Evaluating nutritional interventions for the improvement of brain function: validation of the efficacy of commercial psychotropic products
Submitting Institution
Northumbria University NewcastleUnit of Assessment
Allied Health Professions, Dentistry, Nursing and PharmacySummary Impact Type
TechnologicalResearch Subject Area(s)
Medical and Health Sciences: Clinical Sciences, Nutrition and Dietetics, Public Health and Health Services
Summary of the impact
The Brain, Performance and Nutrition Research Centre (BPNRC) has an
international reputation
for research conducted in collaboration with industry to assess the impact
of nutrition and dietary
interventions on brain function. Our research benefits our industrial
partners financially, in terms of
increased product sales, and by providing evidence supporting the
introduction of new products
that improve consumer wellbeing. This case study focuses on research that
supported Bayer to
develop successful brands with public health benefits.
Underpinning research
The BPNRC (formerly the Human Cognitive Neuroscience Unit) (Director:
Professor David
Kennedy, PhD awarded at Northumbria, 2002, Research Associate since 2002,
Research Fellow
since 2003, Reader since 2005, Professor since 2008; Associate Director:
Dr Crystal Haskell, PhD
awarded at Northumbria, 2008, Research Associate since 2008, Research
Fellow since 2010)
conducts research assessing the effects of nutritional and dietary
interventions, including essential
nutrients, food supplements and herbal extracts, on behaviour and aspects
of brain function.
Published work has included demonstrations of the positive health and
wellbeing effects of diverse
products such as cocoa flavanols, ginseng, vitamins, and terpenoid
extracts of sage (Salvia); and
the negative or null effects of products such as the 'green tea'
polyphenol epigallocatechin gallate
in terms of cerebral blood flow and the polyphenol resveratrol and omega-3
fatty acids in terms of
cognitive function. Parameters such as cognitive function and mood are
assessed using an in-house
Computerised Mental Performance Assessment System (COMPASS), a flexible
software
framework specifically designed to deliver customised assessments of
cognitive performance and
mood. BPNRC research provides a strong evidence base to inform product
development, or
enhance the value and turnover of existing products by providing evidence
of efficacy. Examples of
each of these are provided below.
Product Efficacy
Vitamin/mineral supplements are by far the most widely taken food
supplements globally, with
more than one third of the adult population of the USA reporting their
use. Multi-vitamins make up
the majority of these products and yet this class of products has
attracted negligible research
interest. To improve the evidence base for supplement effects, a series of
projects were run during
2009-10 within the BPNRC which assessed the efficacy of existing
multi-vitamin products with
regards to aspects of subjective psychological state and cognitive
function (as assessed by
sensitive computerised cognitive assessments). In the first of these
double-blind, placebo-controlled
trials (Kennedy et al. 2010), four weeks of supplementation with Bayer's
Berocca™
multi-vitamin/mineral in healthy male adults (N = 215) was shown to
improve both cognitive
function and subjective ratings of stress (Perceived Stress Scale) and
mental health (GHQ-12).
Subsequently, nine weeks' administration of Supradyn™
multi-vitamin/mineral to healthy adult
females (N = 210) was shown to improve performance on a computerised
multi-tasking battery,
reduce task related fatigue and lower homocysteine levels (Haskell et al.
2010).
Conversely, the omega-3 fatty acids docosahexaenoic acid (DHA) and
eicosapentaenoic acid
(EPA) have garnered enormous interest on account of their assumed
beneficial effects on brain
function, particularly in children. Following on from research conducted
within the BPNRC for
Martek Biosciences, which showed no effect of DHA on cognitive function in
children, a series of
studies were conducted in healthy adults for Pharmaton SA (now Ginsana SA)
as part of an
industrially sponsored PhD (Philippa Jackson PhD awarded at Northumbria,
2010). These studies,
conducted in 2007-2009 (e.g. Jackson et al. 2012), again showed no
beneficial cognitive or mood
effects of differing ratios of DHA:EPA and led to the sponsoring
organisation refocusing their
product development elsewhere.
Product development
Guaraná (Paullinia cupana) is a commonly consumed South American
plant extract that is often
added to drinks and foods as a natural source of caffeine. The first study
in 2003-2004 assessed
the psychoactive effects of guaraná (alone and in combination with
ginseng) (Kennedy et al. 2004).
