Changing public policy and professional practice through researching equity within schools and education systems
Submitting Institution
University of ManchesterUnit of Assessment
EducationSummary Impact Type
SocietalResearch Subject Area(s)
Education: Curriculum and Pedagogy, Specialist Studies In Education
Studies In Human Society: Sociology
Summary of the impact
The research impacted on public policy, practitioners and professional
services both nationally and
regionally. Specifically, it influenced the setting up and design of the
Greater Manchester
Challenge (GMC) in 2008, with unfolding educational and professional
impacts: (a) measurable
improvements in the performance of Greater Manchester schools; (b)
participants have continued
to collaborate and build on GMC interventions and findings; and (c) the
GMC led to a set of
recommendations about school-to-school collaboration.
Underpinning research
The impacts are based on research that took place in Manchester from
1997, with the first major
publication in 2005. The key researchers (returned staff names in bold): Ainscow
(1995-date);
Chapman (2007-2012); Dyson (2003-date); Goldrick (2003-date); Howes
(1999-date); Gunter
(2004-date); Mongon (2008-date); Muijs (2005-2010); Raffo
(1995-date); West (2000-date). The
underpinning research is primarily located in the Disadvantage and Poverty
(DP) Thematic
Programme of Research (TPR), with support from the team in the Critical
Education Policy and
Leadership (CEPaL) Thematic Programme of Research (TPR) within the UoA25
submission.
A number of studies (total income of £1.5m) developed and trialled a
`learning through enquiry
methodology', including: a government funded evaluation of an initiative
to transform secondary
education in Nottingham (2003-2005) [2.1]; a project commissioned by
Blackburn with Darwen LEA
(1997-2001) [2.2]; an ESRC study Understanding and Developing
Inclusive Practices in Schools,
(2000-2003) (L139251001) [2.3]; a government funded leadership development
project within
Excellence in Cities (2000-2005) [2.4], and National College for
School Leadership (NCSL) funded
research on leadership and social inclusion (2006-2008) [2.5]. The ideas
were further refined
through the Calderdale Equity Research Network (2006-2011) [2.6]; and
additional NCSL funded
projects (e.g. networking for improvement in schools facing challenging
circumstances 2005-2006,
the impact of federations on student outcomes 2008-2011, and new models of
school leadership,
2009-2010) [2.7]. This research demonstrated how: (a) collaboration
between schools can
strengthen the capacity of education systems to make more effective use of
available expertise
[3.1, 3.2, 3.4]; (b) under certain conditions, such approaches can bring
about improvements in
school performance, particularly in relation to learners from
disadvantaged backgrounds [3.3]; (c)
these approaches can be made more sustainable through the encouragement of
local school
leadership [3.3, 3.5]. As a result of this extensive research team
contribution, Professor Mel
Ainscow was invited by ministers to lead the GMC and this research was
used to inform the design
of the initiative. The GMC project took forward the research through a
`learning through enquiry'
methodology, with interventions such as `school-to-school partnerships',
`teaching schools',
`system leaders', and `families of schools'. The legacy of the GMC has
continued both locally and
nationally [3.3, 3.5].
References to the research
The high quality of the research is evidenced by peer review of
competitive grant applications,
project steering groups, and dissemination in high quality journals.
Output 3.5 has received an
award from the Society for Educational Studies.
Key outputs:
[3.1] Ainscow, M. (2005) Developing inclusive education systems: what are
the levers for change?
Journal of Educational Change 6(2), 109-124. DOI:
10.1007/s10833-005-1298-4
[3.2] Ainscow, M. (2010) Achieving excellence and equity: reflections on
the development of
practices in one local district over 10 years. School Effectiveness
and School Improvement, 21 (1),
75-91. DOI:10.1080/09243450903569759
[3.3] Ainscow, M. (2012) Moving knowledge around: strategies for
fostering equity within
educational systems. Journal of Educational Change 13(3), 289-310.
DOI:10.1007/s10833-012-9182-5
Other relevant outputs:
[3.4] Ainscow, M. and Howes, A. (2007) Working together to improve urban
secondary schools: a
study of practice in one city. School Leadership and Management
27(3), 285-300.
DOI:10.1080/13632430701379578
[3.5] Ainscow, M., Dyson, A., Goldrick, S. and West, M. (2012) Developing
Equitable Education
Systems. London: Routledge. (Available on request)
Details of the impact
Context: Prior to the GMC concerns had been raised and various
strategies used to improve
educational standards in the region, particularly amongst children and
young people from
disadvantaged backgrounds. The GMC was a three-year project, involving a
partnership between
ten local authorities and 1,150 schools, with an investment of £50
million, and as such it was a
major political, financial and symbolic investment to improve urban
education. The programme of
research developed over time by Professor Ainscow and colleagues
demonstrated the
effectiveness of strategies that could be used within schools, networks of
schools, and the larger
school system to improve learning outcomes in areas of economic and social
disadvantage.
