Project HORIZON: Seafarer fatigue and its effect on cognitive performance
Submitting InstitutionSouthampton Solent University
Unit of AssessmentGeneral Engineering
Summary Impact TypeEconomic
Research Subject Area(s)
Medical and Health Sciences: Clinical Sciences, Public Health and Health Services
Psychology and Cognitive Sciences: Psychology
Summary of the impact
Seafarer fatigue is a major issue for the safety and economics of
shipping and the protection of the marine environment. Estimates suggest
that 25% of marine casualties are caused by fatigue.
Project HORIZON demonstrated that sleepiness levels for some
watch-keeping regimes are high, and actual sleep can occur. The main
outcome of the project was a fatigue prediction model for use by voyage
planners to ease workloads on ships' crews.
The introduction of such fatigue risk mitigation measures will
potentially save lives, have an impact on the competitive success of
global shipping companies, and bring significant economic and
Project HORIZON was an EU FP7 international collaborative project led by
researchers at Southampton Solent University (SSU) to investigate the
effects of fatigue on the cognitive performance of ships' watch-keeping
officers, using a range of simulators and under different watch patterns
and workload conditions. The other main partners in the project came from
Chalmers University and the world-renowned Stress Research Institute at
Stockholm University, both in Sweden. The project ran from June 2009 to
This was the first time that scientific sleep research had ever been
conducted on linked marine simulators over an extended period. Experiments
were focused on two watch patterns — the conventional 4 hours on/8 hours
off regime, and the more arduous 6on/6off pattern. A total of 90 officers
undertook the experiments on simulators at both Chalmers University and at
the UK Warsash Maritime Academy. Chalmers conducted experiments on the
4on/8off watch and the Warsash experiments studied a 6on/6off regime, in
which participants undertook their watch-keeping duties without any
deliberate disturbance of their rest periods.
At Warsash, 10 identical simulator-based "voyages" took place, involving
20 deck officers and 20 engineers in linked bridge, engine room and cargo
simulators. The participants undertook normal watch keeping duties for 7
days. During that period, measurements were taken of their watch keeping
performance and levels of alertness. Measurement included EEG recordings,
for two 24-hour continuous periods, at the beginning and end of the week.
The key researchers at Southampton Solent University were Professor Mike
Barnett, Head of Maritime Research since 1991, who led the research team,
Dr David Gatfield and Associate Professor Claire Pekcan, Senior Lecturers
since 1996. They were supported by a team of 20 staff.
The key findings were:
- Subjects actually fell sleep on watch, both on the bridge and in the
engine room. In the Warsash experiment, 20% of watch keepers fell asleep
during midnight to 0600 watches. (R2)
- Sleepiness and neurobehavioral performance, as measured by EEG, are
particularly affected towards the end of the 0000-0600 watch.
Performance as measured by reaction time also deteriorates over the
watch and during the week.(R2)
- The data supports previous research on shore-based shift workers.
Marine watch keepers are most tired during night watches and show signs
of tiredness in the afternoon. There is a gradual increase of fatigue
during the work periods, as the week progresses. (R1)
- The 6on/6off watch regime is more tiring than 4on/8off, and there are
more incidents of falling asleep. The onset of tiredness on 6on/6off was
apparent over a shorter timeframe than predicted by previous research;
- The total amount of sleep afforded watch keepers on 6on/6off is less
than normally required for full rest. Watch keepers averaged 6.5 hours
in total, split into two sessions: the main one during the "night" time,
followed by a "nap" during the other period of rest. This is an original
finding not observed empirically before. (R5)
A fatigue management "toolbox" was produced, which included
recommendations to individuals and industry on risk mitigation, and a
software fatigue prediction model.
References to the research
The HORIZON consortium agreed a policy which reserved the publication of
original scientific data for the highest rated journals in the field of
sleep science. Major papers are forthcoming and the first is represented
here by R3. The policy allowed other papers describing methodology and
concepts to be published in peer-reviewed international conferences in
maritime subjects, and are represented by R1,R2 and R4. All these
contributions reflect the original and unique nature of the research and
its findings. R4 looks forward to the implementation of the results and
its likely impact on international regulatory regimes in shipping.
R1 Maurier, P., Barnett, M., Pekcan, C., Gatfield, D., Corrignan, P., and
Clarke, G. (2011). Fatigue
and Performance in Bridge and Engine Control Room Watchkeeping on a
6on / 6off Watch Regime". Royal Institute of Naval Architects,
Proceedings of International Conference on Human Factors in Ship Design.
London, November, 2011
This peer reviewed paper at an international conference on marine
simulation describes this novel and unique methodology for sleep research,
using three linked marine simulators, to create a sustainable and
realistic voyage experience, from which the original data could be
collected. MARSIM is the leading international conference for all marine
simulator operators and designers in the world and is held every four
R3 van Leeuwen, W., Kircher, A., Dahlgren, A., Lützhöft, M.,
Barnett, M., Kecklund, G., Åkerstedt, T. "Sleep,
sleepiness, and neurobehavioral performance while on watch in a
simulated 4 hours on/8 hours off maritime watch system"
This peer reviewed paper is to be published in Chronobiology
International in 2013, Chronobiology International is a highly regarded
journal in sleep science.
