Case Study 5: Overcoming regulatory impasse in stem cell research in Argentina
Submitting Institution
University of EdinburghUnit of Assessment
LawSummary Impact Type
PoliticalResearch Subject Area(s)
Law and Legal Studies: Law
Summary of the impact
An AHRC and ESRC-funded Edinburgh research collaboration with the
Argentinian Ministry of Science, Technology and Innovative Production
(MOST), from 2007-2012, served as a key driver in the formation of
regulatory structures, norms, knowledge and social understanding, helping
to overcome state non-intervention in the regulation of regenerative
medicine. As a direct result of engagement with the stakeholders in
law/policy, medical and scientific communities, the research exposed a
strong appetite for top-down legal intervention. This culminated in the
first-ever model law presented by the MOST to the Argentine legislature
(Congress) in 2013.
Underpinning research
The research relates to two overlapping projects undertaken between 2006
and 2012 by Harmon and Laurie of the University of Edinburgh (employed
respectively from 2005 and 1995 onwards). The research programme addressed
previously un-examined questions about the expectations and drivers of
regulation (and the failure to regulate, in some cases) in Argentina. It
adopted a socio-legal method to generate opinion evidence through a series
of engagements with key stakeholders, domestic and international, and this
served to inform and shape crucial next steps in Argentina towards more
overt regulatory policies and action, including legislative intervention.
Dr Jose Barañao, Minister of Science, Technology and Innovative
Production, has confirmed the collaboration to be: `the first social
science research conducted in the area of stem cells and regulatory
medicine in Argentina'. (5.3) It demonstrated that regulation is not only
welcomed in Argentina by research communities but that important lessons
can be learned from experience of regulation in the UK and Europe.
Evidence was gathered through interactive workshops and follow-up
face-to-face meetings. The first workshop (2007) examined normative
possibilities and the UK experience in regenerative medicine, focusing on
legal lessons learned. The second (2008) examined human tissue use and
regulation, identifying gaps in the Argentine framework. The third (2009)
looked at what to include in an Argentine law. The fourth (2010) examined
biobanks and the regulation of human tissues and cells, and the fifth
(2011) was a comparative exploration of the regulation of advanced
medicinal products. Parallel semi-structured qualitative interviews were
conducted with key stakeholders. Data and recommendations were
disseminated in reports and policy briefs and considered by the Ministers
of Science and Health and by representatives of INCUCAI (Argentine human
transplantation authority) and ANMAT (Argentine medicines and medical
devices regulator). All parties took part in the iterative process of
research design and the production of key findings.
The research revealed a regulatory environment that was not operating
optimally, and indeed was not operating as it was perceived to do by
different groups of stakeholders:
- existing legal mechanisms did not adequately reflect common values
deemed essential by key players in the research and regulatory
environments;
- there was a strong conviction that regulation must be more proactive
and grounded on more effective stakeholder interaction;
- the aspirations for regulation were diverse, but included a desire for
top-down value-informed normative rules, reflective of transparency,
honesty, democracy (from a procedural perspective) and knowledge,
solidarity, equality (from a substantive perspective).
Accordingly, the research outputs argued that:
- regulation must better reflect the moral foundations of life science
practices (3.1);
- better evidence from society must undergird regulatory design to
operationalise socio-moral values (3.2);
- regulatory frameworks must place greater emphasis on identifying and
realising positive social outcomes for emerging technologies (3.1 and
3.5);
- while individual choice and protecting individual integrity are
important, more emphasis should be given to community and the virtues
that support solidaristic outcomes (3.3 and 3.4); and
- an overt commitment to appropriate legal regulation is defensible and
necessary in Argentina (3.2 and 3.5).
