, with clear criteria for the service
volume requirements for a specialised multidisciplinary team in a Cancer
Centre or a Cancer Unit. The National Cancer Peer Review (2010-2013)
database [D] records these service changes for all cancer care in England
and Wales ensuring these improvements reach all cancer patients and are
sustained.
Impact on patient survival
All cancer patients now receive expert, peer-reviewed, multidisciplinary
specialised care. This has been a major factor in the increase in median
survival from three years in 1995 to five years for patients diagnosed in
2008. The proportion of all cancer patients who survive for five years has
increased from 40% in 1995 to over 50% in 2008. This impact is ongoing
with survival figures continuing to improve [E,F]. Cancer Research UK have
analysed one, five and ten year survival for England prior to Calman-Hine
(1991-1995) and in five year cohorts up to 2010 for the 21 most common
cancers [F]. Substantial increases in survival of over 5% at 5 years are
seen in 16 cancer sites including the common cancers of breast (13%
increase), colorectal (12% increase) and prostate (over 15% increase).
Important exceptions are cancers of the pancreas (2% increase), lung (4%
increase) and brain (4% increase) where even specialised treatments have
not led to substantial improvements; testicular cancer where 5 year
survival is 97%; and bladder cancer which has not changed. Although other
factors have contributed substantially including novel therapies,
epidemiological studies and expert opinion have attributed a significant
proportion of that improvement to the changes in policy and care practices
described here [G,H,I,J]. Multidisciplinary specialised care, Cancer
Networks, Centres and Units and peer review driven service delivery and
healthcare practices are regarded as important factors in improved patient
outcomes [H,I]. If best multidisciplinary specialised practice results in
improvements of 5% in 5 year survival as was shown in Leeds research (1,3)
a conservative estimate of the impact of specialised multidisciplinary
care on 5 year survival across all cancers at 1-2% increased survival on
average, would imply many thousands of lives saved every year in England
alone before, during, and continuing after the Impact period, 2008-2013.
Sir Kenneth Calman, Chief Medical Officer (1991-1997), himself a
cancer specialist said: "The reform of cancer care to ensure all
patients were treated by specialists who were working in
multidisciplinary teams was of great importance. Dame Deirdre Hine and I
were absolutely committed that it should be firmly based on research
evidence to ensure the best care and use of resources and to give us an
evidence-based platform to persuade clinicians to change their
practices. These changes included radical reconfiguration of surgical
services for major cancer operations. Leeds oncology/public health
research was critical to our plan and to its successful implementation.
[H]
Sir Michael Richards, National Cancer Director (1999-2012) said: "The
evidence-based plans for multidisciplinary specialised cancer care and
the radical reconfiguration of cancer services have resulted in
improvements in care and survival for cancer patients which continue to
this day. Leeds research informed the first plan and changes were
sustained in the National Cancer Plan of 2000 and the subsequent
strategies in 2007 and 2011 and this theme continues up to 2013. The
strong evidence base provided by Leeds, incorporated into the planning
process, was a critical element of its ongoing success." [I]
The international impact of the evidence generated by the Leeds team is
confirmed from Australia and New Zealand [J]. Professor Jim Bishop,
the former Chief Medical Officer of Australia, said "The initial work
done at the University of Leeds by Haward and Selby was an important
basis for the recommendations within the report by Calman and Hine on
cancer services improvement in the UK. This evidence and subsequent work
from Leeds have provided an important part of the much needed evidence
base to establish programs to improve the performance of cancer services
in Australia. In particular, these data were influential in the
development of cancer plans and in the support for multi-disciplinary
care.
As the Chief Medical Officer for Australia, and Board Member of Cancer
Australia (current Chair) the Australian Government Cancer Agency, I
note that this evidence was also influential within the policy framework
for Cancer Australia especially in promoting multi-disciplinary care in
Australia. Cancer Australia has subsequently developed an extensive
program of support, evaluation and best practice approaches for
multi-disciplinary care in Australia as national standards."
