Development of early intervention services for psychosis
Submitting Institution
University of GlasgowUnit of Assessment
Psychology, Psychiatry and NeuroscienceSummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Clinical Sciences, Public Health and Health Services
Psychology and Cognitive Sciences: Psychology
Summary of the impact
Psychosis affects 3-4% of the UK population and is ranked as the third
most disabling condition worldwide by the World Health Organisation.
Research at the University of Glasgow has changed treatment and services
for patients with psychosis by identifying therapies that improve
emotional recovery and prevent psychosis relapse and by contributing to
the development of early intervention services for individuals with a
first episode of psychosis. This work has supported the inclusion of
cognitive behaviour therapy (CBT) for psychosis in national clinical
guidelines and the implementation of these guidelines via an expanded UK
Department of Health programme. University of Glasgow research has also
driven the development and expansion of local early intervention services
for psychosis, the success of which has directly informed the current
Scottish Government Mental Health Strategy.
Underpinning research
Psychosis is a mental health problem characterised by a loss of contact
with reality, with symptoms that include hallucinations and delusions. It
often first presents in 16-35 year olds. Within 5 years of a first episode
of psychosis, 80% of patients will have experienced a relapse. Most of the
lifetime disability arising from psychosis is caused by relapse, which
leads to more persistent and distressing psychotic experiences. Research
at the University of Glasgow led by Professor Gumley (2001 — present)
developed and refined therapies to prevent psychosis relapse and promote
emotional recovery, and supported the design of service models that are
responsive to the needs of service users (people accessing mental
healthcare) who are at risk of relapse and poor outcomes.
Psychological therapies research
In 2003, Gumley conducted the first randomised controlled trial of CBT
for psychosis relapse. CBT is an evidence-based form of psychotherapy that
aims to educate patients about their condition and to provide them with
the skills to manage it. Gumley's research showed that CBT leads to a
reduction in relapse and hospital admissions (15.3% in CBT compared to
26.4% in the treatment as usual group; n=72 participants in each
group), and improvements in day to day functioning.1 Gumley
also showed that each subsequent relapse leads to increased emotional
distress, especially feelings of shame and stigma about psychosis.
However, users who received CBT experienced improved emotional outcomes.2
These studies demonstrated that relapse emerges from how service users'
cope with the early signs and symptoms of a forthcoming relapse. By
improving service users' abilities to recognise, tolerate and cope with
distressing experiences through CBT, service users can develop greater
control and choice in their recovery.1,2 The connection between
emotional recovery and relapse prevention first identified at the
University of Glasgow has led to a fundamental adaptation of CBT for
psychosis. This adaptation focuses on the development of skills to improve
emotional regulation, and is published in a treatment manual released in
2006 in collaboration with Matthias Schwannauer (University of Edinburgh).3
Between 2006 and 2010, a large UK, multi-site, randomised controlled
trial (EDIE-2), with a substantial Glasgow contribution led by Gumley,
provided further evidence that CBT can help to prevent relapses of
psychosis.4 The trial showed that CBT reduces the severity of
psychotic-like experiences, which are recognised risk factors for
developing psychosis, and this finding had important implications for the
design and development of services for the early detection of psychosis.
Service design research
Gumley's research has been developed in close collaboration with an NHS
early intervention service in Glasgow (ESTEEM). Between 2005 and 2008,
Gumley evaluated the outcomes of ESTEEM's comprehensive and dedicated
early intervention service, which serves 16-35 year olds. The study,
funded by the Chief Scientist Office, compared ESTEEM with adult community
mental health services based in Edinburgh. Throughout this study, the
duration of untreated psychosis was reduced in Glasgow compared with
Edinburgh (13 versus 23 weeks), as was the delay before help-seekers were
aided by the services (1 versus 3 weeks). Furthermore, the number of days
spent as inpatients in Glasgow was fewer than half that seen in Edinburgh
(33 versus 72 days) in the 12 months following a first episode of
psychosis. This study demonstrated the value of a dedicated early
intervention service over a community-level service.8
The University of Glasgow research has also explored the importance of
attachment (the emotional tie between individuals that endures over time)
and its role in recovery with service users and staff of the ESTEEM
service. In 2011, Gumley's team used the `gold standard' measurement of
attachment, The Adult Attachment Interview, to assess and understand an
individual's capacity to form useful and productive relationships and thus
engage with the therapies and supports offered by mental health services.5
The team also demonstrated that avoidance of attachment relationships was
associated with specific problems in service users' ability to regulate
their emotions and that such avoidance is therefore a core predictor of
relapse and poor outcome.5
Key researchers (Glasgow): Professor Andrew Gumley (Honorary
Clinical staff, 1998-2001; Senior Lecturer, 2001-2008; Professor of
Psychological Therapy, 2008-present). External collaborators:
Matthias Schwannauer (Professor of Clinical Psychology, University of
Edinburgh), Tony Morrison (Professor of Clinical Psychology, University of
Manchester),4 Max Birchwood (Professor of Youth Mental Health,
University of Birmingham).4
References to the research
3. Gumley A.I. & Schwannauer M. Staying Well After Psychosis: A
Cognitive Interpersonal Approach to Recovery and relapse prevention.
