Improving functional performance, prosthetic rehabilitation and falls prevention in transtibial amputees
Submitting Institution
University of HullUnit of Assessment
Sport and Exercise Sciences, Leisure and TourismSummary Impact Type
HealthResearch Subject Area(s)
Engineering: Biomedical Engineering
Medical and Health Sciences: Clinical Sciences
Summary of the impact
Lower-limb amputation (LLA) is associated with significant mobility,
quality-of-life (QoL) and socioeconomic burdens. Research undertaken at
the University of Hull relates to the early rehabilitation of amputees and
their risk of falling. The research has influenced practice nationally and
internationally by prompting clinicians to use these evidence-based
recommendations for muscle strengthening and balance training and has
informed policy at national levels. It inspired the British
Association of Chartered Physiotherapists in Amputee Rehabilitation
(BACPAR), to implement standardised recommendations in the BACPAR
Toolbox of Outcome Measures in prosthetic rehabilitation. The
findings of the Hull Early walking aid for rehabilitation of transtibial
Amputees — Randomised controlled Trial (HEART) study, the first RCT
comparing the biomechanics and clinical outcomes of early gait re-training
with different Early Walking Aids (EWA), has made a significant impact on
current healthcare practice and guidelines.
Underpinning research
The underpinning research was undertaken in Hull from 2005-2011. The work
derived from the collaborative efforts between Dr. Vanicek with local NHS
clinicians and healthcare providers examining the biomechanical factors
that distinguish transtibial amputee fallers from non-fallers and the
biomechanics and QoL factors of early gait retaining with EWA. The
projects were led by Dr. Vanicek, in collaboration with other staff from
the University of Hull, including Prof. Remco Polman (Reader, 2004-2008),
Prof. Lars McNaughton (Professor, 2003-2008), and Dr. Cleveland Barnett
(Ph.D student, 2007-2010). External collaborators included regional
Clinical Amputee physiotherapists (Amanda Hancock, Barbara Brown) and
vascular surgical Consultants (Prof. Ian Chetter and Dr. Patrick Coughlin)
from Hull and East Yorkshire NHS Hospitals Trust. Dr. Siobhan Strike
(Roehampton University) was an external academic collaborator.
A first study, an audit of clinical practice, investigated how
physiotherapists monitored falls and whether the use of outcome measures
in amputee rehabilitation was standardised in England. Shortcomings were
identified in that physiotherapists did not monitor falls incidence
regularly among their patients and that there was no consensus on the use
of outcome measures. Subsequently, Vanicek et al. (2009a) compared the
gait patterns of recent amputee fallers against non-fallers during level
walking to make evidence-based recommendations for improving falls
prevention programmes in LLA. This research suggested that falls
prevention and prosthetic rehabilitation programmes should focus on
targeting specific musculature of the prosthetic and intact limbs to
improve stability and progression, particularly during weight transfer on
to prosthetic single support. Vanicek et al. (2010) also identified
biomechanical differences in amputee fallers and non-fallers during stair
ascent, a more challenging task with greater falls risk than level
walking. The findings suggested the non-fallers performed mechanically
demanding tasks more cautiously. This group (2009b) were also the first to
measure postural responses to dynamic perturbations objectively in amputee
fallers compared to non-fallers utilising computerised dynamic
posturography (Neurocom Equitest). The findings revealed the Sensory
Organization Test and Motor Control Test protocols of the Equitest may be
population-specific and are not suitable diagnostic tests for reliably
identifying fallers from non-fallers in LLA.
Early walking aids (EWAs) are generic prosthetic devices that are
routinely used as part of amputee rehabilitation for early mobilisation
and gait re-education. In the UK, the two most popular EWAs include the
pneumatic post-amputation mobility aid (PPAM) and the articulated amputee
mobility aid (AMA). The latter, allows movement at the knee (in contrast
to the rigid construct of PPAM) and thus mimics a more natural walking
pattern during early rehabilitation. Previous studies had only evaluated
these EWA individually. The group conceived and undertook the HEART
study. This was the first RCT comparing amputees with different EWA during
early rehabilitation (namely the PPAM compared to AMA). Mazari et al.
