Public Health Ethics Frameworks
Submitting Institution
Keele UniversityUnit of Assessment
PhilosophySummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Philosophy and Religious Studies: Applied Ethics, Philosophy
Summary of the impact
Professor Angus Dawson's research in public health ethics has
a) had a direct, global impact on public health policies, frameworks
and interventions
b) contributed to improving the quality of decision-making about
public health
interventions.
His research has influenced the World Health Organisation's policy on the
treatment of
tuberculosis, Ontario's public health policy, the US Federal Agency's
policy on the preparedness
and response to public health emergencies, and a British Medical
Association position paper on
universal childhood Hepatitis B vaccination. Dawson's research has sought
to define the nature of
public health, the boundaries of ethical deliberation, and has introduced
values, such as the
`common good', to supplement the previous narrow range of values that
tended to focus on
individuals.
Underpinning research
Dawson's research has been instrumental in the field of public health
ethics, both in the
emergence and definition of this field and in the substantive development
of a series of ethical
frameworks for policymaking in public health. His central argument is that
it is essential to explore
the relevant ethical issues within the context of public health as a
practice, rather than adopting the
dominant approach drawn from medical ethics. The main thrust of Dawson's
research has been:
(1) to draw out the unique aspects of ethical decision-making in public
health interventions and
policy, and (2) to provide an approach to developing ethical frameworks
through which public
health ethical decisions can be made.
(1) Defining Public Health Ethics:
Dawson's work focuses on articulating an account of public health ethics
that builds upon both an
account of `public health' as a concept, as well as the values that are
visible in public health as a
practice. Dawson argues that our account of public health ethics should be
of practical and
operational use in public health decision-making, and should not just
uncritically employ values
from elsewhere (such as medical ethics) (Dawson, 2010, 2011).
He has argued that through focusing on different senses of `public' at
work in `public health' we can
make the best case for exploring the acceptability of public health
interventions (Verweij &
Dawson, 2007). Further, he argues that citizens, as members of a community
and society, are
under some obligation to contribute to the common good and, as such, this
may justify an
obligation to participate in public health programmes. Additionally, the
magnitudes of the risks and
goods will contribute to the strength of the case for this obligation to
participate (Dawson 2004,
2005a, 2005b, 2007).
This final aspect of Dawson's definition of public health ethics, that
citizens may be obligated to
participate in public health interventions, challenges what he refers to
as the special status given to
the `liberal' position in medical ethics, whereby individuals are `free'
to make their own decisions
about the best course of action for themselves. While his work maintains
that individual liberty is
still an essential value, he argues that there are other values of equal
importance that should be
considered alongside this. He proposes a reorientation to look at what is
shared by human beings
as social creatures, arguing that this enables debates about public health
to be informed by
considerations concerning the common good alongside respect for individual
freedom. This suggests a
pluralistic system for public health that is able to consider both the
individual and the collective
(Dawson 2010, 2011).
(2) A Public Health Ethics Framework:
In light of his approach to public health ethics, Dawson has argued that
developing frameworks
related to decisions to be made about public health interventions aids
deliberation by making
relevant values explicit (Dawson 2009, 2010, 2011). He argues that this
type of ethical framework
should ask questions of potential public health interventions as a means
of aiding deliberation,
rather than providing a checklist of instructions to be ticked off. This
method of developing and
using a framework provides a sophisticated means of opening up more
complex ethical questions — a
way of challenging but not necessarily overriding privileged and assumed
positions, particularly
that of the solitary and unconnected individual and the liberty of that
individual. In this way, Dawson
argues that good policy framework allows for broader questions, such as
about the kind of society
we want to live in and the way in which public health interventions may
help achieve these ends, to
be articulated.
Dawson was at Keele from 2000 to 2011 as Lecturer and Senior Lecturer.
References to the research
1. Dawson, A. (2004) `Vaccination and the prevention problem'. Bioethics.
18(6):515-530.
2. Dawson, A. (2005a) `The "Best Interests" argument and childhood
vaccination'. Bioethics.
19(2):187-205.
3. Dawson, A. (2005b) `An ethical argument in favour of routine hepatitis
B vaccination in very
low incidence countries such as the UK'. The Lancet: Infectious
Diseases. 5(2):120-125.
DOI: 10.1016/S1473-3099(05)01284-3
4. Dawson, A. & Verweij, M. (eds.) (2007) Ethics, Prevention, and
Public Health. Oxford
University Press. (two chapters by Dawson one co-authored with Verweij).