Pathways to impact: following the approach outlined in REF3a, this
case study illustrates
primarily a constructivist change model, which produced technical evidence
that was
communicated to and used by local and national governments, and the
profession. Consequently,
design and development was in partnership with professionals and/or
policymakers in ways that
were intended to contribute directly to improvements within particular
sites, whilst at the same time
generating understandings that could be communicated and contribute to
system wide
development. A number of projects were funded by the UK government with
team members in
regular dialogue with civil servants and in occasional discussions with
ministers. The production of
written reports supported by meetings enabled the translation and
transmission of the partnership
process and outcomes to funding teams in the Department and/or National
College, and
importantly the connections between projects through building a cumulative
evidence base could
be made. This approach to research legibility enabled the government as
`user' to engage
productively with the research and this impacted on decision-making.
Professor Ainscow was
invited by ministers to lead the GMC and support for this continued under
the Coalition from 2010
until 2011.
The major investment in the GMC was directly focused on making
interventions informed by the
research undertaken by the team at Manchester. Projects involved local
interventions [2.1, 2.2, 2.3,
2.4, 2.6] and the Nottingham project [2.1] was a city-wide initiative that
focused on school-to-school
collaboration and so helped to develop the `learning through enquiry'
approach adopted in the
GMC. Dissemination through reports e.g. to the Department as funders [2.4,
2.5, 2.7], and talks at
professional conferences has enabled this research to be accessible to
decision-makers at
national and local levels. Once the GMC was set up, pathways to impact
were planned through
research and development activities. These plans were developed and
enacted through meetings
where research evidence was examined, and new interventions where planned,
monitored and
evaluated. Recognition of the value of these approaches led to a decision
by professionals to
commit to and invest in the continued use of structured collaboration that
have been sustained
after the completion of the GMC. The effectiveness of the change model has
been confirmed: "...in
Greater Manchester, a great deal of effort was made to secure local buy-in
and a willingness to
collaborate across the whole area... this preliminary work generally paid
off in terms of local
commitment to the Challenge [5.12, p10]. The outcomes from the GMC have
been disseminated
and used to improve practice and have helped shape on-going national
policy.
Reach and Significance: the research reached national government
and importantly led to a
major policy commitment and financial investment in the GMC, and the
outcomes of the GMC have
continued to influence national government policy, and regional
professional collaborations and
practices. This is presented in four inter-linked impacts:
Policy Impact 1: the decision to set up the GMC was informed by
the `learning through enquiry'
approach to the generation and use of research undertaken at Manchester.
Specifically, the
Labour Government showed a commitment to evidence informed policy and
practice, and witness
statements show that decision-making in regard to the leadership and
design of the GMC was
influenced by the programme of research [5.1,5.2,5.3]. A government
minister states "I was
involved in the appointment of Professor Mel Ainscow as Chief Adviser for
the Greater Manchester
Challenge, a decision that was informed by the research findings and
impact strategy of the team
at the University of Manchester" [5.3], and a second minister states: "I
worked closely with
Professor Ainscow who took up the role of Chief Adviser. This led him to
co-ordinate the
development of our strategy for improving the performance of schools
across the city region. This
drew on extensive research that he and his colleagues had conducted at the
University of
Manchester regarding the improvement of urban schools" [5.2].
Educational impact: the research within the GMC led to overall
improvements; for example,
primary schools now outperform national averages on the tests taken by all
children in England. In
2011, secondary schools in Greater Manchester improved faster in Key Stage
4 examinations than
schools nationally, with the schools serving the most disadvantaged
communities making three
times more improvement than schools across the country. During the same
period, the number of
schools below the Government's floor standard decreased more than it did
in other areas of the
country. In addition, the proportion of `good' and `outstanding' schools,
as determined by the
national inspection system, increased, despite the introduction of a more
challenging framework
[5.11]. To ensure the continued inter-relationship between research
evidence and educational
interventions after the GMC a Partnership Board was established, which
includes University
representation. An agency led by 25 outstanding headteachers, `By Schools
for Schools', is now
responsible for managing these activities, and they are building on
research evidence in order to
develop a self-improving system. There is strong political support within
the city region, and each
of the ten authorities has redesigned its arrangements for supporting
school improvement [5.4,
5.6]. For example, a Director of Children's Services confirms that "from
discussion with my
colleagues across Greater Manchester I am aware that many continue to take
into account
Professor Ainscow and his team's work" and "this has also led to the
creation of a Partnership
Board that continues to co-ordinate collaboration across Greater
Manchester" [5.5].
