The impact of the Sheffield Alcohol Policy Model on alcohol policy
Submitting Institution
University of SheffieldUnit of Assessment
Public Health, Health Services and Primary CareSummary Impact Type
PoliticalResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Economics: Applied Economics
Summary of the impact
The Sheffield Alcohol Policy Model (SAPM) has made a major contribution
to national and
international debate on public policy and services
focusing on reducing alcohol misuse in society.
SAPM provides the core evidence underpinning Scottish Government plans to
implement minimum
unit pricing (MUP) and is cited in the UK Prime Minister's foreword to the
2012 UK Alcohol
Strategy. Findings have influenced health policy debate in Australia,
Canada, Ireland, New
Zealand, Spain, Switzerland, and the European Commission.
SAPM estimates for the cost-effectiveness of brief intervention
programmes in primary care
underpin the National Institute for Health & Clinical Excellence
guidance on this topic.
Underpinning research
Key researchers and periods of involvement: Prof Petra Meier
(ScHARR, 2008-, project lead
public health), Prof Alan Brennan (ScHARR, 2008-, project lead
modelling), Dr Andrew Booth
(ScHARR, 2008-10, systematic reviews), Dr John Holmes (ScHARR,
2010-, public health), Dr
Ravi Maheswaran (ScHARR, 2010-, geographical information systems),
Dr Yang Meng
(ScHARR, 2009-, modeller), Dr Robin Purshouse (ScHARR 2008-10,
Automatic Control and
Systems Engineering 2010-, modeller), Prof Karl Taylor (Economics,
2008, econometrics).
Funders: The programme of work has to date been funded by the UK
Department of Health (DH),
Home Office (HO), National Institute for Health and Care Excellence
(NICE), Medical Research
Council (MRC), Economic and Social Research Council (ESRC), the Scottish
Government (SG),
National Institute for Health Research (NIHR), the Canadian Institute for
Health Research (CIHR),
the Northern Ireland Department of Health, Social Services and Public
Safety and the EU
Framework 7 programme.
What was involved: SAPM is a mathematical model which estimates
the impact of a given alcohol
policy on levels of drinking and associated harm, giving detailed
information on the policy's effect
on health, crime and workplace harms and associated public sector costs
[R1]. The model first
uses econometric methods to link changes in alcohol price to changes in
consumption, and then
epidemiological modelling to link changes in consumption to changes in
harm [R2]. A strength of
SAPM is its capability to consider policy effects on population subgroups,
by drinking level, age,
gender and income [R3]. Key methodological work involved the integration
of disparate evidence
sources, including data from cohort studies, surveys, administrative data
and the published
literature, and accounting for underlying time trends in consumption and
harm [R4, R5]. Several
international adaptations were undertaken. The interdisciplinary team uses
methods from
epidemiology, systematic reviewing, systems engineering, econometrics, and
health economics.
Main findings: The model's most prominent use has been to estimate
the potential impact of
different minimum unit pricing policies (MUP) for alcohol which had not
previously been subject to
empirical analysis [R1]. These policies link alcoholic beverage prices to
their ethanol content by
setting a floor price below which a unit of alcohol cannot be sold.
1) Introducing a 50p minimum unit price in England would lead to 15,000
fewer alcohol-related
deaths and 480,000 fewer alcohol-related hospital admissions over the
first ten years of the
policy.
2) This is associated with a £1.6bn saving over that period in direct
costs to the health service and
a £9.7bn saving across all outcomes.
3) Minimum unit pricing is well-targeted: it reduces consumption and harm
by heavy drinkers, but
has only minor effects on those who drink within government guidelines.
4) Minimum unit pricing has difficult equity implications: the poorest
heavy drinkers reduce their
consumption more than more affluent heavy drinkers, but most of the health
gains are also
experienced by this group.
The model was also used to provide evidence for the cost-effectiveness of
screening and brief
intervention programmes for alcohol users in primary care [R6].
References to the research
R1. Purshouse RC, Meier PS, Brennan A, Taylor KB & Rafia R. (2010).
