Improving Clinical Outcomes by Improving Health Care Communication
Submitting Institution
University of LiverpoolUnit of Assessment
Psychology, Psychiatry and NeuroscienceSummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Summary of the impact
Since 1992 and 2004 respectively, Salmon and Young at the University of
Liverpool (UoL) have led work which has influenced national and
international guidelines and practitioner practice in two areas of
clinical communication: first, reducing iatrogenic effects during
practitioner consultations with patients with `unexplained symptoms'; and
second, modifying practitioner behaviour to increase recruitment of
children to clinical trials. The research has influenced the Royal Medical
Colleges' reports and guidelines, NIHR practice guidelines, and several
regional NHS policy documents. It has also had international impact on an
NIH-funded clinical trial. The group has increased public awareness of
these issues through podcasts and patient information publications.
Underpinning research
The programme began in 1992 when Salmon (Professor since 1997) joined the
UoL, expanding when Young joined in 2004 (Professor since 2011). With more
than 300m GP and 13m outpatient consultations in England annually, the
potential for improving healthcare by consultation training and guidance
for practitioners is enormous. The programme examines how clinical
communication meets or thwarts clinical and psychological needs of
patients with physical illness. The research has two defining
characteristics: (i) Detailed observation of clinical practice challenges
taken-for- granted assumptions about healthcare communication (the most
downloaded paper in Medical Education in 2011 was Salmon and Young's
critique of communication education); (ii) Quantitative and qualitative
methodological development to analyze the mutual influence of
practitioners and patients.
Research on communication in primary care was led by Salmon since 1994,
including Dowrick (UoL) and Morriss (UoL to 2006) and funded by 3 MRC
grants and one continuing NIHR programme. It focused on GP-patient
interactions about medically unexplained symptoms because of the health
and economic burden of these conditions. The prevailing view — that these
problems arose from somatisation of emotional distress — was the basis for
the first trial. However, targeting patients' distress did not reduce
symptoms. Our nested analysis of patients' accounts suggested why —
symptoms had arisen out of iatrogenic clinical communication, not
somatisation of distress [1]. With the second grant, observational cohort
studies confirmed that somatisation was a social process: GPs'
communication was often iatrogenic, increasing patient dependency [2].
Finally, a RCT showed that, currently recommended training for GPs
(reattribution) could change their communication style, but training
needed to incorporate lessons of the observational research if patients
were to benefit. For example, GPs' explanations needed to broaden to
include cultural and physiological explanations, not just psychosocial
ones [3].
Another thread to the research programme, established in 2007, focuses on
the needs of patients and families when children are treated for severe
illness. Within this programme Young led a UoL team including Williamson
(UoL) and Smyth (UoL to 2012) to tackle the single biggest challenge
facing development of an evidence-base to enhance children's medical
treatment — recruitment to clinical trials. Decades of failure to involve
child patients in medical research has excluded them from benefits that
evidence-based healthcare has given adult patients, and often left doctors
with no choice but to use treatments without evidence of effectiveness or
safety in children. They were funded by NIHR to investigate psychosocial
processes in recruiting children to trials in order to inform strategies
to optimise their enrolment. Before this UoL research it was assumed that
parental reluctance was the main source of recruitment difficulties, but
the findings challenged this. Whereas parents consistently wanted to be
approached about a trial if their child was eligible, doctors and nurses
regarded the recruitment process as a burden for families and were
uncomfortable about recruiting children. The findings indicated that
educating practitioners about families' perceptions of trials [4] and
addressing practitioner discomfort about recruitment [5,6] will be crucial
in improving the evidence-base for children's healthcare.
References to the research
The following papers are the reports arising from the principal grants
supporting this research.
1. Salmon P, Peters S, Stanley I. Patients'
perceptions of medical explanations for somatisation disorders:
qualitative analysis. British Medical Journal 1999;318(7180):372-
376.doi: 10.1136/bmj.318.7180.372 Citations: 164 Impact Facto: 17.215.
Research output from MRC grant to P Salmon (PI), I Stanley, M Rose
Physical exercise as a treatment for somatically manifest depression in
primary care. Sponsor — University of Liverpool; 1994- 1996; £94,000
2. Ring A, Dowrick C, Humphris G, Salmon P.
Do patients with unexplained physical symptoms pressurise general
practitioners for somatic treatment? A qualitative study. British
Medical Journal 2004;328(7447):1057-1060. DOI:
10.1136/bmj.38057.622639. Citations: 69 Impact Factor: 17.215. Research
output from MRC grant to P Salmon (PI), C Dowrick, G Humphris, A Hak.
