Shaping Land Policy and Management: Embedding the Ecosystems Approach and Improving Agri-environmental Schemes
Submitting Institution
University of ExeterUnit of Assessment
Politics and International StudiesSummary Impact Type
EnvironmentalResearch Subject Area(s)
Environmental Sciences: Environmental Science and Management
Studies In Human Society: Policy and Administration
Summary of the impact
Appropriate land policy is vital to ensure sustainable food supplies,
economic development and environmental protection. Research by the Centre
for Rural Policy Research (CRPR) has developed the policy and management
implications of the ecosystems services approach to valuing and protecting
the environment, which stresses integrated and equitable management of
land, water and living resources. The research has contributed to major
shifts in policy and practice by national government bodies and changes in
the attitudes and behaviour of farming communities. The main impacts have
been:
- Contributing to the Department for the Environment and Rural Affairs'
(Defra) development of national guidelines embedding the ecosystems
services approach in policy and helping make the case for the first ever
UK National Ecosystems Assessment;
- Informing the Commission for Rural Communities' major review of rural
uplands policy and changing policy through the review to improve
environmental stewardship in upland farming;
- Improving Defra and Natural England's agri-environmental policies to
better communicate the scientific rationale of policies to farmers
through training and advice to bring about more pro-environmental
attitudes and farming practices.
Underpinning research
Key Researchers: Professor Michael Winter OBE (Professor of Rural Policy,
Director, 2002-2011; Co-Director, 2011-present), Dr Matt Lobley (Senior
Research Fellow, 2003-present; Co-Director, 2011-present) and Dr Robert
Fish (Senior Research Fellow, 2006—present).
Working in collaboration with environmental scientists, researchers in
CRPR have either led (Studies 4, 5 and 6) or co-led (Studies 1, 2, 3) a
series of research council and government funded projects developing and
applying the ecosystems services approach to address important aspects of
environmental policy and natural resource management. The ecosystems
services approach is based on integrated management of land, water and
living resources to promote conservation and sustainable use in an
equitable way. From 2006, the CRPR analysed policy systems by using this
approach and the implications for the way rural communities interact with
policy. Researchers found that the approach implied a major change in
environmental policy and management. They undertook a series of projects
to gather the necessary scientific and social scientific knowledge to
assist policymakers in making this change. They also found that
consideration of ecosystem services in decision making requires the
application of novel techniques in public dialogue and stakeholder
engagement. In this context, effective communication of scientific
knowledge with affected rural communities is essential (Fish et al 2011;
Fish 2011). This research was developed further in research for, and
co-authorship of, the highly influential first ever National Ecosystem
Assessment (Winter and Fish). The work of Fish and Winter was also taken
forward with Defra to assess how an ecosystems services approach might be
deployed in key policy sectors and their systems for implementation (Fish
et al 2011; Fish, Lobely and Winter 2013). Fish has co-authored several
papers, most recently in 2011,that have helped formulate Defra's action
plan for including an ecosystems services approach in its policymaking and
delivery of services (Fish et al 2011; Fish 2011). In addition, Winter
deployed his research work on ecosystem services by participating in a
national inquiry for the Prime Minister on the future of the English
uplands which he vice-chaired.
Researchers in CRPR applied the ecosystems services perspective to
national sustainable land policy and management by farmers. Between 2006
and 2009, Fish and Winter co-led an ESRC funded Rural Economy and Land Use
Programme (RELU) project, Sustainable and Holistic Food Chains for
Recycling Livestock Waste to Land, which led to a publication on the
rescaling of policy approaches to resource management at the farm level
(Winter et al 2010). This approach was further developed between 2006 and
2011 in a project on agri-environmental management, Improving the
Success of Agri-Environment Initiatives: The Role of Farmer Learning and
Landscape Context. This ESRC (RELU) project analysed
agri-environment schemes to encourage farmers to use pro-environmental
management practices to increase wildlife. However, in part due to
farmers' poor understanding of the aims of and science behind the schemes,
the policies often failed. Lobley and Winter's work (Lobley et al 2013),
communicated to policymakers from 2011, demonstrated the participatory
forms of communication with the communities affected that are the most
effective and identified specialised training as a way of improving
farmers' expertise and attitudes towards a wildlife-friendly approach.
References to the research
Key outputs:
[1] Winter, M. Oliver, DM. Heathwaite, L. Fish, R. Chadwick, D. and
Hodgson, CJ. (2010) `Catchments, sub-catchments and private spaces' Environmental
Science and Policy, 14: 315-326.
[2] Fish, R. (2011) `Environmental decision making and an ecosystems
approach: Some challenges from the perspective of social science', Progress
in Physical Geography, 35 (5): 671-680.
[3] Fish, R., Burgess, J., Chilvers, J. Footitt, A., Haines-Young, R.