Chichester: John Wiley & Sons. (2006) ISBN: 0470021853
Reports to NHS GG&C and the Scottish Executive
6. Gumley et al. (2012) Outcomes following a First Episode of
Psychosis in Glasgow and Edinburgh. Funded by the Chief Scientist
Office: Gumley A, et al. (2005-2008) Glasgow- Edinburgh
first episode psychosis study: how does engagement with services mediate
symptomatic outcomes after a first episode of psychosis? £201,951
(CZH/4/295)
Details of the impact
Active psychosis can lead to significant personal trauma and
socioeconomic costs that are exacerbated by repeated relapses, and is
ranked as the third most disabling condition worldwide after quadriplegia
and dementia. Professor Gumley's work has had local and national impact on
psychosis treatment by supporting UK and Scottish government-backed
strategies to improve access to psychological therapies, and the
development and expansion of early intervention services in Scotland.
Psychological Therapies for psychosis
CBT is recommended by NICE guidelines for schizophrenia
Gumley's 2003 study on CBT1 was one of several randomised
controlled trials cited as evidence in the National Institute for Health
and Clinical Excellence (NICE) 2009 clinical guidelines (CG82) for
schizophrenia.a The evidence formed part of a meta-analysis of
the value of CBT, based on which NICE recommended that CBT should be
offered to all people with psychosis, as this treatment reduces the rate
of hospitalisation. The study was one of five trials used in the NICE
economic analysis, which concluded that CBT intervention for psychosis
saves £989 (£751 conservatively) per patient receiving 16 week
hospitalisation compared with standard care.a
This recommendation led to the NICE evidence being used to drive UK
government policy and support ministerial commitment to a 4 year plan
(`Talking therapies') launched in 2011 alongside the mental health
strategy `No health without mental health'.b,c The plan
committed the National Health Service to expanding access to
evidence-based psychology therapies for people with psychological
conditions, and in September 2011, an existing scheme (Increasing Access
to Psychological Therapies) was expanded to include `Serious Mental
Illness' (IAPT SMI). "Since Professor Gumley's research forms a
significant part of the `evidence', his study has been scrutinized to
ensure the effective components are rolled out nationally." —
(National Advisor to IAPT-SMI).b The IAPT-SMI programme ensures
that the NICE guidelines are implemented across England, to allow all
patients eligible for CBT to have access to this intervention.c
Development of a competence framework for psychological therapies
To meet the requirements of wider access, IATP-SMI commissioned a project
(co-ordinated by University College London, UCL) to determine what
competencies are required by therapists to deliver CBT and to develop a
competence framework for clinicians and commissioners of mental health
services. UCL invited Gumley to become a member of the Expert Reference
Group (ERG) that oversaw the development of CBT competencies, due to his
clinical and research experience in developing and researching CBT.d,e
Gumley advised on developing a basic structure for the competence
framework. Together with the ERG, he helped to identify the core and
specific competencies and training needed for therapists and services to
deliver CBT. These competencies were extracted from evidence-based
interventions and treatment manuals, which included Gumley's research on
CBT that also underpinned his treatment manual for therapists (`Staying
Well After Psychosis', 2006),7 which sold 821 copiesf
between1st May 2008 and 31st July 2013.