Sources to corroborate the impact
[A] A policy framework for commissioning cancer services: A report by the
Expert Advisory Group on Cancer to the Chief Medical Officers of England
and Wales/Calman Hine Report 1995.
http://webarchive.nationalarchives.gov.uk/20080814090336/http://dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4071083?IdcService=GET_FILE&dID=17110&Rendition=Web
This report was the initial step in the impact of the Leeds research
and the inclusion of the evidence in the report itself (authored by
Selby) demonstrates the contribution to the report.
[B] Improving Outcomes in Breast Cancer. July 1996. Produced by
Department of Health. Manual Cat.Nos. 96 CC0021 & Research Evidence 96
CC0022.
National Institute for Clinical Excellence: National Cancer Guidance
Steering Group. Improving Outcomes in Urological Cancers. September 2002:
NICE. www.nice.org.uk
National Cancer Guidance Group. Improving Outcomes in Upper
Gastro-intestinal Cancers. Jan 2001: Produced by Department of Health.
Manual & Research Evidence 23180 and 23943.
National Cancer Guidance Group. Improving Outcomes in Gynaecological
Cancers. July 1999: Produced by Department of Health. Manual &
Research Evidence 16150.
Improving Outcomes in Colorectal cancer. November 1997. Produced by
Department of Health. Manual 97CV0119 & Research Evidence 97CC0120.
National Institute for Clinical Excellence: National Cancer Guidance
Steering Group. Improving Outcomes in Haematological Cancers. October
2003: NICE. www.nice.org.uk
[C] The DH Cancer Plan 2000; The DH Cancer Reform Strategy 2007; DH
Improving Outcomes a Strategy for Cancer 2012. The DH Manual of Cancer
Standards 2000 which then became updated in 2004 and 2008 as the DH Manual
for Cancer Services 2004, 2008, 2009 and 2011.
These were plans which drew on multidisciplinary and specialised care
developed through Calman/Hine and sustained the specific Improving
Outcomes Guidance.
[D] National Cancer Peer Review (NCPR) database (2010-2013). CQuINS The
Cancer Quality Improvement Network System; a web based database used to
support the Peer Review process. http://www.cquins.nhs.uk/
This is a national, Department of Health system and Mr Martin Waugh,
Cancer Centre Information Manager has written a note explaining its use
in practice.
[E] Walters S, Quaresma M, Coleman MP, Gordon E, Forman D, Rachet B.
Geographical variation in cancer survival in England, 1991-2006: an
analysis by Cancer Network. J Epidemiol Community Health. 2011
Nov;65(11):1044-52.
[F] Data supplied by Nicholas Ormiston-Smith, Head of Statistics, Cancer
Research UK. Survival estimates were provided by the Cancer Research UK
Cancer Survival Group, London School of Hygiene and Tropical Medicine on
request, 2011. http://www.lshtm.ac.uk/eph/ncde/cancersurvival/
[G] Autier P, Boniol M, La Vecchia C, et al. Disparities in breast cancer
mortality trends between 30 European countries: retrospective trend
analysis of WHO mortality database. BMJ 2010 ; 341: c3620. Autier P,
Boniol M, Gavin A, Vatten LJ. Breast cancer mortality in neighbouring
European countries with different levels of screening but similar access
to treatment: trend analysis of WHO mortality database. BMJ 2011; 343:
d4411.
[H] Letter including quote from ex-Chief Medical Officer, Sir Kenneth
Calman, 2 January 2013.
[I] Letter including quote from National Cancer Director, Professor Sir
Mike Richards.
[J] International Corroboration, Professor Jim Bishop, Melbourne,
Australia, 9 October 2013.
Letter and quotes from Professor Bishop who is an international
authority on cancer service developments and former Chief Medical
Officer of Australia. International Corroboration, Professor Bridget
Robinson, Christchurch, New Zealand, 4 October 2013, who is an
international authority on cancer service developments.