This research showed, for the first time, that guaraná could improve
performance of tasks
assessing attention and executive function, an effect that was unlikely to
be attributable to the low
caffeine content of the extract employed in the study. This led to a
further dose-ranging study in
2006 as part of an industrially sponsored PhD (Haskell, sponsor
Cognitive Drug Research Ltd).
This study confirmed (Haskell et al. 2007), on the basis of non-linear
dose response relationships,
that the psychoactive effects of guaraná were not directly attributable to
the extract's caffeine
content. A further study in 2006 (Kennedy et al. 2008) assessed the
psychoactive effects of a novel
product comprising a multi-vitamin with added guaraná. This study once
again confirmed acute
improvements in attention task performance and subjective fatigue.
References to the research
Kennedy D.O., Haskell C.F., Wesnes K.A. and Scholey A.B. (2004) `Improved
cognitive
performance following acute administration of guarana (Paullinia cupana)
containing low levels of
caffeine: comparison and interaction with Panax ginseng'. Pharmacology,
Biochemistry and
Behavior, 79, pp401411. DOI:10.1016/j.pbb.2004.07.014.
Kennedy D.O., Haskell C.F., Robertson B., Reay J., Brewster-Maund C.,
Luedemann J., Maggini
S.,Ruf M., Zangara A. and Scholey A.B. (2008) `Improved cognitive
performance and mental
fatigue following a multi-vitamin and mineral supplement with added
guaraná (Paullinia cupana)'.
Appetite, 50, pp506-513. DOI:10.1016/j.appet.2007.10.007.
Haskell C.F., Kennedy D.O., Wesnes K.A., Milne A.L. and Scholey A.B.
(2007) `A double-blind,
placebo controlled, multi-dose evaluation of the acute behavioural effects
of guaraná in humans'.
Journal of Psychopharmacology, 21, pp65-70. DOI: 10.1177/0269881106063815.
Haskell C.F., Robertson B.C., Jones E., Forster J., Jones R., Wilde A.,
Maggini S. and Kennedy
D.O. (2010) `Effects of a multi-vitamin/mineral supplement on cognitive
function and fatigue during
extended multi-tasking'. Human Psychopharmacology, 25, pp448-61.
DOI: 10.1002/hup.1144.
Kennedy D.O., Veasey R., Watson A., Dodd F., Jones E., Maggini S. and
Haskell C.F. (2010)
`Effects of high-dose B vitamin complex with vitamin C and minerals on
subjective mood and
performance in healthy males'. Psychopharmacology, 211, pp55-68.
DOI: 10.1007/s00213-010-1870-3.
Jackson P.A., Deary M.E., Reay J.L., Scholey A.B. and Kennedy D.O. (2012)
`No effect of 12
weeks' supplementation with 1 g DHA-rich or EPA-rich fish oil on cognitive
function or mood in
healthy young adults aged 18-35 years'. British Journal of Nutrition,
107 (08), pp1232-1243. DOI:
10.1017/S000711451100403X.
Details of the impact
The BPNRC conducts research assessing the effects of nutritional
interventions on brain function.
Although fully independent, BPNRC staff work closely with industrial
partners, including leading
global manufacturers and pharmaceutical companies. Research income since
the inception of the
BPNRC in late 2007 totals more than £2 million, working with more than 10
companies (such as
Beneo, GSK, Kellogg's, Vitabiotics) on more than 20 studies. As such, much
of our work is directly
conceived to have an impact on our partners, most often in terms of
bolstering product value and
turnover by demonstrating efficacy, or by facilitating the development of
new products. In turn,
these products can be used by consumers to bring health benefits through
improved lifestyle and
wellbeing. Below are examples of how our research translates into
commercial benefits for two
international companies.
Bayer Consumer Healthcare (Basel) manufactures several leading global
brands of multi-vitamin/mineral
supplements. Whilst significant proportions of the populations of
developed
societies have been shown to have inadequate micro-nutrient status that
might be rectified by
these and similar products, little research has actually been conducted
investigating their efficacy.
