Fusing Spatial Planning with the Ecosystem Approach: Providing Operational Tools for Improved Decision Making across Built and Natural Environments
Submitting Institution
Birmingham City UniversityUnit of Assessment
Architecture, Built Environment and PlanningSummary Impact Type
TechnologicalResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Studies In Human Society: Human Geography, Policy and Administration
Summary of the impact
This case study is built upon the successful fusion of Spatial Planning
with the Ecosystem Approach, translating complex theory into operational
outputs for public and stakeholder engagement, which improve policy
processes and outcomes across built and natural environments and fringe
interfaces. `RUFopoly' and `EATME tree' are co-produced outputs,
maximising engagement in learning spaces within game and web-portal
formats respectively. For example, the Welsh Government has used both
tools to design emerging policy frameworks (testimonial1). The novel
research model employed builds research teams that integrate academic,
policy and practice participants within a collective journey of
(re)-discovery maximising reflective practice and social learning.
Underpinning research
Research on the rural-urban fringe (RUF) builds on CESR's expertise in
fringe governance. Larkham and Morton's (1996-2004) work on the evolution,
form and function of fringe belts identified the need for more diverse and
flexible planning interventions, supporting the needs of local communities
and their environment.
Scott's RELU-funded research (2010-2012) advances this work within
a more holistic treatment of RUF character and potential. Although the RUF
now represents the dominant UK space (Scott, 4), this research exposes its
`forgotten' nature; lacking pro-active and dedicated policy interventions.
This becomes urgent given contemporary planning policy and growth debates
which position the RUF as a `battleground' within which new housing and
infrastructure developments are contested, rather than set within more
shared visions of the kind of RUF places and environments public(s) want.
This reactive interface between built and natural environments is
typified by policy `disintegration', where interventions are based on
different paradigms, governance, scales and tools (Scott, 1). These
readily conflict: for example policy agendas built on localism (built
environment) versus landscape-scale approaches (natural environment). Our
research deconstructs this policy `disintegration' through narratives
revealing how natural and built environment interests coincide and
conflict within the same geographical space. The research then shows how
through the intersection of spatial planning (SP) and the ecosystem
approach (EA), alternative narratives maximising connectivity,
long-termism and values, can help supersede traditional silos and
administrative boundaries, creating multiple benefits (see section 3
citations).
The integration of EA and SP paradigms fills a research and policy void.
Using a research model involving a transdisciplinary research team that
crosses academic, policy and practice boundaries, enables co-production
and social learning to shape the research `journey', improving
collaboration across and within research-policy-practice domains. The
resultant conceptual framework champions more accessible end-user `lenses'
of `values', `time' and `connections' through which RUF futures can be
co-developed. By re-interpreting complex concepts (EA and SP), we
engineered new pathways across disciplinary and professional silos,
maximizing the potential for positive public engagement as exemplified in
our RUFopoly game (section 4; http://www.bcu.ac.uk/research/-centres-of-excellence/centre-for-environment-and-
society/projects/relu/rufopoly).
CESR's expertise at the RUF research and policy interface secured Scott's
leadership in a Defra and Research Councils' UK (RCUK) funded project (UK
National Ecosystem Assessment (NEA) Follow On) that mainstreams the NEA
Ecosystem Assessment (2011) within an operational tools framework. The
resulting `Ecosystem Approach Toolkit: Mainstreaming the Environment' (EATME:
http://www.eatme-tree.org.uk), provides an accessible web portal
within which users navigate through a policy cycle
(Ideas-Survey-Assess-Plan-Act-Evaluate). Each stage has guidance adapted
from the 12 principles of the EA and selected case study experiences,
which then signposts the most appropriate policy and decision-support
tools to use. Our EA toolkit consists of tools (regulatory, incentive,
valuation, futures and ecosystem services) that were co- selected on their
policy impact and suitability for incorporation within an Ecosystem
Services Framework. We then subjected each tool to a bespoke
ecosystem-proofing process with accompanying guidance. EATME is thus
designed to mainstream nature into policy, projects, plans or programmes
and is built on our transdisciplinary research model to maximise research
and policy impact.