(2010) were the first and only to demonstrate clearly that there were no
differences between articulated and non-articulated EWAs for clinical and
QoL outcomes in transtibial amputees. Barnett et al. (2009) reported
independently the kinematic gait patterns of amputees walking with the
EWA. Despite different gait patterns with the EWAs during early
mobilisation, the most significant gait adaptations occurred following
receipt of a functional prosthesis. Thus, amputee physiotherapists were
providing patients with the same level of long term care and clinical
outcomes irrespective of which EWA was available to them and their
patients.
References to the research
1. Vanicek N, Strike S, McNaughton L, Polman R. Gait patterns in
transtibial amputee fallers vs. non-fallers: biomechanical differences
during level walking. Gait and Posture 2009a; 29: 415-20. http://dx.doi.org/10.1016/j.gaitpost.2008.10.062. (Journal Impact Factor
[JIF] 1.96)
2. Vanicek N, Strike S, McNaughton L, Polman R. Postural responses to
dynamic perturbations in amputee fallers vs. non-fallers: a comparative
study with able-bodied subjects. Archives of Physical Medicine &
Rehabilitation 2009b; 90: 1018-1025. http://dx.doi.org/10.1016/j.apmr.2008.12.024.
(JIF 2.358)
3. Vanicek N, Strike S, McNaughton L, Polman R. Lower limb kinematic and
kinetic differences between transtibial amputee fallers and non-fallers. Prosthetics
and Orthotics International 2010; 34: 399-410. http://dx.doi.org/10.3109/03093646.2010.480964.
(JIF 0.62)
4. Barnett C, Vanicek N, Polman R, Hancock A, Brown B, Smith L, Chetter
I. Kinematic gait adaptations in unilateral transtibial amputees during
rehabilitation. Prosthetics and Orthotics International 2009; 33: 141-53.
http://dx.doi.org/10.1080/03093640902751762.
(JIF 0.62)
5. Mazari FAK, Mockford KA, Barnett C, Khan JA, Brown B, Smith L, Polman
R, Hancock A, Vanicek N, Chetter IC. Hull early walking aid for
rehabilitation of transtibial Amputees — Randomised controlled Trial
(HEART). The Journal of Vascular Surgery 2010; 52: 1564-1571. http://dx.doi.org/10.1016/j.jvs.2010.07.006.
(JIF 2.8)
6. Successful grants (only amputee rehabilitation-specific
grant awarded in the UK)
2010 Co-Investigator (£3,000) Circulation Foundation, Owen Shaw Award
Title: The effects of gaming console use on balance performance and
falls in amputees; Investigators: Barnett C, Vanicek N, Polman R.
2009 Principal Investigator (£3,000) Circulation Foundation, Owen
Shaw Award Title: The use of outcome measures in outpatient amputee
rehabilitation in the UK; Investigators: Vanicek N, Polman R,
Hancock A.
2008 Co-Investigator (£3,000) Circulation Foundation, Owen Shaw Award Title:
Gait and balance in new unilateral transtibial amputees;
Investigators: Barnett C, Vanicek N, Polman R.
2006 Principal Investigator (£3,000) Circulation Foundation, Owen Shaw
Award Title: Biomechanical performance in the sit-to-stand as a
predictor for falling in transtibial amputees; Investigators:
Vanicek N, Strike S, Polman R.
2005 Co-Investigator (£8,000) Circulation Foundation, Owen Shaw Award and
Hull & East Yorkshire NHS Trust Title: Early walking aids for
transtibial amputees — does an articulated knee have benefits;
Investigators: Hancock A, Brown B, Polman R, Vanicek N, Chetter IC.
Details of the impact
The underlying aim of the research was to provide evidence-based
recommendations to improve clinical standards and patient care whilst
reducing falls in amputees and improving patient well-being. The knowledge
gained through biomechanical analysis has been used nationally and
internationally to inform and design appropriate and targeted exercise
intervention strategies aimed at attenuating the loss of musculoskeletal
function and reducing falls in lower limb amputees. The published works
described above have had a significant clinical impact on amputee
physiotherapy treatment and the revision of existing healthcare guidelines
and policies related to lower limb amputees in the UK and more recently
internationally in Australia (sources 1-10).