References to the research
Grants
`Governing Emerging Technologies: Social Values and Stem Cell Regulation
in Argentina' (ESRC Grant RES-000-22-2678, £93,000) (PI: Harmon)
`Protection, Promotion and Regulation of Biotechnology in Developing
Countries' (under auspices of AHRC research centre funding; £2,583,000
from 2002-2012) (PI: Laurie (2007-2012); Co-Is: Harmon and Arzuaga)
Publications
(3.1) S Harmon, `Emerging Technologies and Developing Countries: Stem
Cell Research (and Cloning) Regulation and Argentina' (2008) 8 Developing
World Bioethics 138-50 [doi: 10.1111/j.1471-8847.2007.00217.x]
(3.2) S Harmon, `Regulation of Stem Cell and Regenerative Science:
Stakeholder Opinions, Plurality and Actor Space in the Argentine
Social/Science Setting' (2010) 2 Law, Innovation & Technology 95-114
[doi:10.5235/175799610791935407]
listed in REF2
(3.3) S Harmon, `Ambition and Ambivalence: Encouraging a Science Culture
in Argentina through Engagement and Regulatory Reform' (2011) 5 Studies in
Ethics, Law & Technology 1-26 [doi: 10.2202/1941-6008.1134]
listed in REF2
(3.4) G Laurie, S Harmon and F Arzuaga, `Foresighting Futures: Law, New
Technologies, and the Challenges of Regulating for Uncertainty' (2012) 4
Law, Innovation & Technology 1-33 [doi: 10.5235/175799612800650626]
listed in REF2
(3.5) S Harmon, `Peering from the Shadows: Stem Cell Research and the
Quest for Regulation in Argentina' (2012) 8 Stem Cell Reviews &
Reports 640-46 [doi:10.1007/s12015-011-9331-x]
Details of the impact
The series of international workshops held by the Co-Investigators in
collaboration with the Argentinian Ministry of Science, Technology and
Innovative Production (MOST) served as both research method and
impact-generator and resulted in more open debate than had previously been
achieved in Argentina. These meetings were led by Arzuaga, who was
appointed an Edinburgh AHRC SCRIPT Centre Fellow (2006-) and subsequently
appointed Chair of the Argentinian Advisory Commission on Regenerative
Medicine and Cellular Therapies (2008). Research beneficiaries included
the MOST, select Argentine policy and science elites (legislators,
regulators, policymakers, key members of the life sciences, law and
bioethics academic communities), and invited UK experts.
The impact of the research is that, through the systematic engagement of
the research community and law and policy makers, the partnership between
the University of Edinburgh, on one side, and Argentinian research
regulators, on the other, overcame a long-standing impasse in Argentina
with respect to state non-intervention in the regulation of regenerative
medicine. There had previously been no thorough consideration of
appropriate regulatory models for Argentina to promote research in this
emerging field. More specifically, the iterative engagement and associated
findings led to:
- Influence on the annual agendas of the Advisory Commission on
Regenerative Medicine & Cellular Therapies. The research directly
influenced the unfolding policy programme by feeding empirical evidence,
theoretical conceptions, and both normative and institutional
recommendations into official processes and actions, especially that of
the Commission, which has since become a key driving force in the life
sciences in Argentina. According to its Chair, Dr Fabiana Arzuaga: `This
research served to inform and shape crucial steps in Argentina towards
the construction of a legal framework and regulatory policies and action
for stem cells research and therapies, which led to a proposal to modify
the Civil Code of Argentina' (5.2).
- Exposure of the reasons behind scientific and regulatory caution, as
well as uncertainty of having a `legal blank page'. Importantly, this
included an appetite for top-down regulation in Argentina. The research
provided regulators with evidence that stakeholders desired central
normative guidance and oversight, a finding subsequently confirmed by a
national survey (5.7). Recommendations about the need for a central
regulatory authority form a central part of the new model law.
- Mobilisation of a close network of Argentine and UK researchers and
regulators which permitted swifter and more dramatic policy movement
than had previously been experienced in Argentine science governance.