Patients' influence on treatment decisions when physical symptoms are
presented without physical pathology; Sponsor — University of
Liverpool;1999-2002; £162,000
3. Morriss R, Gask L, Dowrick C, Dunn G, Peters S,
Ring A, Davies J, Salmon P. (2010) Randomised trial
of reattribution on psychosocial talk between doctors and patients with
medically unexplained symptoms. Psychological Medicine, 40,
325-333 DOI: 10.1017/s0033291709990353. Citations: 5 Impact Factor: 5.587.
Research output from MRC grant to R Morriss (PI), C Dowrick, L Gask, P
Salmon, B Lewis, G Dunn, F Creed, A Rogers, S Peters. Exploratory
randomised controlled trial of training general practitioners to manage
patients with persistent medically unexplained symptoms; Sponsor —
University of Liverpool; 2002-2006; MRC; £397,000
4. Byrne-Davis LMT, Salmon P, Gravenhorst K, Eden
T, Young B. (2010) Balancing high accrual and ethical recruitment
in paediatric oncology: a qualitative study of the `look and feel' of
clinical trial discussions: BMC Medical Research Methodology, 10,
101 (doi:10.1186/1471-2288-10-101). Citations: 1 Impact Factor: 2.211.
Research output from CRUK grant to Young B (PI), Hill JW, Eden T, Salmon
P. Relationships between parents and practitioners regarding children with
leukaemia: the Rapport study; Sponsor - University of Liverpool;
2006-2009; £227,632
5. Shilling V, Williamson PR, Hickey H, Sowden E,
Beresford MW, Smyth RL, Young B (2011).
Communication about children's clinical trials as observed and
experienced: qualitative study of parents and practitioners. PLoS One
6(7): e21604. Citations: 8 Impact Factor: 3.730. Research output from NIHR
(HTA) grant to Young B (PI), Williamson P, Smyth R, Hickey H. Processes in
recruitment to randomised controlled trials of medicines for children
(RECRUIT); Sponsor — University of Liverpool; 2007-2010; £274,232
6. Shilling V, Williamson PR, Hickey H, Sowden E,
Smyth RL, Young B. (2011) Processes in recruitment to
randomised controlled trials of medicines for children (RECRUIT): a
qualitative study. Health Technology Assessment 15:15. Citations:
7 Impact Factor: 4.028. Research output from NIHR (HTA) grant to Young B
(PI), Williamson P, Smyth R, Hickey H. Processes in recruitment to
randomised controlled trials of medicines for children (RECRUIT); Sponsor
— University of Liverpool; 2007-2010; £274,232
Details of the impact
In primary care the UoL strategy led, first, to editorials in both BMJ
(doi:205; 10.1136/bmj.330.7481.4) and Lancet 2006 (2006:
doi:10.1016/S0140-6736(06)68155-5; and 2007:
doi:10.1016/s0140-6736(07)60159-7y) highlighting the clinical importance
of the UoL's work in showing how practitioners contributed to the burden
of unexplained symptoms. Each highlighted the implications for how routine
consultations should be conducted. This, coupled with the success of the
UoL's publication strategy (sustained output of papers in BMJ and other
high-impact journals over several years), provided the endorsement that,
over subsequent years, led to adoption of the findings in practice
guidelines. At a national level, the work shaped the joint Royal College
of General Practitioners and Royal College of Psychiatrists Working Group
on `management of patients with physical and psychological problems in
primary care' and the resulting report and guidance that the Colleges
published in 2009 [7]. This guidance emphasised that doctors' first task
in managing these problems is to avoid the iatrogenic processes that the
UoL work had demonstrated, and it used the work to show how doctors can
turn consultations to psychological issues without alienating patients. It
highlighted the distinction between `explanation', which has the potential
to be therapeutic, and `normalisation', which is likely to be iatrogenic.