R4 Barnett, M., Pekcan, C., and Gatfield, D. "Fatigue Management:
Self Regulatory Activities in Shipping"
Published in Proc 2nd Int Conference on Maritime Incidents and
Near Miss Reporting (IMISS2013) Kotka, Finalnd 11-12 June 2013)
Awarded to consortium, lead partner: Southampton Solent University (SSU)
Principal Investigator at SSU: Professor Mike Barnett
Grant title: HORIZON
Grant Agreement No: 234000
Sponsor: European commission
Period of Grant: 01 June 2009 to 31 January 2012
Value of the grant: 3.8 mill Euros
Details of the impact
According to the seminal report1 by the United Kingdom's Marine
Accident Investigation Branch (MAIB), fatigue is a major causal factor
in collisions and groundings. It suggested that the factors which
probably contribute to collisions and groundings include, inter-alia,
watch-keeping patterns, working hours and sleep problems. The report
concluded that the majority of the groundings occurred between 0000 and
0600 and that they involved solo watch-keeping officers following a 6
hours on and 6 hours off working pattern for significant periods.
HORIZON2 has successfully achieved the first-ever sets of
experimentally based and wide-ranging data on fatigue and cognitive
performance in the maritime field, and provided novel methodologies and
data to inform future research. From a quantitative point of view, the
potential impact of implementing the results of HORIZON is considerable.
From the MAIB report alone, the casualty figures for UK Flag ships or
accidents in UK waters, studied from 1993 to 2003, revealed that 66
accidents occurred involving 75 large vessels. Of these, one third was
caused, or contributed to, by human fatigue. High-profile casualties,
such as the Shen Neng 1 grounding on the Australian Barrier Reef
have had major impacts in financial terms and on the destruction of the
environment. Such accidents continue to cause concern, and fatigue
remains a significant risk factor in maritime safety3.
One major achievement of HORIZON is the production of a prototype fatigue
prediction model (MARTHA) for use in operations on all types of ship,
including cruise ships and tankers. MARTHA is based on a theoretical model
of fatigue, and incorporates data from other industries to produce
algorithms, which predict the levels of sleepiness of shift workers.
HORIZON has also introduced original data on off-watch sleep patterns and
has developed the basic model to create a version which is valid for
marine use. It is envisaged that MARTHA will be used by voyage planners to
check fatigue levels of crews in areas of high risk and workload, such as
port turn rounds. Tiredness and risk of falling asleep can be calculated
for six weeks in advance, giving management time to plan and implement
options for mitigating the risk of personal accident and ship casualty
Although studies4 have been made of the operational life of the
seafarer before, including assessment of the fatigue experienced by
seafarers and others working in safety-critical industries, through the
use of questionnaires and sleep diaries, none of these studies produced
experimentally based data, and the shipping industry has been slow to
take up any self-regulatory measures.
Project HORIZON included stakeholder partners representing key
international associations in the shipping industry and knowledge transfer
through these bodies and influential individuals has led to active
encouragement of shipping companies to evaluate MARTHA. One high-speed
ferry company is using it regularly to check roster schedules and a newly
funded project called MARTHA is currently scientifically evaluating the
software at sea. Other international research teams, companies and navies
are also conducting studies to evaluate and implement such models. The
impact of MARTHA could lead to a reduction in environmental clean-up costs
alone of millions of dollars, and lower insurance premiums for those who
successfully implement such fatigue prediction models.
The working hours and the hours of rest of 2 million seafarers, and the
conditions they work under for long periods of time, are issues which
remain continuously under the microscope. In addition, with the advent of
maritime governance issues, new approaches are emerging to change the
safety culture of the industry through self-regulation, to provide both
competitive advantage for companies and, at the same time, the improved
health and wellbeing of employees and their families.
A new externally funded project is now providing a pathway to raise
awareness of these issues. All these aspects of fatigue management at sea
will benefit from the impact of implementing the findings from HORIZON and
the application of the MARTHA software. These outcomes may also have a
wider application to any shift working industry ashore and could provide
further significant and long-term impacts. (see R4)
Sources to corroborate the impact
Several feature articles have appeared in shipping press and maritime
periodicals, including Lloyds List, Fairplay, Seatrade, Tanker Operator
and the "Telegraph"
Articles may be viewed on the project website: www.project-horizon.eu
C1. Paper submitted by UK Government to IMO STW44: Role of the Human
Element: Seafarer fatigue Project HORIZON April 2013. Commended by several
national delegations at this United Nations Agency meeting.
C2. MGN Notice by UK MCA: "Preventing Fatigue: Guidance on Good Practice"
(Notices are promulgated to all UK ships, companies and available
Examples of articles:
C3. News Analysis feature on seafarer fatigue, Lloyds List July 09 2012
C4. Brain probes used in battle against fatigue, Maritime IT and
Electronics, IMarEst, April/May edition 2012
C5. Fairplay editorial and article, 09 February 2012
C6. Brian Simpson, MEP Chair of the European Parliament Transport
C7. Mrs Theresa Crossley, Deputy Head, European Maritime Safety Agency
C8. Capt Steve Clinch, Head of the UK Maritime Accident Investigation
C10. Mr T Abrahamsson, Chair Social Sectoral Dialogue Committee, European
Commission, Brussels (membership includes ETF (European Transport
Federation) and ECSA (European Ship Owners Association)
C11. Capt Kuba Symanski, Secretary General, InterManager (the
International Shipmanagers Association)
MAIB (2004): "Bridge Watch-keeping Safety Study"
Safety Study, 1/2004 Southampton, MAIB,
"HORIZON: Research into the effects of fatigue on the cognitive
performance of maritime watch-keepers under different watch patterns,
using ship's bridge, engine and liquid cargo handling simulators. FP7
ATSB (2013) "Identifying Risks in transport:
safety Issues from ATSB occurrence investigations."
Transport Safety Bureau, Canberra March 2013. ISBN 978-1-74251-314-0 www.atsb.gov.au/publications/2012/xr-2012-001.aspx
Centre for Occupational and Health Psychology (2006): "Seafarer Fatigue: The Cardiff Research Programme"