Environmental regulation of pharmaceuticals in the aquatic environment
Submitting Institution
Brunel UniversityUnit of Assessment
Earth Systems and Environmental SciencesSummary Impact Type
EnvironmentalResearch Subject Area(s)
Biological Sciences: Ecology
Medical and Health Sciences: Clinical Sciences, Pharmacology and Pharmaceutical Sciences
Summary of the impact
Over the past two decades, researchers at the Institute for the
Environment (hereafter, the Institute) at Brunel University have generated
substantive evidence supporting the case for regulation of discharges of
pharmaceuticals into rivers and estuaries throughout Europe and for
improved sewage treatment, with significant implications for water
quality, aquatic life and public confidence. Their research has led to
improved sewage treatment in some countries and to changes in the European
Water Framework Directive (WFD; the primary legislation for protecting and
conserving European water bodies), such that regulatory limits for
environmental concentrations of the contraceptive pill hormones,
ethinylestradiol and oestradiol, are now included in River Basin
Management Plans for 2015. In 2011, a Queen's Anniversary Trust Prize was
awarded to Brunel University in recognition of the Institute's
considerable success in translating this research into European policy,
also influencing countries outside Europe.
Underpinning research
Professor John Sumpter first made the startling and novel
discovery of high levels of a female-specific yolk protein in the
blood of male fish living downstream from sewage treatment works.
This provided the impetus for a nationwide survey of sewage effluents
(conducted between 1987 and 1990), which revealed that oestrogenic
effluents were widespread throughout England and Wales (Purdom et al.,
1994). Subsequent environmental forensic studies by Dr Edwin Routledge
(then a postdoctoral researcher), using a newly-developed bench-top assay
(the yeast oestrogen screen), showed that steroid oestrogens excreted by
women, principally the contraceptive pill hormone, ethinylestradiol, were
responsible for the oestrogenic activity of the effluent (Desbrow et al.,
1998). In parallel, Professor Susan Jobling (then a postdoctoral
researcher) revealed widespread feminisation of wild male fish in many UK
rivers receiving these effluents (Jobling et al., 1998).
In a subsequent project funded by the UK Environment Agency, Jobling
and Sumpter (together with NERC scientists Johnson and Williams)
developed models predicting the effects of ethinylestradiol and other
pharmaceuticals across the UK river network. Effect maps for oestrogens
were compared with field data and were shown to correlate with real
impacts observed in fish populations throughout the UK (Jobling et al.,
2006). These findings provided the impetus for research showing similar
effects in more than ten countries, which contributed to the weight of
evidence for European regulation.
Laboratory studies carried out by Sumpter in collaboration with
the pharmaceutical industry (Schering) showed effects of ethinylestradiol
in fish at extremely low concentrations (Länge et al., 2001) and defined
no observed effect concentrations for this chemical (Caldwell et al.,
2008) that were later used in European regulation (see section on impact).
Collectively, the Brunel group has now published 68 papers on steroid
oestrogens. Professors Sumpter and Tyler (then a Brunel scientist)
also designed standard laboratory tests using fathead minnows that could
be used to test the effects of oestrogenic chemicals on pair-breeding fish
(Harries et al., 2000). These tests were used to measure the efficacy of
advanced wastewater treatment in removing the biological effects on fish
during a Water Industry-funded UK Demonstration Programme, designed to
demonstrate that existing wastewater treatment processes could remove
ethinylestradiol and other steroid oestrogens from wastewaters.
Sumpter's team have conducted pioneering work on a range of other
pharmaceuticals (35 papers during the period of assessment), including
other steroids (progestogens and glucocorticoids) as well as cytotoxic
drugs, leading to the development of a new area of ecotoxicology,
pharmaceuticals in the environment (PIE). Jobling has worked on
anti-androgenic drugs widely used to treat prostate cancer.
References to the research
Peer reviewed research papers underpinning the impact of our research are
listed below. Our research papers are highly cited, demonstrating their
considerable impact (citations from WoK).