Russel, D., Turner, K. & Winter, M. (2011) Participatory and
Deliberative Techniques for Embedding an Ecosystems Approach into
Decision Making. An Introductory Guide. Defra (Project NR0124).
[4] Lobley, M. Saratsi, E. Winter, M. and Bullock, J.M. (2013) `Training
farmers in agri-environmental management: the case of Environmental
Stewardship in lowland England', International Journal of Agricultural
Management, 3 (1): 12-20.
[5] Winter, M. (2013) `Environmental issues in agriculture: farming
systems and ecosystem services', pp. 192-208 in Murcott, A. Belasco, W.
and Jackson, P, Eds, The Handbook of Food Research, London:
Bloomsbury.
[6] Fish, R. Lobley, M. and Winter, M. (2013) `Sustainable
intensification and ecosystem services: new directions in agricultural
governance', Policy Sciences 46(3) DOI 10.1007/s11077-013-9183-0.
Key grants:
Study 1. England's Terrestrial Ecosystem Services and the Rationale
for an Ecosystem-Based Approach, Defra, 2006-07, £159,545 (with
Centre for Environmental Management, University of Nottingham, and ADAS)
Study 2. Scoping the Potential Benefits of Undertaking an Ecosystem
Assessment for England, Defra, 2007-2008, £50,564 (with the Centre
for Environmental Management, University of Nottingham, and University of
Oxford/WMEC)
Study 3. Development of a UK knowledge exchange network between
ecosystems demonstrator projects and their interest groups Defra,
2011-13, £300,000 (with Centre for Ecology and Hydrology and Centre for
Environmental Management, University of Nottingham)
Study 4. Participatory and Deliberative Techniques for Embedding an
Ecosystems Approach to Decision-Making, Defra, 2009-10, £121,867.
Study 5. Sustainable and Holistic Food Chains for Recycling Livestock
Waste to Land, ESRC (RELU), RES-224-25-0086 - 2005-07, £522,641
(with North Wyke Research and University of Lancaster) (End of Award
Grade: Good)
Study 6. Improving the Success of Agri-Environment Initiatives: The
Role of Farmer Learning and Landscape Context, ESRC (RELU),
RES-227-25-0010, 2006-11, £725,714 (with the Centre for Ecology and
Hydrology and University of Reading) (End of Award Grade: Good)
Quality of underpinning research: All articles are in respected
peer reviewed journals, examples of 2012 five year impact factors are:
Progress in Physical Geography 3.7, Policy Sciences 1.8. Grants were
awarded through competitive bidding processes including separate ESRC peer
review processes for Studies 5 and 6. Output [1] is from Study 5, [2] from
Studies 1, 2 and 4, [3] from Study 4, [4] from Study 6 and [5] and [6]
from Studies 3, 5 and 6. All outputs available on request.
Details of the impact
Applying an ecosystem service approach to improve government policy
for valuing and protecting the environment including the first ever
National Ecosystems Assessment
The Centre's research informed a step-change in national and regional
policy frameworks for natural resource management by contributing to
Defra's theoretical rationale for adopting an ecosystems services approach
(Study 1) and collaborating in examining the case for undertaking a
National Ecosystem Assessment (NEA) (Study 2). The former has since been
taken forward in the context of Defra's Action Plan for the Environment,
while the latter directly resulted in the first analysis of the UK's
natural environment in terms of its benefits to society and economic
prosperity. This £2 million initiative reported in 2011 and was recognized
by government as a vital step forward in developing integrated approaches
to environmental management. Its recommendations were taken forward in the
2011 Natural Environment White Paper including the setting up of a
research and practice network led by CRPR (Study 3). CRPR research
contributed directly to the National Assessment; Defra's Head of Science,
Land and Farming Directorate said the research made a `recognised
contribution to the development and implementation of ecosystems policy in
Defra', including because it `gave us the evidence to commit to conducting
the world's first National-level Ecosystem Assessment', hailed as a `gold
standard' by Europe. He said UK Government received many requests for
advice from other Governments replicating NEA.1
The Centre's research has led to the practical implementation of the
ecosystems services approach for decision-making across a set of rural
policy issues. The research led to the production of national guidelines
on the use participatory and deliberative techniques for embedding the
approach across government (Studies 1 and 2). This research resulted in
Defra's (2007) Ecosystem Action Plan incorporating the principle of
stakeholder engagement and dialogue into its revised approach (Defra
2010). Defra's Head of Science, Land and Farming Directorate commented
that this part of CRPR's research `provided a clear framework for how
decision makers at a range of spatial scales could incorporate the
non-monetary value of ecosystem services into their decisions through
participatory and deliberative processes.' He also noted that `the
Ecosystems Policy team in Defra passed on this guide to numerous policy
contacts within and outside the Department for them to consider how these
various techniques might be able to enhance their decisions.'1
This work was part of Defra's evidence base that has since informed
developments in HM Treasury Green Book guidance on the non-market
valuation of environmental impacts. The original consultation document
regarding these guidelines was downloaded by more than 300 stakeholders
and became the focus of a major seminar on enabling citizens' choices
about land use and the natural environment as part of a Department for
Business, Innovation and Skills sponsored science dialogue project by the
Natural Capital Initiative.
