Regulating the forensic use of bioinformation
Submitting Institution
Queen Mary, University of LondonUnit of Assessment
Geography, Environmental Studies and ArchaeologySummary Impact Type
PoliticalResearch Subject Area(s)
Mathematical Sciences: Statistics
Biological Sciences: Genetics
Summary of the impact
Bronwyn Parry's research into the ethical, legal and social implications
of the storage and use of biological materials has had a direct impact on
the UK government's storage and use of DNA material for forensic
investigation. Parry's published research on the political-economic and
cultural geographies of bioinformation led to her invitation in 2007 to
become a member of the Nuffield Council on Bioethics. The Council's
subsequent report on The Forensic Uses of Bioinformation (2007),
on which Parry was a lead author, directly influenced the EU Court of
Human Rights' (2008) S and Marper judgement and the subsequent UK
Crime and Security Act 2010 which significantly restricted the use by the
police of the UK National DNA Database in criminal investigations.
Underpinning research
Parry, working in the School of Geography at Queen Mary University of
London from 2004 to 2012, has conducted a series of research projects on
the ethical, legal and social implications of the storage and use of
biological materials and proxies, including plant and animal specimens,
human tissue samples and DNA sequences. This work has examined both
commercial processes and government-led bio-surveillance initiatives. Her
monograph Trading the Genome: Investigating the Commodification of
Bio-Information (Columbia University Press, 2004) examined the
commercial use of biological materials collected from plants, animals,
fungi and other organisms in the US pharmaceutical industry. It argued
that the biotechnologies through which these collected organic materials
were transformed (such as MRI scans or DNA sequences) have similar effects
as other informational technologies (such as digital MP3 files for music)
in that they enable biological materials to be stripped down and rendered
into new forms, including those which are purely informational (such as
sequenced DNA coded onto databases). This has, in turn, allowed them to be
circulated within a global bioinformational economy with new effects, and
raising new questions, about the ownership, regulation and use of these
biological resources.
Subsequent published work (Gere and Parry 2006; Parry 2005, 2008a) has
used this theoretical framework to direct attention to the bioethical and
cultural implications of the storage and use of human tissue as
`bio-information' in biomedical research. Parry's research has examined
human tissue collections, including those of whole organs such as brains
stored in brain banks, and issues of public concern such as the Alder Hey
and Bristol scandals over the retention of children's body parts for
medical research. In this work she has investigated the implications of
human tissue collections `being progressively commuted into a series of
new biotechnological artifacts: cryogenically stored tissue samples, cell
lines, isolated sequences of DNA, scans, digital images and
technoscientific "tools" such as genetic test kits' (Parry and Gere 2006
p.139). She has also demonstrated that regulatory dilemmas over how these
biotechnological artifacts can be dealt with arise because of their
simultaneously corporeal and informational nature. In relation to DNA
sequences in particular she argued that they are `an informational
resource of stunning richness and intricacy', concluding that: `In
relation to DNA archives we have a resource that seems to be both
physically and informationally infinite, replicable any number of times
without being used up, but also replete with potential for different kinds
of analysis.' As a result, these archives demonstrate an `almost
inexhaustible capacity to lend themselves to unanticipated uses and
manipulations' (Gere and Parry, 2006 p. 52-3). It was as a consequence of
this work that Parry was invited to become a member of the Nuffield
Council on Bioethics in 2007.
This research has examined both the implications of the
`information-rich' nature of these biological resources and their human
particularities: their associated sensitivity as `personalised data'; the
implications for individuals' autonomy and privacy of retaining these
samples or data; the questions of intimacy and distance these resources
raise (Parry, 2008b); and the associated need for robust regulation,
ethical monitoring and oversight to prevent inappropriate or unauthorised
use. Parry's work has, therefore, involved careful interpretation of these
forms of regulation. Her examination of `the multiply constituted and
complex range of transactions that attend the contemporary circulation of
human body parts and tissues' includes several dimensions (Parry, 2008 p.
1134). 1. Analysis of regulatory mechanisms that operate through varied
forms of commodification; 2. Understanding the cultural and ethical
implications of ways of extracting, sharing or giving these biological
resources - and the compensations that are received for them — that go far
beyond a conventional dichotomy between `the gift' and `the market'
(including a Wellcome Trust funded book and exhibition Mind Over
Matter (2011) designed to provoke debate about brain donation); and
3. Regulatory mechanisms implicated in regimes of state biosurveillance
(for a later statement see Parry, 2012). It is this latter strand that has
had direct impact via legislation on UK public policy relating to the
storage and use of DNA materials by the police.