The management of Bayer assessed the potential impact that direct evidence
of the efficacy of
their products would have on consumer behaviour (i.e. that credibility
would translate into sales)
and decided to sponsor research investigating the efficacy of Berocca™ and
Supradyn™ with
regards to cognitive function and psychological state. The subsequent
research demonstrated that
both products could improve mood/mental health and/or cognitive
performance in healthy,
employed adults (Haskell et al. 2010; Kennedy et al. 2010, 2011). This
research has been widely
used by Bayer who in a statement to Northumbria University confirm they
have used this "on brand
internet sites, company's intranet sites and pharmacy literature",
and to support "road shows,
media events and marketing brochures for health care professionals".
Bayer also confirms that
BPNRC research is also cited in the "registration dossiers (clinical
overviews) of Berocca
Performance and Supradyn" where they are registered for
over-the-counter sales. Where it has
been allowed by governmental regulatory authorities (e.g. Australia,
Philippines, Taiwan) the
BPNRC data have been further used as evidence to support direct health
claims and Bayer have
used statements such as "clinically proven formula" in
advertising, bolstering the credibility and
therefore sales of the products.
Bayer state that the research conducted by the BPNRC has increased the
value of their two
brands and has been instrumental in the growth in global uptake of both
products, with an estimate
of the contribution in the £10s millions since 2010. The initial
management decision to proceed with
the research projects was taken on the basis of forecasts of potential
growth and product value
and Bayer are satisfied that these expectations have been met. Indeed
Bayer state that, "the
collaboration of Bayer with the BPNRC is crucial for the continued
success of our products".
The pharmaceutical company Boehringer-Ingelheim has sponsored BPNRC
research investigating
the effects of guaraná on mental function (2003-2004). Subsequently,
Cognitive Drug Research
Ltd sponsored a PhD programme (2004-2008) that included further research
into the effects of
guaraná. This research confirmed the benefits to cognitive function seen
in the previous research
and showed that this was not as a consequence of guaraná's caffeine
content. Subsequently, the
resultant publications (Kennedy et al. 2004, Haskell et al. 2007) were
used by Bayer Consumer
Healthcare, in consultation with the BPNRC, as evidence supporting a major
investment in the
development of a multi-vitamin/guaraná product, Berocca Boost™. This
product was then tested
within the BPNRC and the results confirmed the previous observations of
acute improvements to
attention/executive function task performance (Kennedy et al. 2008).
Berocca Boost™ was
subsequently launched in 2008 and is currently marketed in the UK and nine
other countries
(including France, Spain and Singapore) and has generated extensive sales.
Bayer confirm that
this "globally represents a substantial amount of total Berocca sales"
and BPNRC have played "a
substantial role in their commercial success". The underpinning
research conducted in the BPNRC
not only provided the evidence on ingredient selection needed to drive a
major investment in
product development by Bayer, but has also been key to the success of the
product, which is being
rolled out globally over the coming years. The underpinning research has
also been used as direct
evidence supporting product claims in several countries.
Conversely, research conducted within the BPNRC has demonstrated a lack
of efficacy for other
products: for instance, the omega-3 fatty acids that were widely purported
to benefit cognitive
function in children. The largest (of several) studies within the BPNRC
investigating omega-3s
confirmed the lack of effect previously seen in children in a larger
sample of adults (Jackson et al.
2012) and led to the sponsoring organisation (Pharmaton SA, now Ginsana
SA) shelving plans to
develop omega-3 based products for improved cognitive function.
Sources to corroborate the impact
For the Berocca™ and Supradyn™ efficacy studies Bayer have provided a
statement which
confirms:
- the importance of BPNRC research to the marketing and success of their
products (including
noting that "in some countries the statement `clinically proven
formula' can be made in part
due to the BPNRC clinical research"),
- the use of BPNRC data in registration documentations in countries
where Berocca™ and
Supradyn™ are registered as over-the-counter (OTC) health products.
For the Berocca Boost™ product development project Bayer have provided a
statement which
confirms:
- that "positive research on guaraná that was conducted at the BPNRC
largely contributed to
our ingredient selection for the development of Berocca Boost™"
and the efficacy trial of the
subsequent product,
- since the product launched in 2008, it has been marketed in 10
countries and that therefore
this product "today globally represents a substantial amount of
total Berocca sales".
The following link shows products by Ginsana:
http://www.ginsanaproducts.com/our-products.html