5. Dawson, A. (2009) `Theory and practice in public health ethics: a
complex relationship' in
Peckham, S. & Hann, A. (eds.) Public Health Ethics & Practice.
London: Policy Press.
pp.191-209.
6. Dawson, A. (2010) `The Future of Bioethics: Three Dogmas and a Cup of
Hemlock'.
Bioethics, 24(5):218-225. DOI:10.1111/j.1467-8519.2010.01814.x
7. Dawson, A. (2011) `Resetting the Parameters: Public Health as the
Foundation for Public
Health Ethics' in Dawson, A. (ed.) Public Health Ethics: Key Concepts
and Issues in Policy
and Practice. Cambridge: Cambridge University Press.
The articles in Bioethics (1, 2 & 6) and The Lancet:
Infectious Diseases (3) were anonymously
peer-reviewed, and the books/chapters (4,5, & 7) went through rigorous
peer review processes.
1,2 & a chapter from 4 were submitted to RAE 2008. All can be supplied
upon request.
Details of the impact
The principal impact of Dawson's work has been on the development of
public health ethics
frameworks, which have led to changes to policy and professional
behaviour around the
implementation of public health ethics programmes. In addition to the
impact of his publications, he
has also used his research when acting as a consultant on expert advisory
panels. The research
and public engagement have influenced each other.
(a) World Health Organisation Task Force: Ethical Guidance for
Tuberculosis interventions
As a result of his research on bioethics, vaccinations and infectious
diseases, Professor Dawson
was appointed as one of the twenty-two Expert Members of the World Health
Organisation (WHO)
Task Force on Addressing Ethical Issues in Tuberculosis Care and
Control Programmes, which
was formed in 2008. The Task Force was required to complete a
comprehensive analysis of the
ethical issues in TB and formulate and produce guidance. The resulting
document, Guidance on
ethics of tuberculosis prevention, care and control [source 1], was
published in Dec 2010 with the
purpose of providing governments and other stakeholders with guidance on
how to implement TB
care and control programmes in an ethical way [source 2]. Dawson wrote the
first draft of the
section on values at the start of the document (a fifth of the total text)
and his definition of public
health is used centrally in the document to identify the need for
co-ordinated action to generate
conditions in which all members of the community are protected (p. 6).
This document provides the
ethical reasoning for the collectively organised (public health) action on
TB that the WHO
advocate, and adds significant weight to the WHO argument that access to
TB care is a global
welfare right that governments have a duty to provide. The impact of this
document has been
substantial in the attention that has been paid to it by the target
audience; for example, it is cited by
Public Health England as a key document on TB for Health Workers [source
3]; its impact
continues as this document is still used today as a basis of training
workshops focused on frontline
medical staff and national policy makers by WHO's Stop TB campaign all
around the world.
(b) A Public Health Ethics Framework: Ontario, Canada
Public Health Ontario is responsible for all aspects of public health
activity in Ontario (the most
populous province in Canada). Dawson was one of six members of the
Conceptual Framework
Working Group. The group's first publication was a consultation document An
Ethical Framework
for Public Health Projects: A Discussion Paper. The document uses
Verweij and Dawson's
definition of Public Health as a key definition (2011, source 4, p. 3).
This was circulated to various
public health professionals and academics in the Province. This discussion
paper and subsequent
feedback was then used to inform the development of a framework in 2012, A
Framework for the
Ethical Conduct of Public Health Initiatives [source 5], to `guide
the ethical conduct of evidence-generating
public health initiatives'. This white paper adopts the public health
framework approach
of Dawson whereby questions are used to examine the issues and to consider
the interests of all
stakeholders, particularly emphasising the positive obligation to promote
equality and reciprocity
[source 5]. It cites Dawson and his work throughout, in particular drawing
on his research to
demonstrate the need to develop a framework specifically for public health
ethics (p. 6) and to
explain how the framework is necessary for providing guidance to determine
when public health
interventions may restrict individual autonomy (p. 7). This framework has
been useful in guiding
Public Health Ontario (PHO) in the development of a new ethics review
approach, with the
framework being used to guide investigators in the ethical reflection of
core principles in the
planning and review of evidence-generating public health initiatives, for
example in program
evaluation, surveillance, quality improvement activities, and public
health research. This approach
is currently being piloted by Public Health Ontario staff through a suite
of ethics support services
which include (1) ethics advisory services, (2) ethics education, (3)
public health ethics resources
and (4) ethics review process and board, and so is used by public health
professionals in Ontario
on a daily basis [source 6].
