CS 3: Borderlines: Understanding Ancient Empires through their Frontiers
Submitting Institution
University of EdinburghUnit of Assessment
ClassicsSummary Impact Type
CulturalResearch Subject Area(s)
History and Archaeology: Archaeology, Historical Studies
Summary of the impact
Research by Sauer and collaborators on the relationship between large
imperial powers (`superpowers') and subject populations at the borders of
empire has influenced public debate in Britain. Through a series of public
debates and lectures, the provision of information to public services, as
well as the display of key archaeological finds in a museum context, the
research has increased public awareness of complex and long-standing
issues surrounding immigration and integration, military occupation, civic
status, and imperial expansion and rule.
Underpinning research
The underpinning research, carried out in Britain and Iran, was conducted
by Eberhard Sauer (University of Edinburgh, 2003-) together with
colleagues from the Universities of Durham, Bradford and Oxford in the UK,
the CNRS in Paris, and the Iranian Cultural Heritage, Handcraft and
Tourism Organisation in Iran. Both in Britain (Alchester) and Iran (Gorgan
Wall), Sauer was one of the primary investigators as well as one of the
main contributors to the published research findings. Sauer has been
involved with the Alchester project continuously between 2003 and 2013.
Sauer has taken a lead role in the Gorgan Wall project in Iran since 2005.
He continues to be involved in both projects.
Sauer's work on the relationship between large imperial powers and
subject populations at the borders of empire has made a significant
contribution to our understanding of the nature of that relationship and
the purpose of the military structures on the imperial `borderlines'. His
fieldwork, subsequent research and publication of the site at Alchester
and The Great Wall of Gorgan have revealed hitherto unknown aspects of the
social, cultural, economic, and political interactions on and across the
borders. One of the key research findings is the recognition that the
control of the borders, their hinterlands, and their economic assets
required greater logistical efforts than previously recognised. Sauer has
argued forcefully for the importance of the military function of these
structures: despite socio-economic exchange between conquering soldiers
and local populations that documents much peaceful interaction and
transfer of goods, technologies, customs, and ideas, the wall structure
demonstrates that the attention of the imperial powers was firmly on the
defence of their empires. Consequently, the primary purpose of the
military sites is to be seen in the defence of empire, rather than, as
often suggested, as facilitators for economic exploitation of (newly)
conquered territories.
These general conclusions are based on specific research findings in a
number of areas. In the case of Alchester, Sauer was able to redate the
site to the immediate aftermath of the Roman invasion of Britain in AD
43/45. The site, not previously identified as a fortress, has yielded the
earliest tree-ring dates from Roman Britain (AD 44/45) and the earliest
representatives of newly introduced plant species. It is now generally
recognised as one of the most significant sites illuminating the period of
the Roman conquest. It also serves as the key case study for
dendrochronology in one of the most widely read introductions to
Archaeology (K. Greene, Archaeology: An Introduction (5th
rev. edition, 2010: 165). The excavated tombstone of a veteran of Legio II
Augusta provides moreover the first known pre-medieval biography of a
person living and dying in Oxfordshire. The veteran was of northern
Italian origin; his choice to retire in conquered territory suggests
personal interaction between (former) soldiers and the local population
which was not hindered by the fortress' role in the defence of Rome's
(newly conquered) territory.
On the basis of radiocarbon and OSL samples from burned charcoal, Sauer
redated the Great Wall of Gorgan to the 5th or 6th
century AD (from the previously favoured 2nd (or 1st)
century BC date): the wall is now associated with the empire of the
Sasanian Persians. Sauer has shown that the Wall and its hinterland
fortresses served to protect key economic assets in the northern frontier
zone of the vast Sasanian empire, where several major wars against the
White Huns and Turks are recorded. Wall construction was accompanied by a
massive landscape engineering project: the Sasanians constructed new water
supply canals, cutting through the pre-existing Iron Age landscape like a
knife. Excavation of the fort structures along the Wall revealed plentiful
evidence for dense occupation, including animal bones, pottery, glass and
metal: the Wall and its forts bustled with life, raising many questions
about the interaction between occupiers and locals.
The research was published in a variety of outlets (see 3a below). The
Great Wall of Gorgan- project culminated in a multi-authored book (Persia's
Imperial Power); the research findings from the excavations at
Alchester have been disseminated through articles, chapters, and
excavation reports, to be completed through the publication of the final
excavation report in 2015.