References to the research
Academic Papers (CESR/BCU staff are in bold; all papers are
available in REF2)
1. Scott, A.J. (2011) Beyond the conventional: meeting the
challenges of landscape governance within the European Landscape
Convention, Journal of Environmental Management 92: 2754-2762
3. Scott A.J., Carter, C., White V., Brown, K. (2009) Seeing is
not everything: exploring the landscape experiences of different publics,
Landscape Research 34: 397-424
4. Scott, A.J., Carter, C.E., Larkham, P., Reed,
M.S., Morton, N., Waters, R., Adams, D., Collier, D., Crean,
C., Curzon, R., Forster, R., Gibbs, P., Grayson, N., Hardman,
M., Hearle, A., Jarvis, D., Kennet, M. Leach, K., Middleton, M., Schiessel,
N., Stonyer, B., Coles, R. (2013) `Disintegrated Development at the
Rural Urban Fringe: Re-connecting spatial planning theory and practice', Progress
in Planning 83 1-52
Policy Papers (CESR/BCU staff are in bold)
1. Carter, C., Scott, A.J. (2011) Spatial planning — new
opportunities for environmental governance, Government Gazette
October: 46-47
2. Scott, A.J., Carter, C. (2012) Planning on the edge, Green
Places May: 17-20
3. Scott, A.J., Liddon, A. (2012) Playing around in the rural
urban fringe, Government Gazette October: 56
4. Scott, A.J. (2012) Exposing, Exploring and Navigating the
built and natural divide in public policy and planning. In Practice,
March Institute of Ecology and Environmental Management, pp. 20-23
5. Scott, A.J. (2013) Re-thinking English Planning: Managing
Conflicts and Opportunities at the Urban Rural Fringe. In Blackman-Woods,
R. (2013) ed. New Directions in Planning: beyond Localism (Chapter
5)
Funding
RELU (2011-2012): Managing Environmental Change at the Fringe:
Reconnecting Science and Policy with the Rural-Urban Fringe (£145K)
UK National Ecosystem Assessment Follow On (2012-2013): Tools:
Applications, Benefits and Limitations for Ecosystems (TABLES) (£200K)
Details of the impact
This case study provides theoretical and policy fusions between SP and EA
translating complex science into accessible and operational
decision-support tools (RUFopoly and EATME) that enable different
public(s) audiences to engage with complex planning issues. Due to the
co-production research model used, policy and practice team members use
these tools to shape their ongoing national, regional and local planning
processes and outputs, and individual behaviours.
RUFopoly is an interactive learning game set within a fictitious RUF that
requires players to engage with issues that were experienced within our
RUF project. Using a 28 square board format divided into questions
addressing `SP and EA', `values', `connections' and `time', players make a
collective journey, answering questions determined by the throw of a die.
Answers are discussed, recorded and justified leading to visions based on
previous justifications promoting reflexivity and social learning. "RUFopoly
provided an innovative way of discussing key issues", said
Birmingham City Council's Head of Planning.
The game has now been played and used as part of strategy formation by
Government (Welsh Government: Natural Resource Management Programme),
Business (Greater Birmingham and Solihull LEP: (http://centreofenterprise.com/wp-content/uploads/2013/01/GBSLEP-SSFP-
Worcestershire1.pdf), to help Councillors in plan development
(Politicians in Planning Network; Staffordshire County Council) and
support GCSE and A Level curricula within six school workshops (Queen Mary
Grammar School Walsall), championed by the Geographical Association
(http://www.geography.org.uk/download/GA_1119RUFopoly.doc)
and ESRC
(http://www.socialscienceforschools.org.uk/news/blog-2013/July-2013.aspx).
One teacher Kirsty Mitchell commented "it has some good links with the
course and is useful in terms of decision making for their year 13
exams".