The 2008 audit findings revealed that 79% of lead physiotherapists within
the main Disablement Services Centre across the UK used some form of
outcome measure in amputee rehabilitation. However, there were no
standardised procedures in place on frequency and the specific outcome
measures (generic compared to population-specific) utilised. Moreover,
only 7% of physiotherapists audited monitored falls formally. These data
were disseminated by invitation to the 2009 BACPAR annual conference
(source no.1) having been published previously in their professional
journal (source no.2). Recommendations made to standardise the use of
clinical outcome measures resulted in the BACPAR Toolbox of Outcome
Measures (2010), implemented by physiotherapists nationally (source
no.3). Following on from the work done by Vanicek and colleagues (2008),
more recent independent research has examined the current use of outcome
measures by amputee physiotherapists, occupational therapists and
prosthetists (Queen Margaret University, unpublished doctoral research,
2012). The investigator comments (source no.4) that this study revealed
that all healthcare professionals surveyed were routinely using outcome
measures in their clinical practice.
This higher survey value indicates that healthcare practitioners are now
more aware of the relevance of outcome measures in monitoring patient
progress and evaluating successful treatment. BACPAR acknowledge the
contribution of Dr. Vanicek to the working group and are committed in
updating the present Toolbox of Outcome Measures (2010) to reflect
current and best practice (source no.5). Subsequent invited presentations
by Dr. Vanicek to the Australian Physiotherapists in Amputee
Rehabilitation (AustPAR), in September 2012 and June 2013, have further
disseminated recommendations on the standardisation of outcome measures in
clinical practice (source no.6). Head Physiotherapist at Port Kembla, NSW,
Australia (source no.7), reports:
"Objective clinical outcome measures of walking velocity, Timed Up and
Go, AMPPRO, two minute walk distance and the four square step test have
become routine at our Rehabilitation Hospital. The feedback to the
patients on their weight bearing progress, and speed has encouraged each
new patient to progress a little more each day. I feel a great sense of
accomplishment as each patient fulfils their goal of domestic or
community ambulation with their prosthesis. Research in this area is
vital to clinicians who in turn have a direct impact on each new
amputee."
Several published outputs (Vanicek et al. 2009a; Vanicek et al. 2009b;
Vanicek et al. 2010; Barnett et al. 2009) make specific recommendations
for targeted exercises strengthening specific lower limb musculature and
joints during weight-transfer tasks for falls prevention. These research
findings have significantly changed physiotherapy practice in the UK and
internationally, by prompting clinicians to develop patient-specific falls
prevention goals. Head of Physiotherapy in Port Kembla, NSW, Australia
(source 7), states:
"Australian Physiotherapy in Amputee Rehabilitation (AustPAR) has
progressed with Dr. Vanicek's research findings in regard to training
balance control. The early use of mobility aids as temporary /interim
prostheses has provided the modifiable prosthesis while the stump
matures (Barnett et al, 2009)... The reported significance of hip and
ankle strategies for balance control (Vanicek et al., 2009b) has changed
my practice to devote more patient practice to hip extension exercise
with the patient in late stance, and more eccentric lower limb exercises
in preparation for recovery for a misstep (Vanicek et al., 2009a). My
patients have found that strengthening and partial weight-bearing
practice has prepared them for the whole gait practice and helped them
to develop much more trust in the prosthesis".
Additional impact of the underpinning research is reflected in the
recently updated (2012) Evidence Based Clinical Guidelines for the
Managements of Adults with Lower Limb Prostheses, by the Chartered
Society of Physiotherapy, which makes specific reference to the work of
the group within their guidelines on prosthetic rehabilitation programming
(source no.9). Citing Barnett et al. (2009), together with other papers,
new Guideline 4.4 (page 22) states;
-
The physiotherapist should prescribe a personalised exercise
programme incorporating specific muscle strengthening and stretching
exercises and maintaining/ improving joint mobility as part of the
prosthetic rehabilitation programme.