1) Caldwell, DJ., Mastrocco, F., Hutchinson, TH., Lange, R., Heijerick,
D., Janssen, C., Anderson, PD. and Sumpter, JP., 2008. Derivation
of an aquatic predicted no-effect concentration for the synthetic hormone,
17α-ethinyl estradiol, Environmental Science and Technology 42 (19):
7046-7054. http://dx.doi.org/10.1021/es800633q
(92 citations).
2) Desbrow, C., Routledge, E.J., Brighty, G.C., Sumpter, J.P.
and Waldock, M. 1998. Identification of estrogenic chemicals in STW
effluent. I : Chemical Fractionation and in vitro Biological Screening.
Environmental Science and Technology 32, 1549-1558. http://dx.doi.org/10.1021/es9707973
(1150 citations).
3) Harries, JE., Runnalls, T., Hill, E., Harris, CA., Maddix, S., Sumpter,
JP. and Tyler, CR., 2000. Development of a reproductive performance
test for endocrine disrupting chemicals using pair-breeding fathead
minnows (pimephales promelas), Environmental Science and Technology 34
(14): 3003-3011. http://dx.doi.org/10.1021/es991292a
(132 citations).
4) Jobling, S., Nolan, M., Tyler, C.R., Brighty, G., and Sumpter,
J.P. 1998. Widespread Sexual Disruption in Wild Fish. Environmental
Science and Technology 32 (17): 2498-2506. http://dx.doi.org/10.1021/es9710870
(1052 citations).
5) Jobling, S., Williams, R., Johnson, A., Taylor, A.,
Gross-Sorokin, M., Nolan, M., Tyler, CR., van Aerle, R., Santos, E. and
Brighty, G.,2006. Predicted exposures to steroid estrogens in U.K. rivers
correlate with widespread sexual disruption in wild fish populations,
Environmental Health Perspectives 114 (S-1): 32- 39. http://dx.doi.org/10.1289/ehp.8050
(158 citations).
6) Länge, R., Hutchinson, TH., Croudace, CP., Siegmund, F., Schweinfurth,
H., Hampe, P., Panter, GH. and Sumpter, JP., 2001 Effects of the
synthetic estrogen 17α-ethinylestradiol on the life-cycle of the fathead
minnow (pimephales promelas), Environmental Toxicology and Chemistry 20
(6): 1216-1227. http://dx.doi.org/10.1002/etc.5620200610
(346 citations).
7) Purdom, C.E., Hardiman, P.A., Bye, V.V.J., Eno, N.C., Tyler, C.R., Sumpter,
J.P. 1994. Estrogenic Effects of Effluents from Sewage Treatment
Works. Chemistry and Ecology 8: 275 - 285. http://dx.doi.org/10.1080/02757549408038554
(1029 citations).
Details of the impact
The Institute is widely recognised for its role in uncovering the threat
of pharmaceuticals in the aquatic environment, and for its influence on
shaping responses. Through engagement with policy makers, other regulators
and industry, Sumpter, Jobling and Routledge ensured their
findings were key components of evidence leading to regulation of
pharmaceuticals. In 2004, the UK government accepted evidence that steroid
oestrogens posed a significant risk to aquatic life. End-of-pipe
treatment of effluent was chosen as the risk management approach,
placing this responsibility on the water industry. In 2007, the
Environment Agency developed a draft environmental quality
standard (EQS) for ethinylestradiol — a target concentration which could
be used for regulatory compliance — based on a predicted no effect
concentration of 0.1ng/L, albeit this was further refined to 0.035ng/L by
the European Commission, based on the results of Professor Sumpter's
collaborative studies with the pharmaceutical industry (see Caldwell et
al., 2008 in the research section).