The research did not just study key Argentine stakeholders, it brought
diverse interested groups together, helping to forge relationships
across user communities and fashion a more supportive environment in a
morally contentious area. Dr Florencia Luna, bioethics member of the
MOST, stated: `...the project has shown extraordinary results like
creating engagement with law/policy, medical and scientific
communities...and facilitated an unprecedented consideration of
regulatory options' (5.4).
- Facilitation and contribution to both the generation of law and the
design and uptake of new models for performing regulation. Dr Gustavo
Seveler of the MOST and leading medical researcher confirmed that:
`...data and recommendations arising from the meetings were considered
by MOST and INCUCAI [Argentinian Transplant Authority] as inputs of an
iterative process of research design and production of key findings'
(5.5).
The research created new lines of enquiry and helped to identify the
instruments and institutions that would be suitable for Argentina. Its
findings and conclusions fed directly into the document authored by the
Commission, circulated throughout Argentina and resulting in a draft Life
Sciences Law (setting standards for regenerative medicine research and
patient care) that the MOST sent to the Argentinian Congress in 2013 (5.1
and 5.2).
The role of the research in overcoming impasse in health research
regulation in Argentina is confirmed by Minister Jose Lino Barañao:
`...this project contributed to ensuring that a values perspective was
brought to bear on policy deliberations...and that conclusions of the
research have been taken into account in the drafting process' (5.3). Dr
Arzuaga of the Commission further commented: `This experience combining
research and policy decisions and actions is an extraordinary case that is
now considered by the Commission as a model for many other areas of
science to transfer knowledge to real world' (5.2).
Sources to corroborate the impact
(5.1) A series of research-based policy briefs were considered by a range
of policymakers, translated into Spanish by the Argentinian Ministry of
Science, Technology and Innovative Production (MOST), and posted on the
MOST's official website, an uncommon privilege. See http://www.mincyt.gob.ar/ministerio/comision-asesora-en-terapias-celulares-y-medicina-regenerativa-12
(http://tinyurl.com/nnuxevf).
These provide evidence of endorsement by the MOST and form the basis for
its future regulatory policy in the field of stem cell research.
(5.2) Testimonial from Chair of the Advisory Commission on Regenerative
Medicine and Stem Cellular Therapies; also Research Fellow in Edinburgh
SCRIPT Centre [to be supplied by HEI on request]. Can corroborate the
direct influence of the research on the workings and recommendations of
the Commission, including its input to the proposed model law.
(5.3) Testimonial from Argentinian Minister of Science, Technology &
Innovative Production [to be supplied by HEI on request]. Can corroborate
the unprecedented advances brought about by the research in overcoming
regulatory impasse in a sensitive area of research and the effects this
had on mobilising actors towards the introduction of regulatory reform.
(5.4) Testimonial from Chair of the Bioethics Programme at the FLACSO
Institute and member of the Advisory Commission on Regenerative Medicine
and Cellular Therapies [to be supplied by HEI on request]. Can corroborate
the influence of the research on the workings of the Commission with
respect to ethical insights and the importance of uncovering core values
that inform regulatory law and practice.
(5.5) Testimonial from Research Director, Instituto FLENI, and member of
the Advisory Commission on Regenerative Medicine and Cellular Therapies
[to be supplied by HEI on request]. Can corroborate the influence of the
research on the workings of the Commission with respect to the health
researcher perspective as actors to be regulated.
(5.6) Testimonial from UNESCO Chair on Bioethics, member of the Advisory
Commission on Cellular Therapies and Regenerative Medicine (MINCYT) [to be
supplied by HEI on request]. Can corroborate the influence of the research
on ethical deliberations of the Commission.
(5.7) Argentinian national survey on attitudes towards regenerative stem
cell medicine: see http://www.celulasmadre.mincyt.gob.ar/Documentos/Valores_esperanzas_y_preocupaciones.pdf
(http://tinyurl.com/or3fc7x).
This provides confirmatory evidence that supports the research findings
with respect to a desire for regulatory intervention in the sector within
Argentina.