Improving policy on environmental stewardship in upland farming
through participation in a review of the English Uplands
The CRPR findings about the farming community's pivotal role in
environmental protection as part of the ecosystems services approach were
taken forward by an inquiry undertaken by the Commission for Rural
Communities into the English Uplands.2 This Inquiry provided
the major stimulus to the Government's review of uplands policy and the
launch of a new suite of policy initiatives and related funding in March
2011. The package included £6million a year available to hill farmers for
environmental stewardship schemes in recognition of the contribution they
make to ecosystems across a range of services including carbon storage,
and the maintenance of recreational land and landscape. The then Chairman
of Commission for Rural Communities commented `The Inquiry research has
become a seminal report which is gradually being rolled out by HM
Government. This is due in large part to the huge impact of Professor
Winter's influence on the whole of the research and inquiry process'.3
Improving environmental farmland policy including better training for
farmers about agri-environmental schemes
Lobley and Winter's findings from the ESRC RELU Project (Study 6) that
more specific and specialised training and advice improves farmers'
expertise in and attitudes towards an ecosystems-oriented,
wildlife-friendly approach, were communicated to Defra and other
stakeholders from 2011. The independent ESRC/NERC/BBSRC reviewer of the
grant funding Study 6 noted in 2011 that `the highlight of this research
has been its impact on the design and implementation of agri-environmental
schemes. This has already been reflected in changes to the delivery of
Entry Level Stewardship (ELS) and will inform the design of a modified
agri-environment scheme that will operate from 2014 to 2020.' The reviewer
identified the research contributions as `extremely valuable evidence of
the positive impact of training on farmer attitudes and, crucially, on the
quality of the environmental management that they undertake.'
The findings were presented in a set of briefing meetings with senior
Defra and Natural England representatives, which resulted in the
introduction of fundamental environmental training as a component of the
ELS4. The head of Defra's Agri-Environment Theme Group
described the Centre's work as having clear links with and implications
for policy development and delivery.5 Lobley is referenced in
Natural England's Agri-environment Schemes in England 2009 A Review of
Results and Effectiveness report that states `There is
increasing evidence (Lobley et al, 2009) that supporting agri-environment
scheme agreement holders through training and advice can have a
significant impact on the delivery of environmental outcomes'.6
Changes in attitudes and farming practice have been evident. A set of
interviews with farmers who participated in the training found that 75 per
cent claimed the training had either a significant or very significant
effect in the way they participated in ELS. Changes were evident in
farmers' use of different seed mixes and better management of habitats for
wildlife (Lobley 2013). Under the expanded ELS training and information
programme, up to the summer of 2012, 8,733 farmers have been in receipt of
face to face training and advice through farm visits and events. To
supplement and build on the visits, there have been a number of farm walks
and workshops.7 With nearly 60% of England's agricultural land
now under Entry Level Stewardship and agri-environmental spending
estimated at £1m a day, the significance of this shift over the longer
term is considerable.
Sources to corroborate the impact
- Head of Science, Sustainable Land Management and Livestock Farming
Directorate, Department for Environment, Food and Rural Affairs. Letter
to University of Exeter, 4th November 2013. (Corroboration of
impacts on national guidelines about ecosystems and the UK National
Ecosystems Assessment).
- Commission for Rural Communities (2010) High Ground, High
Potential: A Future for England's Upland Communities Commission
for Rural Communities, Cheltenham. http://webarchive.nationalarchives.gov.uk/20110303145243/http:/ruralcommunities.gov.uk/wp-ontent/uploads/2010/06/CRC114_uplandsreport.pdf
- Chairman of Commission for Rural Communities and Government's Rural
Advocate 2004-2010. Letter to University of Exeter, 6th
November 2013. (Corroboration of impacts on uplands review and policy on
upland farmers' environmental stewardship)
- Head of Profession for Land Management, Natural England. (Available to
corroborate impacts on agri-environment policy).
- Head of Agri-Environment Theme Group, Farming & Food Group, Defra.
(Available to corroborate impacts on agri-environment policy).
- Natural England (2009) Agri-environment schemes in England 2009: A
review of results and effectiveness. http://publications.naturalengland.org.uk/publication/46002?category=35001
- Project Manager, Catchment Sensitive Farming National Team — Land
Management, Natural England. (Corroboration of impacts on
agri-environment policy and farmers' attitudes and behaviour).