It has been recognized as an exemplar for adaptive management and social
learning within RCUK's Living With Environmental Change partnership (http://www.lwec.org.uk/supporting-
journey-adaptation), ESRC (http://www.esrc.ac.uk/news-and-events/features-
casestudies/features/26803/land-management-at-the-roll-of-a-dice.aspx)
and has enabled people to engage explicitly with environmental change
agendas; nationally, through the Sustainable Development Commission's
`Games to Save the Planet' project
(http://ecoactiongames.org.uk/live/wp-content/uploads/fun-games-post-event-report.pdf)
and internationally through RCUK funded Humanitarian Futures Programme
(http://www.elrha.org/dialogues/case-studies/case-study-25-board-games).
Its flexible format makes it well suited to international application.
The Rural Futures Institute Nebraska worked with Scott to develop
`Plainsopoly'; also, funding has been secured for a Swedish version. Its
unique impact has been recognized in the Observer
(http://www.guardian.co.uk/environment/2011/dec/11/lucy-siegle-childrens-board-games).
The EATME tree builds on the RUF project via the creation of an
accessible web platform that mainstreams the value of nature in policy and
decision-making processes, allowing users to apply various policy tools
within particular contexts (plans, policies or programmes) and guidance
from the ecosystem approach. The Natural Resource Use Advisor of Natural
Resources Wales (NRW) states that, "Alister has succeeded in putting
the ecosystem approach into practice". EATME is being developed and
tested simultaneously with the project co-investigators involving
academic, policy and practice participants. For example, Welsh Government
and NRW are using EATME within their policy frameworks. As the Natural
Resource Use Advisor to Natural Resources Wales states, "So whilst our
framework is operational guidance, it currently lacks tools and it is
here that the EATME tree provides an accessible web portal for our
staff".
A significant aspect of the research impact from both outputs derives
from the way the research process was orchestrated to incorporate
stakeholders as full team members, engaged actively in co-producing
knowledge. The former Chair of the Rural Working Party for OECD, a member
of our EATME team, states "... it can secure much greater impact by
drawing on the different experiences and professional background of a
diverse team"... "This is the way to spread knowledge of research —
communicating through the team members." This also leads directly to
active changes in the way team members work and has influenced processes
in host organizations. Natural England's Head of Profession: Ecosystem
Approach, states, "I was impressed by Alister's leadership and
innovation... RUFopoly as a learning tool helps people engage with
complex issues ... "a tool we have used in our own staff development
sessions." Furthermore the Rural Affairs Director at the National
Farmers Union, following a visit to Malmo to play RUFopoly, has set up a
new collaboration with Swedish dairy farmers looking at how to maximize
RUF benefits.
This case study challenges traditional approaches to policy and
decision-making and research outputs. Research team members have worked
with Scott on both academic and policy outputs including the Progress
in Planning Paper. Scott is also extending the research into
professional and practice domains; e.g. June/July RICS Property
Journal 2013; and as a member of the RTPI Planning
Practice and Research Committee. Additionally, the RUF project has
been shortlisted for the RTPI award for excellence in spatial planning
research 2013. RTPI's Head of Policy states, the "project(s) reported
here provide a new impetus for spatial planning... It is vital for the
future of the profession that grounded, innovative research that meets
the needs of planning policy and practice continues".
Sources to corroborate the impact
Testimonials (available on request):
- Head of Ecosystem Management and Implementation, Natural Resource
Management Programme, Welsh Government (to corroborate the contribution
of EATME tree to policy development in the Welsh Government)
- Cynghorydd Defnydd Adnodd Naturiol/Natural Resource Use Advisor,
Cyfoeth Naturiol Cymru /Natural Resources Wales Natural Resources Wales
(to corroborate the application of the EATME Tree in Natural Resources
Wales)
- Head of Planning & Growth Strategy Birmingham City Council (to
corroborate the role that RUFopoly played in the development of the
GBSLEP)
- Head of Policy, Chair, RTPI West Midlands (as assessor of award of
2012 West Midlands RTPI Planning Leaders Award to Alister Scott, related
to this research)
- Head of Profession for the Ecosystem Approach, Natural England (member
of case study research teams for RELU and National Ecosystem Assessment
projects)
Other references: