Improving the Effectiveness of School Leaders and Teachers
Submitting Institution
University of NottinghamUnit of Assessment
EducationSummary Impact Type
SocietalResearch Subject Area(s)
Education: Curriculum and Pedagogy, Specialist Studies In Education
Summary of the impact
A sustained and substantial research programme on teacher's lives and
careers has influenced policy development, informed communities of
practice and shaped leadership training materials and programmes. The work
provides new insights into the complexity of teacher development which has
been taken up widely around the world and used extensively by government
policy makers and school leaders in the assessment of professional
competencies and targeting of support to improve performance and enhance
retention in the profession.
Underpinning research
The original research was developed in response to the urgent needs of
successive governments to understand how to develop policies and
professional development programmes that raise standards of teaching and
thus pupils' learning and achievement. Building on Professor Christopher
Day's extensive foundational work over a twenty year period, three
large-scale collaborative research projects have provided critical
insights to government policy makers and training organisations nationally
and internationally.
In 2000, the Department for Education commissioned the Variations in
Teachers' Work and Lives and Their Effects on Pupils (VITAE-which
ran from 2001 to 2005). The research was led by Day, with co-investigators
Sammons and Stobart from the Institute of Education, University of London
and Kington and Gu from Nottingham. It was a mixed methods study of 300
teachers in 100 primary and secondary schools serving different
socio-economic communities in seven regions in England. The key findings
were that: i) teaching expertise and effectiveness do not necessarily
increase with experience; ii) there are statistically significant
associations between levels of teacher commitment and measurable pupil
outcomes and iii) there are close associations between teachers'
perceptions of their effectiveness in classrooms and the quality of school
leadership [1]. The study remains the largest of its kind in the
UK and one of only two internationally of this magnitude.
Also in 2000, Day delivered a National Association of Head
Teachers-commissioned study [2] on the challenges head teachers
faced in responding to an environment of considerable change. The interest
generated by this study led, In 2001, to the National College for School
Leadership agreeing to pump prime Day's existing collaborative research
network, the International Successful School Principals Project
(ISSPP). This enabled the network to provide new empirical evidence about
the values, strategies and skills applied by successful school leaders in
the diverse policy and social contexts of 20 countries in North and South
America, Africa, South East Asia, Australia, Middle East and Europe [3].
The network has assembled the world's largest number of international
multi-perspective case studies of successful school principals, and has
generated more than 100 academic publications (see:
http://www.uv.uio.no/ils/english/research/projects/isspp/publications/).
These case studies and comparative analyses provide new knowledge of the
short and long term effects of school principals on raising standards in
schools.
The third project was The Impact of Leadership on Pupil Outcomes
project (IMPACT-2005-2009) funded by the National College for School
Leadership and the Department for Schools, Children and Families. This was
led by Day with co-investigators Sammons and Gu from Nottingham, Hopkins
from London, Harris from Warwick and Leithwood from Toronto. It remains
the largest and most extensive mixed methods study of contemporary school
leadership to be conducted in England and one of only three worldwide. The
IMPACT project investigated associations between the measurable
achievements of pupils in demonstrably successful schools and the values,
qualities and strategies of their head teachers. Key findings of this
study were that: i) head teachers in effective and improving schools
possess common sets of personal qualities and values, as well as common
leadership strategies and management competences; ii) the employment of
these leadership strategies differs in response both to policy imperatives
and the unique contexts in which head teachers work and iii) key to the
success of these strategies are capacity-building and trust-building
relationships with staff and the attention given to professional learning
and development at both the individual and the collective level [4, 5,
6].
References to the research
1. Day, C., Sammons, P., Stobart, G., Kington, A. and Gu, Q. (2007) Teachers
Matter: Connecting Work, Lives and Effectiveness. Maidenhead, Open
University Press. Available on request.
2. Day, C., Harris, A., Hadfield, M., Tolley, H. and Beresford, J. (2000)
Leading Schools in Times of Change. Buckingham, Open University
Press. Available on request.
3. Moos, L., Johansson, O. and Day, C. (Eds.) (2011) How School
Principals Sustain Success over Time: International Perspectives.
Dordrecht, Springer. Available on request.
5. Day, C., Sammons, P., Leithwood, K., Hopkins, D., Gu, Q., Brown, E.
and Ahtaridou, E. (2011) Successful School Leadership: Linking with
Learning and Achievement. Maidenhead, Open University Press.
Available on request.
6. Day, C., Sammons, P., Hopkins, D., Harris, A., Leithwood, K., Gu, Q.
and Brown, E. (2010) Ten Strong Claims About Successful School
Leadership. National College for School Leadership, Nottingham.
Available at: http://www.almaharris.co.uk/files/10strongclaims.pdf
Project Funding
• The Variations in Teachers' Work and Lives and Their Effects on Pupils
Project: £1.2 million, Department of Schools, Children and Families. Day
PI [2001-5]
• The Impact of Leadership on Pupil Outcomes Project: £760,000, the
National College for School Leadership and Department for Schools,
Children and Families. Day PI [2005-9]
• The International Successful School Principals Project: Initial funding
of £40,000 from the National College for School Leadership. Each
participating national team is funded from its own country. Day PI [2001
to present]
Details of the impact
Key findings of this research programme have been incorporated into
national training materials for headteachers in a range of countries, and
have been taken up within professional communities of practice
internationally. The research has influenced policy on teacher development
and school leadership both in the UK and more widely.
Shaping leadership training materials and programmes
The key messages of the IMPACT publications, Seven Strong Claims
and Ten Strong Claims, have been integral to the National College
for Teaching and Leadership's core national leadership training programme.
These modules have also been adapted for use as an international online
teaching resource: the NCTL translated Ten Strong Claims into
Chinese in 2012, and it has been used as the core resource in a training
programme for leading headteachers in Zhejiang Province, China designed to
introduce new approaches to school leadership into Chinese schooling. Seven
Strong Claims is recommended reading in the South African Department
of Basic Education's Advanced Certificate: Education (School Management
and Leadership) programme [A].
In England and Wales, VITAE research was incorporated into the CPD and
training courses provided by the Association of School and College Leaders
(ASCL):
In particular, courses preparing people for senior leadership and
headship took into account the findings from the research in the sessions
on motivating staff, teacher well-being (including that of the school
leaders themselves) and school effectiveness.[B]
ISSPP research has largely shaped Israeli developments in principal
training [C]. ISSPP-based materials have been delivered to more
than 400 Mexican principals since 2008, and formed the basis of a new
Masters' programme for school leaders in Sonora State with its first
graduates in 2011. In Chihuahua State, a leadership development programme
was made available to school leaders for the first time as a result of
ISSPP [D]. In South Africa, Day advised in the establishment of a
Postgraduate Diploma in Higher Education and a Bachelor of Education
(beginning 2014) at the Vaal University of Technology, one of the ISSPP
partners [E].
Informing professional communities of practice
The VITAE project was supported by all of the UK's national teacher
unions and professional associations, who ensured that the findings were
widely disseminated to members. This has impacted upon the ways in which
staff well-being and resilience are supported. For instance, John Dunford,
then General Secretary of the ASCL, notes that
Through the association's training courses and publications, its 15,000
members, all engaged in school and college leadership, would have become
more aware of the issues highlighted in the VITAE research of managing
staff in the best way, taking into account their work-life balance in ways
that had not been considered by previous generations of school and college
leaders. ... Following the research, I have observed a marked increase in
the level of support given to classroom teachers. The link in the research
between this support, teacher effectiveness and school effectiveness has
been made in many schools. ... the VITAE research has produced a wider
recognition of the issues of work-life balance for school leaders and
teachers. It has changed practice in many schools. [B]
The messages of the IMPACT project have been widely taken up amongst the
professional community in the UK, largely through the influence of two
publications, Seven Strong Claims About Successful School Leadership
which, because of its popularity and perceived impact, was followed four
years later by Ten Strong Claims. The National College for
Teaching and Leadership reports approximately 10 000 sales and downloads
of the two reports, which are also available on other websites. Ten
Strong Claims was the only research output cited in Ofsted's 2012
guidance about leadership in outstanding schools.
Evidence of the reach of the IMPACT research can be found on numerous
government and teacher association practice development websites
internationally. For example, project findings are summarised or linked to
by the New Zealand Ministry of Education; the Australian Institute for
Training and School Leadership; and the British Columbia Teachers'
Federation. In 2013 both the States of Rio de Janeiro and Sao Paulo
invited Day to design research and development projects replicating the
IMPACT project, which are planned to begin in 2014. Since 2008, Day has
been invited to give keynote addresses on the research to professional
teachers and school leaders' conferences in 12 countries, including
Australia, Brazil, China and the USA.