References to the research
All listed outputs are available on request from the University of
Edinburgh. Those marked REF2 form part of the unit's output submission.
a) Outputs:
E. Sauer et al., Persia's Imperial Power in Late Antiquity: the Great
Wall of Gorgān and Frontier Landscapes of Sasanian Iran. A joint
fieldwork project by the Iranian Cultural Heritage, Handcraft and
Tourism Organisation, the Iranian Center for Archaeological Research and
the Universities of Edinburgh and Durham (2005-2009) (Oxford: Oxbow
Books, 2013). [REF2]
H. Omrani Rekavani, E. Sauer et al., `At the frontiers of the
Sasanian Empire: the Gorgan and Tammishe Walls in northern Iran', in P.
Matthiae et al. (edd.), Proceedings of the 6th
International Congress of the Archaeology of the Ancient Near East,
5-10 May 2008, »Sapienza", Università di Roma, Vol. 2 (Wiesbaden:
Harrassowitz Verlag, 2010), 599-611.
H. Omrani Rekavandi, E. Sauer et al., `Sasanian walls, hinterland
fortresses and abandoned ancient irrigated landscapes: the 2007 season on
the Great Wall of Gorgan and the Wall of Tammishe', Iran 46
(2008), 151-78. [REF2]
E. Sauer, `Fortress annexes: a possible clue to instability and
insurgency during Rome's conquest of southern Britain?', in P. Ottaway
(ed.), A Victory Celebration: Papers on the Archaeology of Colchester
and Late Iron Age-Roman Britain presented to Philip Crummy
(Colchester: Colchester Archaeological Trust, 2006), 27-41 (and plates).
E. Sauer, `Inscriptions from Alchester: Vespasian's base of the Second
Augustan Legion (?)', Britannia 36 (2005), 101-33.
E. Sauer, `Forum Germanorum in north-west Italy: the home community and
life of arguably the earliest known legionary veteran in Britain', Oxford
Journal of Archaeology 24.2 (2005), 199-214.
b) Grants/Fellowships:
AHRC Collaborative Grant, `Linear Barriers in Iran', 2006-2009:
£226,063.75 (PI: Sauer; CI: T. Wilkinson, Edinburgh)
British Academy Large Research Grant, `Alchester Excavations', 2005:
£15,908.
British Institute of Persian Studies, `Linear Barriers in Iran', 2005:
£9,000.
European Union `Culture 2000' Collaborative Grant, `The Roman Conquest of
Europe, Alchester', 2005: 49,767 Euros (of the total award of 149,300
Euros).
Details of the impact
The research was disseminated through a variety of means, notably in the
form of public lectures and debates, including media broadcasts. Key
archaeological discoveries were made available to public services,
including museums and local councils. These forms of dissemination
generated a range of interrelated impacts, primarily in the areas of the
making of civil society and the influencing of public discourse about
contentious contemporary questions such as imperial expansion and rule,
military occupation, citizenship status, immigration and integration. The
particulars of each impact (as well as the periods in which these
occurred) are illustrated below.
a) civil society:
The tombstone of Lucius Valerius, a veteran of the Second Augustan
Legion, has provided Oxfordshire Council with a means to enhance
citizenship ceremonies. At the request of Oxford Register Office, Sauer
provided information and a picture of the tombstone after its discovery.
The veteran, who came from northern Italy, retired in conquered territory.
When the tombstone went on display (see b below), BBC News Oxford
announced Lucius as `Oxfordshire's earliest recorded resident': http://www.bbc.co.uk/news/uk-england-oxfordshire-22873707
[http://tinyurl.com/lrodxql]. The
tombstone of Lucius Valerius documents in effect the earliest known immigrant
to the area of the modern county of Oxfordshire. The research findings
have subsequently been used to illustrate aspects of immigration and
integration in citizenship ceremonies in Oxfordshire: the findings now
feature in the materials given to thousands of individuals recently
granted British citizenship, thus impacting on their reflection on
British civic status in particular and the making of civil society in
general. Oxford Register Office commented that `we [the Council] thought
that readers would be impressed by the fact that Lucius Valerius was a new
arrival to the area nearly 2,000 years ago'. More specifically, the
superintendent registrar of the Oxford Register Office stated in e-mail
correspondence on 8 December 2011 that the materials provided by Sauer
feature in a book `which has been specially written for new citizens' and
`is presented to new citizens who are becoming British at their
citizenship ceremony': the `combination of tradition and diversity [...]',
the Register Office commented, `provides an eloquent testament to the
arrival and experience of people settling and becoming British in
Oxfordshire'. The Register Office confirmed that they have `received many
positive comments about the book from our new citizens'.