References to the research
Gere, C.M. and Parry, B.C. (2006) "The flesh made word: banking the body
in the age of information". BioSocieties, 1:1 pp. 83-98.
Parry, B.C. (2004) Trading the Genome: Investigating the
commodification of bio-information (Columbia University Press,
New York)
Parry, B.C. (2005) "The new Human Tissue Bill: Categorization and
definitional issues and their implications" Genomics, Society and
Policy, 1:1 pp.74-85.
Parry, B.C. (2008a) "Entangled exchange: Reconceptualising the
characterisation and practice of bodily commodification" Geoforum,
39:3 pp.1133-44.
Parry, B.C. (2008b) "Inventing Iris: negotiating the unexpected
spatialities of intimacy," History of the Human Sciences, 21:4 pp.
34-48
Parry, B.C. (2012) `Domesticating bio-surveillance: "containment" and the
politics of bioinformation,' Health and Place, 18:4 pp. 718-25
Parry, B.C. and Gere, C. M. (2006) "Contested Bodies: Property Models and
the Commodification of Human Biological Artefacts" Science as Culture
15:2 pp.139-58
Quality: All journal articles are in international peer-reviewed
publications.
Supporting Award
Grant: People Award and Extension Award
Title: Mind Over Matter. Funder: The Wellcome Trust. Dates:
2008-2011. Amount: £ 60,000 www.mindovermatterproject.co.uk/about.html
Details of the impact
Parry was appointed as a lead author for the Nuffield Council on
Bioethics' report on The Forensic Uses of Bioinformation: Ethical
Issues (published September 2007). The report was prompted by
concern over the progressive enlargement of the UK's National DNA Database
(UKNDNAD) and the perceived lack of adequate regulation and ethical
oversight of its operation which had extended from domestic policing
operations to counter-terrorism initiatives. The Council's published terms
of reference state that it produces its reports with `a view to promoting
public understanding and discussion; this may lead, where needed, to the
formulation of new guidelines by the appropriate regulatory or other
body.' Parry's work was central to the production of the report. She
co-authored several sections, including taking primary responsibility for
the sections in the first and second chapters that specifically relate to
the nature of bioinformation. Here she furthered the thesis developed in
her research that DNA must be understood as both a corporeal and an
informational resource. This contention was key to a series of
recommendations that followed in the Report regarding the policy and
protocols that should attend the use of both the biological samples of DNA
drawn from offenders and the DNA profile/digitally rendered sequence later
derived from them. The two resources should, Parry argued, be subject to
different regimes of regulation as the biological samples, which have
historically been retained for long periods of time, remain sources of
highly personalised medical and/or genealogical information, access to
which should be strictly delimited. This particular argument was taken up
as a central tenet of the Report (see Executive Summary paragraphs 9 and
10). In addition to this Parry co-authored what proved to be the most
sensitive and politically charged section of the Report, chapter six,
which discussed the most contentious uses of the samples and profiles
accumulated on the UKNDNAD. These include research dedicated to familial
searching (identifying offenders through their relatives), ethnic
inferencing and potential behavioural genetic research designed to
establish a pre-conceived `genetic predisposition to crime' amongst racial
groups currently over-represented on the Database.
The report has had significant impacts on UK public policy:
i. Dissemination and discussion of the Report's recommendations
The Forensic Uses of Bioinformation report was very widely
disseminated and discussed in the public domain and with relevant
government agencies. This includes: An event at the Labour Party
Conference, Bournemouth (25/9/07); Capita National Forensics Conference,
London (31/3/08); Public discussion events at Manchester Science Museum
("Towards a Universal DNA Database", 8/4/08), Lewisham Community Police
Group (13/5/08) and the Dana Centre, London (`Crime Scene Crackdown',
26/6/08). Parry has also given workshops on the limits to the use of DNA
in court to the following agencies: The Bar Council, Bar Standards Board,
Criminal Bar Association, Law Society, Solicitors Regulation Authority,
Criminal Law Solicitors Association, Judicial Studies Board, Forensic
Science Society and the British Academy of Forensic Sciences. In addition,
the Report was downloaded from the Nuffield Council's website more than
40,000 times from September 2007 to the end of 2008.