To quantify the wider consequences and costs to society of the proposed
management approach and balance them against the benefits, it was
necessary to evaluate the efficiency of various existing sewage
treatment approaches in removing steroid oestrogens and their biological
effects. The water industry, therefore, conducted The Endocrine Disruptor
Demonstration Programme (2006-2010), through which they gained an improved
understanding of the effectiveness of different treatment technologies and
the sources of chemicals entering the sewerage system. Jobling
(then a senior research fellow) and Dr Mark Scrimshaw (senior
lecturer) were both advisors to the Environment Agency during the
development of the experimental protocols for the "Demonstration
Programme" of work (budgeted £40 million). The standardised test protocols
developed by Tyler, Routledge and Sumpter were used to test the
efficacy of sewage treatment technologies in this programme and Jobling
participated in the programme, performing testing for two water companies.
The information gathered is currently supporting regulators and the Water
Industry in defining the best environmental solution to the problem,
taking into account costs and carbon footprints. Sumpter and
Tyler's' fish tests now form the basis of two OECD standard
reproductive toxicity tests for (OECD tests 229 and 2301)
adopted in 2009. The US EPA (2009) has also adopted modified versions
of these tests for regulatory purposes.
In large part due to the Institute's research, for the first time in
history, the European Commission placed three pharmaceutical compounds
(the contraceptive pill hormones, ethinylestradiol and estradiol, and
the painkiller diclofenac) on a draft list2 of priority
chemicals (2012) thought to pose a risk to the safety of surface water.
Priority chemicals require control under the Water Framework Directive
(WFD; the primary legislation for protecting and conserving European
water bodies). Lobbying by the pharmaceutical industry recently
(2/07/2013) ensured movement of the three pharmaceuticals onto a new
'watch list'3 of emerging aquatic pollutants and an extension
of the deadline for achieving water quality targets for the
pharmaceuticals from 2021 to 2027. There is now a new article in the
text of the Water Framework Directive stating the EC's intention to
develop a strategic approach to pollution of water by pharmaceutical
substances "aimed at reducing their discharges, emissions, and losses to
the aquatic environment". Once implemented, the standards for
steroid oestrogens will be taken into account in the 2015 River Basin
Management Plans and associated `Programmes of Measures' for the Water
Framework Directive across Europe. In the UK alone, this change in
European law will eventually require the upgrade of almost 1400 sewage
treatment works in order to produce effluent that allows compliance with
the environmental standards set for pharmaceuticals and natural steroid
oestrogens.
There is currently a vigorous debate over the economic costs of
regulating pharmaceuticals (described in Owen and Jobling "The hidden
costs of flexible fertility" Nature, 485,
pp441, 24th May, 20124). The
pharmaceutical industry claims the combined pill is the most popular
contraceptive in the UK and the most effective; a loss of €4 billion
in sales, 217,000 additional unintended pregnancies and a social
cost of around £26.2 million per year, equivalent to around £382
million over 20 years would result if it was not used. The water
industry claims the total costs of treating the ~1,360 wastewater
treatment works in England and Wales with EE2 failures are between £27-31
billion over the same period5.
Despite this debate, in some countries, full-scale treatments aimed at
removing pharmaceuticals have already been implemented, ahead of the
inevitable EU regulation. For example, such treatment technologies are
now operating on more than 100 Swiss WWTP, treating about 80 % of the
Swiss municipal wastewater. Comparable programmes have been carried
out in other European countries and in the USA, Japan and Australia,
through the Institute's efforts to promote the transfer of their knowledge
and practice in this area to many other countries. Practical examples of
knowledge transfer include the "effect mapping techniques", pioneered by
the Institute and now applied in projects in Japan and Australia (the
UK-Japan initiative http://www.uk-j.org
and the Australia-UK initiative www.ecotox.org.au/edcsig/history.html),
together with the dissemination of the yeast oestrogen screen (used to
identify pharmaceuticals as the oestrogenic culprits of the feminisation
of fish) to more than 200 laboratories across 32 countries of the world,
along with training in its use. The raised awareness of pharmaceuticals in
water has led to much media attention and to a study commissioned by the
Drinking Water inspectorate (DWI) to determine the worst case scenario of
potential human exposure to pharmaceuticals in drinking water in England
and Wales and a WHO report also on this topic6. In the USA,
steroid oestrogens are included on a list of 104 contaminants EPA will
evaluate to determine if national drinking water regulations are needed to
protect public health7. As a leading example of excellence in
impact, contributing to positive change on an international scale, the
Institute's work in this area was awarded a Queen's Anniversary Trust
Prize8 in November 2011. Professor Sumpter was
awarded the 2009 Toxicology Award from the Royal Society of Chemistry9
for transforming our view of ecotoxicity, particularly our understanding
of the role of pharmaceutical pollutants in the aquatic environment.