The quantitative impact is documented by the number of citizenship
ceremonies: the superintendent registrar stated that `citizenship
ceremonies are held every week in Oxfordshire and on average about 150
people per month become British in our county [...]' Over the period in
which the materials have been used (from 2009 onwards), the average annual
total was 1,800, i.e. around 7,000 individuals between 2009 and July 2013
in total: at the time of correspondence (in 2011), the superintendent
registrar confirmed that `the photo will have been seen by about 3,500-
4,000 citizens' (see 5.1 for all quotations). The discovery of the
tombstone of the veteran of the Second Augustan Legion by Sauer and his
team, providing the only known biography of a person living in the area of
modern Oxfordshire prior to the Middle Ages, has thus had a direct impact
on issues surrounding immigration, integration, and civic status in
modern-day Britain.
b) public discourse:
The key research findings of Sauer's archaeological investigation of the
legionary fortress at Alchester led to a travelling exhibition in
Oxfordshire in 2011. The County Museum Stores at Standlake displayed some
of the key artefacts from Alchester, including a section of the original
main wooden gatepost that formed part of the early fort defences in AD 44,
and the tombstone of the veteran (see 5.2). `History exhibition attracts
hundreds' was the headline of the local newspaper (see 5.3). The
exhibition drew on the enduring fascination of the British public with the
Romans in Britain. As a consequence of the public interest in the
temporary exhibition, a permanent exhibition has been mounted in Woodstock
at the Oxfordshire Museum, which is open to the public since 20 July 2013
(see also REF3a). The discussion generated by the finds amongst the
British (local) public is well documented in a popular newspaper article
on the establishment of the permanent display (Bicester Advertiser; 25
November 2010, p. 13 [http://tinyurl.com/onaqxa7]).
As
the success of the travelling exhibition makes clear, the display of the
artefacts in a museum context fostered an engagement with Britain's early
history especially amongst the local population in Oxfordshire,
and with particular regard to the Roman military occupation of the island,
as well as the impact of imperial expansion and rule on Britannia.
Public lectures by Sauer to local archaeology societies in Britain
have further influenced how members of the British public view
their own exposure to historical `borderlines'. Most notably, after
Sauer's talk to the Falkirk Archaeological and Natural History Society in
December 2012 on the Gorgan and (neighbouring) Tammishe Walls, the
Society's Honorary Secretary wrote to Sauer commenting that `living, as we
do, in the shadow of the Antonine Wall it was good to see the role of an
even larger frontier wall in its empire's history'. Sauer's research was
described as `illuminating', and the Honorary Secretary commented further
that the Society's members learnt that `climate change and sea level
changing are not a modern phenomenon'. The lasting impact on the knowledge
of other historical frontier zones by members of the British public is
also documented through the Honorary Secretary's statement that Sauer
delivered an `insight into a neglected region of the Middle East which, as
many said on the night, is an area [where] none of us has any real
knowledge. We can no longer say that' (see 5.4 for all quotations). The
findings from both the Roman fortress at Alchester and the Great Wall of
Gorgan were also central to a public debate hosted by the Royal
Archaeological Institute in London on 13 February 2013 titled `The
limits of imperial power: the function of military frontier walls'. The
entire debate (with David Breeze, an Honorary Professorial Fellow in
Classics at Edinburgh) was subsequently made available for public viewing
on the website of the Royal Archaeological Institute to encourage further
discussion: http://www.royalarchinst.org/lectures
[http://tinyurl.com/nsz3ym5]. The
media broadcast was highly successful. An official from the Institute
commented on 25 February 2013 that `it was a good idea and beneficial to
put the debate on the web for free', and that the number of hits within
the first 24 hours (`we've had 67 people view this information') `doesn't
sound much but it is for us' (see 5.5).
Sources to corroborate the impact
All original web content and corroborating sources have been archived and
are available through the REF3b wiki via tinyurls. Items marked with an *
are available on request from the HEI.
5.1 Confirmation of the use of the tombstone by Oxford Register
Office for its citizenship ceremonies and verification of the number of
citizenship ceremonies:
* (contact details of) The superintendent
registrar of the Oxford Register Office
* E-mail exchange from
December 2011
5.2 Documentation of the use of key finds from Alchester in the
travelling exhibition:
* (contact details of) The Curator of
Archaeology, Oxfordshire Museum Resources Centre, Standlake,
Oxfordshire OX29 7QG
5.3 Visitor numbers reported in the Bicester Advertiser:
http://www.bicesteradvertiser.net/news/bicester/9043244.History_exhibition_attracts_hundreds/
[http://tinyurl.com/qbz8gc9]
5.4 Communication on the impact on members of the Falkirk
Archaeological and Natural History Society:
* (contact details of) The Honorary Secretrary, FAaNHS
* Letter from December 2012
5.5 Documentation of the reach of the Royal Archaeological
Institute's public debate:
* (contact details of) The Administrator,
Society of Antiquaries of London, Burlington House, Piccadilly,
London, W1J 0BE
* E-mail exchange from February 2013
RAI article: `The limits of imperial power: the function of
military frontier walls'
[http://tinyurl.com/p5dzxat]