(c) British Medical Association: Advice on Hepatitis B vaccination
Dawson's research has influenced debate among medical practitioners about
universal
vaccination. An article by Dawson in The Lancet (Dawson, 2005)
advocates the universal
immunisation of children in low-risk countries, such as the UK, as a
preventative measure against
the dangers posed by this quickly spreading disease based on his wider
arguments about public
health. This appears as a key citation in the British Medical
Association's policy on "Hepatitis
vaccination in childhood" [source 7], in support of their call for
universal immunisation. When it was
first published in 2006 (subsequently updated, in 2010) it received wide
media attention [source 8].
Dawson's article is also cited in a paper on childhood vaccinations
[source 9] in a practitioner
journal for paediatricians and health care professionals. The paper
advocates Hep B childhood
vaccinations and uses Dawson's article to support this argument.
(d) Médecins Sans Frontières (MSF) Ethics Review Board
Dawson has been a member of Médecins Sans Frontières Ethics Review Board
(MSF ERB) since
2009. The ERB reviews all MSF research (used by MSF to improve its
clinical practice and
advocacy work) and provides guidance on working/practical issues and
policies. In 2013 the ERB
produced a new document entitled Ethical Guidelines for Research.
This document was largely
written by Dawson and adopts his approach to frameworks (Dawson 2009) — a
series of ordered
questions to facilitate deliberation by researchers and other non-experts
— about how to produce
ethical research. This is now the key document for discussing ethics in
all research conducted by
or sponsored by MSF [source 10].
Outlined here are specific examples where Dawson has had significant
impact on the development
of particular approaches to addressing public health ethics. But by
establishing public health ethics
as a distinct sub-discipline within bioethics (for example, through
establishing the key Public Health
Ethics Journal and editing collections of papers) Dawson has been
instrumental in the construction
of public health ethics in itself and therefore has facilitated the
impacts of others working in the
field. Examples include references to his work in reports on Polio
vaccination campaigns in India
[Source 11] and being commissioned by the Centers for Disease
Control and Prevention
(CDC), a US federal agency, to help shape a White paper on
the ethics of public health
emergencies [source 12].
Sources to corroborate the impact
Source 1: WHO (2010) Guidance on ethics of tuberculosis prevention,
care, and control. World
Health Organisation, Geneva.
Source 2: WHO webpage: Ethical issues in tuberculosis care and
control
http://www.who.int/tb/challenges/mdr/ethics/en/
Source 3: Public Health England Website: TB guidelines and key
documents
http://www.hpa.org.uk/Topics/InfectiousDiseases/InfectionsAZ/Tuberculosis/Guidelines/TBGuid01
Guidelines/
Source 4: Public Health Ontario (2011) An Ethical Framework for
Public Health Projects: A
Discussion Paper. Public Health Ontario: Toronto
Source 5: Public Health Ontario (2012) A Framework for the Ethical
Conduct of Public Health
Initiatives. Public Health Ontario: Toronto
Source 6: Corroboration from Public Health Ontario
Source 7: BMA (2010) `Hepatitis B Vaccination in Childhood: A briefing
from the Board of Science'
Source 8: The Telegraph, April 12th, 2009 `Vaccination
fears over plan for Hepatitis B jabs for
babies': http://www.telegraph.co.uk/health/healthnews/5145192/Vaccination-fears-over-plan-for-Hepatitis-B-jabs-for-babies.html
Source 9: "Should universal hepatitis B vaccination be introduced in the
UK?", Archives of Disease
in Childhood, (Arch Dis Child. 2006 April; 91(4): 286-289). ACD is a
journal for paediatricians and
health care professionals. http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2065978/
Source 10: Ethics Review Board (2013) Ethical Guidelines for
Research. Médecins Sans
Frontières.
Source 11: The Hindu Times, June 5th, 2012 `Ravenshaw
varsity students to conduct study on polio
vaccination': http://www.thehindu.com/todays-paper/tp-national/tp-otherstates/ravenshaw-varsity-students-to-conduct-study-on-polio-vaccination/article3492242.ece
Source 12: Centers for Disease Control and Prevention (CDC) — US federal
agency
Ethical Guidance for Public Health Emergency Preparedness and Response:
Highlighting Ethics
and Values in a Vital Public Health Service published in 2008.