Sources to corroborate the impact
1) OECD Guidelines for the Testing of Chemicals, Section 2, Test No. 229:
Fish Short Term Reproduction Assay (02 Oct 2012) http://dx.doi.org/10.1787/9789264185265-en
and OECD Guidelines for the Testing of Chemicals, Section 2, Test No 230:
21-day Fish Assay (08 Sept 2009) http://dx.doi.org/10.1787/9789264076228-en
2) 31st January 2012. The contraceptive pill hormone EE2 &
the natural oestrogen E2 are put on a draft dangerous substances list to
be regulated under the Water framework Directive
http://ec.europa.eu/environment/water/water-dangersub/pdf/com_2011_876.pdf
This is a link to the proposal. For news release, see http://www.euractiv.com/health/new-chemicals-pharmaceuticals-
ad-news-529073
3) `Surface waters: 12 new controlled chemicals, three pharmaceuticals on
watch list', European Parliament News (02/07/2013)
http://www.europarl.europa.eu/news/en/news-room/content/20130701IPR14760/html/Surface-
waters-12-new-controlled-chemicals-three-pharmaceuticals-on-watch-list
4) Richard
Owen & Susan Jobling Environmental science: The hidden costs of
flexible fertility Nature, 485 pp 441 (24 May 2012) http://dx.doi.org/10.1038/485441a
5) UK Water Industry Research (2009) Endocrine disrupting chemicals
national demonstration programme. Assessment of the performance of WwTW in
removing oestrogenic substances. Report ref 09/TX/04/16 http://www.ukwir.org/ukwirlibrary/92721
6) World Health Organization, `Pharmaceuticals in Drinking-water' (2011)
http://www.who.int/water_sanitation_health/publications/2011/pharmaceuticals_20110601.pdf
7) Strategy for Addressing Pharmaceuticals and Personal Care Products in
Water, US Environmental Protection Agency http://water.epa.gov/scitech/swguidance/ppcp/basic.cfm
8) Queen's Anniversary Prizes for Higher and Further Education (25 Nov
2011)
http://www.royalanniversarytrust.org.uk/news/winners-announced
9) Professor John Sumpter's Toxicology Award (2009):
http://www.rsc.org/ScienceAndTechnology/Awards/ToxicologyAward/2009winner.asp
Contacts
1)Senior Scientific Officer, Chemicals & Emerging Technologies
Division UK National Co-ordinator (Environment) OECD Test method
Development Programme, DEFRA chemicals and emerging technologies division
(corroborates our involvement in OECD tests and role in demonstration
programme)
2) Scientific Officer, European Commission, Research Directorate-General,
Environment Directorate, Climate Change and Environmental Risks Unit
(corroborates the Institute's role in regulation of pharmaceuticals)
3) Director of CHEMTrust and one of Britain's most effective
environmentalists (corroborates the Institute's role in regulation of
pharmaceuticals)
4) Area Head, Environment Agency UK (corroborates the Institute's role in
demonstration programme and case study generally)
5) Chair Environmental Policy (formerly of the Environment Agency) Exeter
University.
(corroborate the Institute's contribution to the regulation of discharges
of pharmaceuticals into rivers, thereby improving sewage treatment
internationally)