`Estimated effect of alcohol
pricing policies on health and health economic outcomes in England: an
epidemiological
model', The Lancet, 375 (9723), pp.1355-64. doi: 10.1016/S0140-6736(10)60058-X
R2. Brennan A, Meier P, Purshouse R, Rafia R, Meng Y & Hill-MacManus
D. (2013) `Developing
policy analytics for public health strategy and decisions — the Sheffield
alcohol policy model
framework', Annals of Operational Research doi: 10.1007/s10479-013-1451-z
R3.Meier PS, Brennan A, Purshouse R. (2010). `Policy options for alcohol
price regulation: the
importance of modelling population heterogeneity', Addiction, 105 (3),
pp.383-93. doi:
10.1111/j.1360-0443.2009.02721.x
R4. Holmes J, Meier PS, Booth A, Guo Y, & Brennan A (2012). The
temporal relationship between
per capita alcohol consumption and harm: A systematic review of time lag
specifications in
aggregate time series analyses. Drug and Alcohol Dependence, 123(1-3),
7-14. doi:
10.1016/j.drugalcdep.2011.12.005
R5.Meng Y, Holmes J, Hill-McManus D, Brennan A & Meier PS (2013).
Trend analysis and
modelling of gender-specific age, period and birth cohort effects on
alcohol abstention and
consumption level for drinkers in Great Britain using the General
Lifestyle Survey 1984-2009.
Addiction doi: 10.1111/add.12330
R6. Purshouse RC, Brennan A, Rafia R, Latimer NR, Archer RJ, Angus CR,
Preston LR & Meier
PS. (2012). `Modelling the cost-effectiveness of alcohol screening and
brief interventions in
primary care in England', Alcohol and Alcoholism, 48 (2), 180-8. doi: 10.1093/alcalc/ags103
Details of the impact
The Sheffield Alcohol Research Group (SARG)'s strategy for impact is one
of on-going
engagement with policy stakeholders, from developing policy-relevant
research questions through
to responding rapidly and flexibly to the timescales of the policy debate.
SAPM has played a central role in informing the UK and Scottish
Governments' policy decisions to
introduce minimum unit pricing (MUP) as a central feature of their alcohol
strategies. The research
has also stimulated and advanced public debate in the UK and
internationally.
Our research has been central to policy decisions:
Scotland. 2009: The Scottish Government used
English SAPM results to support its decision to
pursue MUP policies and commissioned a Scottish model adaptation. Results
were presented to
the Scottish Ministerial Advisory Committee on Alcohol. 2010: We
served as expert witnesses in
the Alcohol Bill (Scotland) enquiry, Scottish Parliament Health and Sport
Committee. Also in 2010,
a first attempt at MUP legislation failed in Parliament. 2011: The
new majority SNP Government
introduced fresh MUP legislation. In the bill's explanatory notes [S1],
SAPM results feature on 13 of
24 pages. 2012: We appeared before the Scottish Parliament Health
and Sport Committee and
SAPM results were referenced in the Committee's report [S2]. The Alcohol
(Minimum Pricing)
(Scotland) Act 2012 was passed. A legal challenge by the Scotch Whisky
Association centred, in
part, on a critique of the evidence. A Scottish Government rebuttal used
SAPM results. 2013:
SARG submitted an expert witness report to the Court of Session, which
dismissed the legal
challenge. SAPM evidence was referred to by the judge to reject claims of
a poorly-targeted policy
[S3].
Our research has stimulated and informed policy debate:
England. 2008: Evidence briefings were invited by
policymakers in the Department of Health, by
the Prime Minister's Special Advisors at No 10, and by the Chief Medical
Officer (CMO). 2009: The
latter influenced the CMO's Annual Report, which cites SAPM findings and
lobbies strongly for a
MUP [S4]. SARG also gave oral evidence to the House of Commons Health
Select Committee,
and SAPM estimates are cited in the final report [S5]. 2010: SAPM
findings were used directly by
NICE in recommending MUP. SARG briefed senior Westminster civil servants
from the Cabinet
Office, Treasury, Department of Health, Home Office, DCMS, DCSF, and
DEFRA. 2011: SARG
was invited to a Government Engagement Workshop to discuss the draft
Alcohol Strategy. 2012:
The Alcohol Strategy 2012 included a commitment to introducing MUP, and
SAPM findings were
cited by the Prime Minister in his foreword [S6]. A 2012 House of Commons
Health Select
Committee report noted "The debate so far is based almost entirely on the
work of the Sheffield
Alcohol Research Group" [S7]. SAPM results have been cited prominently by
a range of bodies
engaging in public debate on alcohol policy, including the British Medical
Association, Alcohol
Concern [S8] and the Alcohol Health Alliance (which includes the Royal
Colleges of Physicians,
General Practitioners, Nursing and Psychiatrists, Cancer Research UK). 2013:
The Impact
Assessment accompanying the Government's consultation on the Alcohol
Strategy drew heavily on
SAPM results. In response to stakeholder engagement with the Home Office
and Department of
Health SARG published new evidence on the equality aspects of MUP. SARG
also published
rebuttals to several industry-funded reports critiquing SAPM. In July, the
UK Government replaced
the MUP commitment with an alternative floor price (level of alcohol duty
attracted by a product,
inclusive of VAT). According to ministers, MUP remains under consideration
as a future policy.