Several of the published outputs (Vanicek et al. 2009a; Vanicek et al.
2009; Vanicek et al. 2010; Barnett et al. 2009) have also informed
guidelines on amputee rehabilitation programme design, including the
appropriate selection of early walking aid according to the patient's
abilities and the centre's facilities as well as exercise prescription
according to the patient's rehabilitation goals. Regional amputee
specialists (Hull and East Yorkshire NHS Hospitals Trust (source no.8)
state;
"The research has provided physiotherapists with specific evidence to
guide practice to maximise the clinical impact of treatment programmes.
This has informed National guidelines and provided new evidence to
inform best practice".
The early impact of the published outputs from the group relating to the
Hull Early walking aid for rehabilitation of transtibial Amputees
(HEART) study have ongoing implications for sustainable and best clinical
practice. Within the Table of papers referenced within Appendix 8 of the
updated guidelines (2012), the following are stated:
- Gait adaptations occurred once prostheses received. Different
adaptations caused by PPAM-aid & AMA but walking performance and
walking ability improved once prosthesis used.
-
Study didn't show clear benefit of either EWA on gait patterns with
prostheses but did mention documented benefits of accelerated healing
and reduced time to casting from surgery using EWAs.
The tabular summary also notes; Transtibial amputees may benefit from
additional exercises to increase muscle length & strength and joint
mobility of lower limb (source no.9). Consultant Vascular Surgeon
and Clinical Director for Vascular Services at Hull & East Yorkshire
NHS Hospital Trust (source no.10) comments:
"The economic implications of these research findings are clinically
meaningful. EWAs are used extensively and routinely in all
post-amputation rehabilitation programmes. It is now evident there is no
significant clinical or quality of life advantage of using the more
expensive AMA. Therefore, the AMA can be reserved for situations where
the PPAM is unsuitable or unavailable without affecting a patient's
treatment adversely. Healthcare providers can be confident they are
delivering the same standard of care despite using a more economical
alternative to the AMA".
Sources to corroborate the impact
- Invited Presentation by Dr. Vanicek. British Association of Chartered
Physiotherapists in Amputee Rehabilitation. Annual Conference (2009),
UK. Use of outcome measures in amputee rehabilitation in the UK.
- Vanicek N, Strike S, McNaughton L, Polman R. The use of outcome
measures in outpatient amputee rehabilitation in England. British
Association of Chartered Physiotherapists in Amputee Rehabilitation
(2008); 29: 13-19. Professional journal of BACPAR.
- BACPAR Toolbox of Outcome Measures (Aitken K, Cole MJ, Cumming J,
Donovan-Hall M (2010) BACPAR's Toolbox of Outcome Measures,Version1.
- Unpublished doctoral research, 2012 Queen Margaret University, UK.
- Clinical Specialist Physiotherapist, Chair of the British Association
of Chartered Physiotherapists in Amputee Rehabilitation (BACPAR). The
Royal Wolverhampton NHS Trust.
- Invited Presentation by Dr. Natalie Vanicek. Australian
Physiotherapists in Amputee Rehabilitation (AustPAR) in September 2012
and June 2013.
- Physiotherapy Head, Port Kembla Hospital, PO Box 21, Warrawong, NSW
2502, Australia.
- Clinical lead Physiotherapists: Amputee Rehabilitation and Clinical
Manager Physiotherapy Inpatients. Department of Physiotherapy, Hull and
East Yorkshire Hospitals NHS Trust.
- Broomhead P, Clark K, Dawes D, Hale C, Lambert A, Quinlivan D, Randell
T, Shepherd R, Withpetersen J. (2012) Evidence Based Clinical Guidelines
for the Managements of Adults with Lower Limb Prostheses, 2nd
Edition. Chartered Society of Physiotherapy: London.
- Consultant Vascular Surgeon and Clinical Director of Vascular
Services, Hull & East Yorkshire NHS Trust, UK.