ii. Case of S and Marper v UK
In December 2008, the European Court of Human Rights ruled on the case of
two applicants Mr. S. (who requested that his name not be disclosed) and
Mr. Marper who complained under the Convention for the Protection of Human
Rights that the authorities had continued to retain their fingerprints and
cellular samples and DNA profiles after the criminal proceedings against
them had ended in an acquittal or had been discontinued. In finding for
the applicants that the blanket policy in the UK of indefinitely retaining
DNA profiles/samples and fingerprints, regardless of the outcome of
arrest, was disproportionate the Court cited the Nuffield Council's
Report. In doing so, the Court explicitly referred to Parry's argument
that `the retention of fingerprints, DNA profiles and biological samples
is generally more controversial than the taking of such bioinformation,
and the retention of biological samples raises greater ethical concerns
than digitised DNA profiles and fingerprints, given the differences in the
level of information that could be revealed' (Case of S and Marper v. UK
para 38) and noted the Report's `concerns at the increasing use of the DNA
data for familial searching, inferring ethnicity and non-operational
research' which had been co-authored by Parry.
iii. Crime and Security Act 2010
This European Court of Human Rights judgement has resulted in a
significant revision of the way the UK government constructs, maintains
and employs the UKNDNAD, resulting in a total reformation of the UK's
relevant legislation and policy. The recommendations of the Report were
employed by the Director of Forensic Services for the Metropolitan Police
and the Home Office in the drafting of the Crime and Security Bill
(2009). The Report was also referred to on several occasions in debates
and reports relating to the Bill: Paul Holmes MP, National DNA Database
Westminster Hall debate, 9/12/09 (www.theyworkforyou.com/whall/?gid=2009-12-09a.117.1)
; Andrew Dismore MP, House of Commons Crime & Security Bill Report
Stage, 8/3/10 (www.publications.parliament.uk/pa/cm200910/cmhansrd/cm100308/debtext/100308-0009.htm);
Parliament's
Joint Committee on Human Rights Report on Scrutiny of the Crime &
Security Bill, 8/3/10 (www.publications.parliament.uk/pa/jt200910/jtselect/jtrights/67/67.pdf);
and The Commons Home Affairs Committee report on the National DNA
Database, 8/3/10 http://www.parliament.uk/business/committees/committees-archive/home-affairs-committee/10308/
which included evidence submitted by the Council.
The passage of the Crime and Security Act (April 2010) amended the
operation of the UKNDNAD in significant ways which responded to the
differences between corporeal and informational biotechnologies as
identified by Parry. Thus, DNA profiles of non-convicted individuals were
to be kept for a maximum of 6 years (3 years for under 18s); all
biological samples were to be destroyed; and DNA profiles of volunteers
and children under 10 were no longer to be held on the database.
iv. Protection of Freedoms Act (2012)
More recently, the Coalition Government announced that it intended to
"adopt the protections of the Scottish model for the DNA database" in its
Protections of Freedom Act (2012) which became law in May 2012. The law
changed to reflect many recommendations of the Nuffield Council's report,
in particular: all biological samples to be destroyed within six months;
those convicted of an offence - indefinite retention; those arrested /
charged but not convicted of minor offences — no retention; those arrested
/ charged but not convicted of serious offences — three year retention;
and separate provision for minors.
The significance and scope of this impact relates directly to all those
whose DNA samples are, or would have been, held on the DNA database and,
more broadly, all UK citizens whose relationships to authority are
increasingly defined through regimes for the storage and use of
bioinformation.
Sources to corroborate the impact
i. Nuffield Council on Bioethics (2007) The Forensic Uses of
Bioinformation: Ethical Issues. www.nuffieldbioethics.org/sites/default/files/The%20forensic%20use%20of%20bioinformation%20-%20ethical%20issues.pdf
ii. Case of S and Marper vs the United Kingdom, European Court of Human
Rights (2008) www.bailii.org/eu/cases/ECHR/2008/1581.html;
iii. For media coverage up to 8th May 2009
www.nuffieldbioethics.org/bioinformation/bioinformation-media-coverage
iv. For update on the Law
www.nuffieldbioethics.org/bioinformation/bioinformation-what-bioinformation
v. Protection of Freedoms Act 2012
www.gov.uk/government/publications/protection-of-freedoms-act-2012-dna-and-fingerprint-provisions/protection-of-freedoms-act-2012-how-dna-and-fingerprint-evidence-is-protected-in-law
Individuals to corroborate the impact:
i. Director, Nuffield Council on Bioethics (impacts i - iv).
ii. Project manager for the Nuffield Council on Bioethics report The
Forensic Uses of Bioinformation: Ethical Issues (2007) (impacts i -
iv).