The IAPT-SMI psychosis initiative has been implemented at two NHS
Foundation Trust demonstration sites (Lancashire Care and South London and
Maudsley) since November 2012.g
Widening access to psychological therapies in Scotland
The Scottish equivalent of IAPT is `Widening Access to Psychological
Therapies', the basis of which is a guidance document called `The
Matrix: A guide to delivering evidence-based Psychological Therapies in
Scotland', which is published jointly by the Scottish Government and
NHS Education for Scotland (NES).h In 2008 and 2011, Gumley
contributed to the schizophrenia section of The Matrix,
synthesizing the most up-to-date evidence on schizophrenia treatment,
including his own research on CBT for relapse prevention. This information
now underpins the current drive to improve access to CBT, as implemented
through NES. The Matrix is a cornerstone of the psychological
therapies implementation strategy at Scottish government level and is used
extensively in service planning and as a benchmark for the delivery of
evidence-based care.j
Operationalising psychological therapies in early intervention
services for psychosis
The Glasgow ESTEEM early intervention service
ESTEEM aims to reduce the duration of untreated psychosis, improve
patient recovery and prevent relapse. It provides a multidisciplinary
approach to treatment, tailored to each of the 489 16-35 year olds seen
each year who have experienced a first episode of psychosis. Gumley has
advised ESTEEM since its inception in 2002. His research has both drawn
upon the service and led to changes in practice at the service: `The
impact of the research has been to enshrine the value of collecting and
exploring clinical outcomes as part of the service framework...and has
helped to operationalize [sic] complex, theoretically driven
interventions in such a way that has clinical utility for an NHS mental
health service' — ESTEEM lead.i
Gumley's research demonstrated the importance of facilitating emotional
support following a first episode of psychosis; this informed the
development of the ESTEEM service, which since 2010 has placed attachment
and emotional recovery at the heart of the service model. Although not all
patients receive CBTp (as not all patients need it), each patient has a
care plan that takes into account his or her attachment relationships, and
thus the patient's ability to engage with therapy.j Since 2008,
Gumley has trained all 65 healthcare staff within ESTEEM in attachment
theory and its use for developing individually tailored strategies for
emotional and relationship-based adaptation to psychosis.
In 2012, Gumley presented the results of an evaluation of the outcomes of
the ESTEEM service, from a study conducted by Gumley and funded by the
Chief Scientist Office8, to the NHS GC&C health board. The
report clearly showed the value of a dedicated service over a
community-level service. The findings `proved to be enormously valuable
during service review and subsequently contributed to the decision to
expand the service across the whole GG&C [Greater Glasgow &
Clyde] area. It also sets the standard for other services to consider
and demonstrate effective outcomes.' — ESTEEM lead.j
Early intervention included within Scottish Government mental health
strategy
In response to Mental Health Strategy consultation documents circulated
by the Scottish Government in 2011, Gumley presented the ESTEEM evaluation8
to the Head of Mental Health in the Scottish Government. The data led the
Scottish Government to commission an independent review by Information
Services Division Scotland, to corroborate these findings by performing a
Scotland-wide check of psychiatric admission figures for 18-24 year olds
by region, showing the lower admissions in Glasgow.k Gumley's
research on developing and demonstrating the efficacy of early
intervention services led directly to a policy commitment to include early
intervention delivery within the Scottish Government's Mental Health
Strategy for Scotland (2012-2015).l
`The research undertaken into the benefits of early intervention in
respect of first episode psychosis is the sole reason the commitment was
included within the strategy...we were persuaded by the data and
similarly were able to use the research to support a direct commitment,
focussed on the outcomes achieved for this client group. We are
currently taking forward the commitment through data review which will
be the basis for further intervention and engagement with local boards.'
— Head of Mental Health, Scottish Government m
Sources to corroborate the impact
a. CG82: Schizophrenia — Core
interventions in the treatment and management of schizophrenia in
primary and secondary care (2009) NICE, Section 8.4, p.260-270.
b. Talking
therapies: A four-year plan of action (2011) Department of Health.
c. Statement from the National clinical adviser, IAPT SMI; available on
request.
d. Roth, A.D. and Pilling, S. (2012) A
competence framework for psychological interventions with people with
psychosis and bipolar disorder. University College London.
e. Statement from co-ordinator of the UCL/IAPT-SMI competence framework;
available on request.
f. Sales data from Wiley-Blackwell publishers; available on request.
g. IAPT implementation:
demonstration sites for psychosis.
h. The Matrix: Mental
health in Scotland — a guide to delivering evidence-based Psychological
Therapies in Scotland (2011) NHS Education for Scotland and The
Scottish Government (role: p.119; additional research included: ref. 32
(p.107), used on p.81).
i. Statement from the Psychological Therapies Lead, NHS Education
Scotland; available on request.
j. Statement from the Head of Mental Health, NHS Glasgow South and ESTEEM
service; available on request.
k. Information Service Division, NHS Scotland data tables; available on
request.
l. Mental
Health Strategy for Scotland 2012-2015 (2012) The Scottish
Government (Commitment 24, p.41).
m. Statement from the Head of Mental Health, Scottish Government;
available on request.