It draws explicitly from UoL work in specifying how GPs should construct
and provide these explanations. The report cites 9 UoL papers (the largest
number from any research group). The Forum for Mental Health in Primary
Care, jointly hosted by the same two Colleges, issued further Guidance for
Health Professionals on Medically Unexplained Symptoms in 2011 [8]. Again,
this was heavily influenced by the UoL work, with 9 citations, and
reiterated that the solution to the problem of unexplained symptoms lies
primarily in practitioners themselves, rather than in the patients. We
have also influenced practice and understanding around unexplained
symptoms through sustained presentation at educational and professional
fora and with patient groups. The findings about what patients need from
their GPs are included in one of the consistently most highly accessed of
patient-oriented websites (www.patient.co.uk),
a BMA `Highly Commended Resource' [9].
With funding from the MRC Network for Trials Methodology Research, in
2011 Young led a team of 11 influential researchers (from the Universities
of Liverpool, Sydney, Oxford, King's College London, Newcastle,
Birmingham, Brunel, London School of Hygiene and Tropical Medicine, and
Great Ormond Street Children's Hospital and the Royal College of
Paediatrics and Child Health) in running a workshop on recruitment to
paediatric trials. The workshop was attended by 115 delegates, including
many NHS practitioners. It enabled the UoL team to engage in dialogue with
practitioners about how families wanted to be approached about clinical
trials and about practitioner discomfort in approaching families.
Practitioner feedback overwhelmingly indicated that the findings had
challenged their assumptions and would influence their practice. Since the
workshop, the findings from the UoL research have been rapidly taken up by
governmental, professional and policy making bodies. NIHR has included
them on its website as a resource for practitioners involved in clinical
research studies [10] and the reach of the UoL work was extended by
presenting the findings to practitioners involved in recruiting other
vulnerable patient groups to clinical trials (e.g. stroke patients and
patients receiving end of life care). The findings are cited in `"Turning
the Tide": Harnessing the power of child health research' [11], a report
by the Royal College of Paediatrics and Child Health on how to strengthen
child health research in the UK, and are also influencing guidance on
ethical practice in clinical research that is currently under development
by the College [12].
In 2011, Young was invited to advise members of the US National
Institutes of Health (Neurological Disorders and Stroke) on
recruitment to an NIH-funded international trial of treatments for
Duchenne muscular dystrophy (the FOR-DMD trial) [13] and to contribute to
a National Research Ethics Service training workshop for ethics
committee members and practitioners in the same year [14]. Through a
podcast given by Young for the 2012 International Clinical Trials Day,
which was facilitated by her involvement in the MRC North West Hub for
Trials Methodology Research and hosted by the Cochrane Collaboration [15],
the findings are also contributing to public awareness of clinical trials.
Sources to corroborate the impact
Each source listed below provides evidence for the corresponding numbered
claim made in section 4 (details of the impact).
- The management of patients with physical and psychological problems in
primary care: a practical guide. Report of a joint working group of the
Royal College of General Practitioners and the Royal College of
Psychiatrists. http://www.rcpsych.ac.uk/files/pdfversion/CR152x.pdf
- RCGP and RCPsych Guidance for health professionals on medically
unexplained symptoms http://www.rcgp.org.uk/clinical-and-research/clinical-
resources/~/media/Files/Policy/Mental%20health%20forum/Guidance-for-health-
professionals-on-medically-unexplained-symptoms-MUS-Jan-2011.ashx
- Patient Information Publications (www.patient.co.uk):
http://www.patient.co.uk/doctor/Medically-Unexplained-Symptoms-(Assessment-and-Management).htm
- NIHR guidance for clinical practitioners involved in recruiting
children to clinical trials http://www.crncc.nihr.ac.uk/about_us/ccrn/specialty/paediatrics/Paediatric+Research+Resources.htm
- "Turning the Tide": Harnessing the power of child health research,
report by the Royal College of Paediatrics and Child Health Commission
on Child Health Research — see page 71 http://www.rcpch.ac.uk/child-health/research-projects/research-opportunities/turning-
tide/turning-tide-harnessing-power-chi
- Letter: The Royal College of Paediatrics and Child Health guidance for
clinical research with children is currently in development.
Correspondence is available from a key member of the College's working
party indicating that the research led by Young will influence the
guidance.
- Minutes of the teleconference listing details of the NIH and
international FOR-DMD team members are available to corroborate this.
- Letter: Corroborating correspondence from a senior member of the
National Research Ethics service is available.
- "Recruiting Children" Podcast for the 2012 International Clinical
Trials Day hosted on the Cochrane Collaboration website http://www.cochrane.org/podcasts/issue/International%20Clinical%20Trials%20Day%2020
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