The research team have worked to advance public debate thorough regular
appearances across
all major UK print and broadcast media from 2009 to 2013. Examples of
public exposure to the
issues around alcohol MUP and its effects are evident from our engagement
with flagship radio
and television programmes, e.g. BBC 10 o'clock news (27/09/2009,
28/09/2009, 23/03/2012),
Question Time (26/05/2011), Panorama (28/09/2012), Daily Politics
(23/03/2012), BBC Radio 4
Today programme (18/01/2011) and You & Yours (08/06/2010). There has
been extensive
newspaper coverage, e.g. Financial Times (28/09/2009), Guardian
(15/05/2009, 13/10/2009,
30/04/2013), Independent (03/05/2009), Scotsman (09/09/2009) and Daily
Telegraph (14/05/2009,
24/03/2010). An article on MUP was also invited by the New Scientist.
International. SARG have given invited briefings to the: EU
Commission Advisory Meeting on
Alcohol Cost Benefit Analysis, European Presidency Expert Meeting on
Alcohol and Health,
European Commission DG Health and Consumers, and to senior civil servants
of the National
Australian Government and the Western Australian Health Committee. SAPM
results are cited in
policy debate by, amongst others, the Australian National Preventive
Health Agency, Canadian
Public Health Association, Irish Department of Health, the New Zealand Law
Commission, and
World Health Organisation [S9].
Our research has informed national healthcare guidelines:
Our findings were used directly by NICE in making recommendations in June
2010 for minimum
pricing and also programmes of identification and brief advice. SAPM
modelling evidence
statements underpin five of the eleven recommendations in the NICE
guidance [S10].
Sources to corroborate the impact
S1. Alcohol (Minimum Pricing) (Scotland) Bill: Explanatory notes (2011)
(SP Bill 4-EN), Edinburgh:
OPQS. pp. 4, 6-9, 19. This corroborates that ScHARR/SAPM evidence
is central to the SNP
Government's case for its MUP legislation.
S2. Health and Sport Committee (2012) `Stage 1 Report on the Alcohol
(Minimum Pricing)
(Scotland) Bill', (SP 2012, 83) shows that SAPM results are referenced in
the Committee's
report.
S3. The Scottish Court of Session Judgement 2013 (para 72) corroborates
that SAPM evidence
was referred to by the judge to reject claims of a poorly-targeted policy.
S4. Department of Health (2009) `Annual Report 2008 of the Chief Medical
Officer', London: DH
Publications, pp 21-22, shows that the CMO's report cited SAPM findings
and lobbied strongly
for a MUP.
S5. Health Select Committee (2009) `Alcohol', (HC 2009-10, 121-I), pp.
12, 39, 69, 77, 96-97, 105-113,
115; corroborates that the House of Commons Health Select Committee's
final report on
alcohol cites SAPM estimates.
S6. HM Government (2012) `The Government's Alcohol Strategy' (Cm 8336),
London: TSO, p. 2;
shows that SAPM evidence was referred to in the PM's foreword of the
Government's Alcohol
Strategy 2012.
S7. Health Select Committee (2012) `Government's Alcohol Strategy', (HC
2012-13, 132), pp. 20-
22. This report contains the statement that "The debate so far is based
almost entirely on the
work of the Sheffield Alcohol Research Group".
S8. Alcohol Concern (2012) `Alcohol Concern's response to the Health
Select Committee's inquiry
into the Government's Alcohol Strategy May 2012' (pp. 2-3) is indicative
of references to
SAPM estimates by a range of bodies engaging in public debate on alcohol
policy.
S9. World Health Organisation (2012) `Alcohol in the European Union:
Consumption, harm and
policy approaches', Copenhagen: WHO Regional Office for Europe (pp. 99,
108-9)
corroborates that SAPM results are of policy relevance beyond the UK
S10.National Institute for Health and Clinical Excellence (2010)
`Alcohol-use disorders: preventing
the development of hazardous and harmful drinking', NICE public health
guidance 24,
London: NICE. This corroborates the claim that SAPM modelling evidence
statements
underpin five of the eleven recommendations in the NICE guidance.