Professional impact: research within the GMC led to the movement
of expertise through the
`Teaching Schools' strategy [5.11]. Analogous to teaching hospitals, these
provided research-based
professional development programmes focused on bringing about improvements
in
classroom practice. Between 2010 and 2011 over 1,000 teachers from across
the city region took
part in these programmes [5.11]. Importantly, there is strong evidence of
mutual benefit in this
approach — it had a positive impact on the quality of classroom practice
and student learning in both
the schools receiving support and within the teaching schools themselves
[5.11]. A further
professional impact has been on the attitudes and roles of headteachers,
particularly those who
lead successful schools, indeed a headteacher states "my personal
experience is that there is a
widespread awareness of Professor Ainscow and his team's research across
the education system
where it impacts daily on the quality of classroom practice and student
learning" [5.4]. Some 170
became formally designated as system leaders, supporting the improvement
of other schools,
particularly those facing challenging circumstances [5.4, 5.6]. For
example, a headteacher states:
"in developing these innovatory approaches, Professor Ainscow encouraged
and supported us in
using research in order to learn from these experiences and draw
conclusions that could be used
to strengthen our efforts. As a result, the Greater Manchester education
system has developed an
increased capacity to analyse contexts and mobilise available resources to
support interventions in
challenging circumstances" [5.4].
Policy Impact 2: the lessons from the use of research evidence to
inform the setting up and
development of the GMC have shaped thinking and discourse within national
policymaking across
the political divide. A Labour minister acknowledges the importance of
"research-based
professional development progammes focused on bring about improvements in
classroom
practice" and how "the lessons from Professor Ainscow and his team's
research were significant".
The minister goes on to say that "subsequently the ideas from the Greater
Manchester Challenge
have influenced national policy" [5.2]. This includes the Coalition
government from 2010 [5.7],
where many research informed strategies, e.g. `school-to-school
partnerships', `teaching schools',
`system leaders' and `families of schools', are mentioned in the 2010
White Paper [5.8]. On 11th
June 2011 the Secretary of State for Education, Michael Gove, gave a
speech where he argued
that, in order to address the issue of educational underperformance,
particularly amongst
disadvantaged groups of learners, there is a need to develop a `culture of
collaboration' — an idea
influenced by the programme of research. With this in mind, he noted that
it was good to see the
development of more networks of schools and the expansion of teaching
schools, and to see how
efforts are being made to `embed the success of the Greater Manchester
Challenge' [5.9].
Echoing similar ideas, in a speech on 13th November 2012, the
former Shadow Secretary of State,
Stephen Twigg, also made reference to building on the progress in Greater
Manchester,
emphasising in particular the idea of `evidence-based collaboration'
[5.10], and a former Under-Secretary
of State states: "many of the strategies used, such as school-to-school
partnerships,
teaching schools, system leaders and families of schools are now seen to
be important to Labour's
future education policy" [5.1].
In summary, the research by Professor Ainscow and team has had reach and
significance within
and beyond Greater Manchester. The research ensured that the University of
Manchester is
recognised as a field leader in educational, school and systemic
improvement and so led to
Ainscow being appointed to lead the GMC. Furthermore, the GMC enabled the
relation between
ideas and action to be developed in ways that brought about measurable
improvements and new
ways of working amongst the region's headteachers. The most important
outcome, however, is the
evidence that school-to-school partnerships can be a powerful means of
fostering improvements in
respect to schools serving disadvantaged communities. Most significantly,
the GMC led to striking
improvements in the performance of some 200 schools facing the most
challenging circumstances.
However, reach goes beyond these schools, as there is evidence that their
progress helped to
trigger improvement across the education system in England [5.11].
Significantly, too, it was found
that such arrangements do have a positive impact on the learning of
students in all of the
participating schools [5.11]. This is an important finding in that it
draws attention to a way of
strengthening relatively low performing schools that can, at the same
time, help to foster wider
improvements across the system.
Sources to corroborate the impact
All claims referenced in the text.
[5.1] Letter from MP and former Parliamentary Under-Secretary of State
for Schools.
[5.2] Letter from Peer and former Minister of State for Children, Young
People and Families.
[5.3] Letter from Peer and former Minister of State for Education.
[5.4] Letter from a Headteacher.
[5.5] Letter from a Director of Children's Services.
[5.6] Corroboration from Headteachers
[5.7] Corroboration from the National College for Teaching and Leadership
[5.8] Evidence from the White Paper The Importance of Teaching,
November 2010.
[5.9] Speech by Michael Gove, Secretary of State for Education.
[5.10] Speech by Stephen Twigg, former Shadow Secretary of State for
Education.
[5.11] Hutchings, M., Hollingworth, S., Mansaray, A., Rose, R. and
Greenwood, C. (2012)
Research report DFE-RR215: Evaluation of the City Challenge programme.
London: Department
for Education.
[5.12] Hutchings, M. and Mansaray, A. (2013) A review of the impact
of the London Challenge
(2003-8) and the City Challenge (2008-11). London: OfSTED.