Testimony from participants in the ISSP indicates that membership of the
network has empowered members to take on greater national leadership
development roles. For instance, since joining the project in 2008,
Professor Tubin of the Ben-Gurion University of the Negev acknowledges
that
Based on my ISSPP experience and knowledge, I became ... a member of the
steering committee that develops the policy and practices of principal
training programs in Israel. [C]
Internationally, the research is helping transform leadership practices
in schools and school districts. Michael Gallagher of the Sunnyvale School
District, San Francisco states that
Your [Day's] work is truly making a difference in our district and
throughout the Bay area. ... As a direct result of your research, we began
a support group this spring [2012] for mid- and late-career teachers
focusing on their social emotional well-being and the relationship to
student social emotional well-being and learning. The result of this five
session, ten week pilot was very positive. ... In some cases they reported
their resilience was "strengthened". In others, they gained clarity about
their mission and purpose in teaching. ... I'm very appreciative of your
hard work. It is making a difference in the lives of our teachers and our
students' learning. [F].
Connie Moloi, Professor of Educational Management, Vaal University of
Technology, South Africa states that
The research impact of the ISSPP has ... penetrated into the neighbouring
district attached to our university where I conduct workshops on school
leadership, drawing from the research literature of the ISSPP... (it) is
making substantial impact in the lives of teachers and school principals
involved in the project. [E]
Arturo Marin, Principal of the Jose E. Medrano R. Normal School in Mexico
writes that
...the ISSPP project has had a positive impact at different levels. It
has benefitted our institution providing professors and students with
opportunities to learn and engage in educational research projects. It has
allowed us to collaborate with state education authorities and other
institutions ... we believe that the community of educational
practitioners has and will continue to benefit from the professional
development programs based on the research findings derived from ISSPP's
efforts in Chihuahua, in Mexico and in other countries around the globe. [D]
Influencing policy
Government policy on teacher development and teacher quality across UK
jurisdictions has been strongly influenced by the VITAE project. The
research is cited in both a House of Commons Education Select Committee
Report (2010: 18) [G] and the General Teaching Council of England
Policy Paper 6, `Professional Learning and Development' (2010: 79) [H].
A literature review produced by the Scottish Government, `Teacher
Education in the 21st Century' (2012), contains references to
six publications from the project. A Northern Ireland Assembly briefing
paper on `Qualities for Effective School Leadership' (2011) is largely
drawn from the IMPACT project.
The international influence of the IMPACT project is evidenced by the
extensive use of its findings in two of the most highly influential
reports on teachers and leadership of the past five years. Four out of 25
references in McKinsey and Company's 2010 report, Capturing the
Leadership Premium [I], are to IMPACT project outputs. Led
by Sir Michael Barber, former advisor to Prime Minister Blair, this report
has received very widespread media and policy interest. Two outputs from
the project are referenced in the major Organisation for Economic
Cooperation and Development (OECD) policy document, Preparing Teachers
and Developing School Leaders (2009) [J].
Moreover, Day was appointed to the international expert panel created by
the OECD to advise on the writing of the report. This report combines PISA
data with key findings from the academic literature. It was the key input
to the first International Summit on the Teaching Profession, co-convened
by the US Department of Education, OECD and Education International.
Sources to corroborate the impact
A. South African Department of Basic Education —
http://www.education.gov.za/Principals/ACE/tabid/425/Default.aspx
B. Former General Secretary, Association of School and College Leaders.
C. Professor, Department of Education, Ben Gurion University, Israel.
D. Principal, Jose E. Medrano R. Normal School, Mexico.
E. Professor, Department of Education, Vaal University of Technology,
South Africa.
F. Assistant Superintendent, Sunnyvale School District, San Francisco,
USA.
G. House of Commons Education Committee (2012) Great Teachers:
attracting, training and retaining the best: government response to the
Committee's ninth report of Session 2010-2012. Available online at:
http://www.publications.parliament.uk/pa/cm201012/cmselect/cmeduc/1515/1515ii.pdf
H. General Teaching Council for England (2011) Teaching Quality: Policy
Papers 6, Professional Learning and Development. Available online at:
http://dera.ioe.ac.uk/4226/1/teach_quality0711.pdf
I. McKinsey and Company (2010) Capturing the Leadership Premium: How the
world's top school systems are building leadership capacity for the
future. Available online at:
https://mckinseyonsociety.com/downloads/reports/Education/schoolleadership_final.pdf
J. OECD (2009) Preparing Teachers and Developing School Leaders.
Available online at:
http://www.oecd.org/site/eduistp2012/49850576.pdf