The Evidence-Based Diagnosis and Treatment of Chronic Obstructive Pulmonary Disease (COPD)
Submitting Institutions
University of Liverpool,
Liverpool School of Tropical MedicineUnit of Assessment
Clinical MedicineSummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Cardiorespiratory Medicine and Haematology, Clinical Sciences
Summary of the impact
COPD affects up to 3.5 million people in the UK and costs the NHS £700m
pa. Over the last 15 years, research by Professor Calverley and colleagues
at the University of Liverpool (UoL) has impacted significantly on the
care of COPD patients. Specifically, this group showed that routine
testing of COPD patients for the presence of bronchodilator reversibility
was unreliable and did not predict clinical outcomes. This changed
international guideline recommendations in 2007 and the Quality Outcomes
Framework payments to GPs in 2009. They showed that oral corticosteroids
accelerated recovery from exacerbations and that anti-inflammatory drugs,
whether inhaled corticosteroids or PDEIV inhibitors, reduced exacerbations
by 25% with a subsequent fall in the number and length of
hospitalisations. This led to changed NICE guidance for corticosteroids in
2010 and drug registration with EMA and FDA for the PDEIV inhibitor
treatment in 2011. Treatment in UK and Western Europe has changed as a
result of this research.
Underpinning research
Historically, clinicians have used the short-term change in forced
expiratory volume in 1 second (FEV1) after inhaled
bronchodilators to define COPD patients more responsive to treatment. This
led treatment guidelines to recommend routine testing of all COPD patients
to detect those who `reversed' with treatment. The UoL Respiratory Group
led by Professor Calverley undertook systematic investigation of
reversibility testing and showed that it was influenced by baseline lung
function, the number of drugs used to test for a response and the criteria
adopted to define responder status [1].
In 2012 Paul Albert (Academic Fellow 2009-), analysing data from the
large international prospective ECLIPSE cohort which Prof Calverley
designed and direct, showed that the absolute change in lung function was
normal in moderate/severe COPD and decreased rather than increased in very
severe disease. They showed that physiological variation in airway calibre
explained the between-test variation in reversibility response but did not
predict clinical outcomes. COPD is characterised by persistent pulmonary
inflammation that worsens during acute exacerbations which commonly lead
to hospitalisation [2].
Work within The UoL Respiratory Group led by Dr Lisa Davies (Lecturer
1998/2002) tested whether anti-inflammatory treatment with oral
corticosteroids could influence recovery from an exacerbation event. She
conducted a technically demanding blinded randomised control trial of oral
corticosteroids and showed that FEV1 improved more rapidly and
hospital stay was shorter with the active treatment [3]. The Liverpool
data showed that these benefits could be achieved at lower doses than used
in a similar trial, subsequently reported in the USA. Given that the
duration of acute episodes could be shortened with treatment, it was
reasonable to consider whether more patients could be managed successfully
outside of hospital. In a further randomized controlled trial Davies and
colleagues demonstrated that hospital-at-home nurse-led teams could safely
manage patients in the community who would have previously been
hospitalised without increasing their risk of readmission [4].
Determining whether regular anti-inflammatory treatment has a favourable
risk/benefit profile in COPD involved much larger and long randomized
multi-centre clinical trials. In the last decade, Professor Calverley has
developed and led a series of international studies examining the effects
of anti-inflammatory treatment of relevant outcomes like exacerbations,
frequency, hospitalization, health status and mortality in COPD patients.
The initial studies published in the Lancet in 2003 showed that inhaled
steroids were effective alone and in combination with long-acting beta
agonists findings confirmed in the 3 year multi-national TORCH study [5].
Calverley designed, analysed and reported this three year study involving
144 centres in 40 countries. It provided evidence that inhaled therapy
decreased the rate of decline in FEV1 during the study. The
TORCH trial and other subsequent studies involving Professor Calverley,
showed for the first time that pneumonia occurred more often with inhaled
corticosteroid treatment. Using an alternative approach of inhibiting of
PDE4 pathways to reduce inflammation Calverley et al demonstrated that
oral roflumilast treatment improved lung function and in patients with a
history of exacerbations and chronic bronchitis decreased exacerbation
frequency independently of background treatment [6].
References to the research
1. Calverley PM, Burge PS, Spencer S, Anderson JA, Jones PW.
Bronchodilator reversibility testing in chronic obstructive pulmonary
disease. Thorax 2003 August;58(8):659-64. Citations: 244 Impact Factor:
8.376
2. Albert P, Agusti A, Edwards L, Tal-Singer R, Yates J, Bakke P
et al. Bronchodilator responsiveness as a phenotypic characteristic of
established chronic obstructive pulmonary disease. Thorax 2012 August;
67(8):701-8. Citations: 11 Impact Factor: 8.376
3. Davies L, Angus RM, Calverley PMA. Oral corticosteroids in
patients admitted to hospital with exacerbations of chronic obstructive
pulmonary disease: A prospective randomised controlled trial. Lancet
1999;354 (9177):456-60. Citations: 344 Impact Factor: 39.060
4. Davies L, Wilkinson M, Bonner S, Calverley PMA, Angus
RM. "Hospital at home" versus hospital care in patients with exacerbations
of chronic obstructive pulmonary disease: prospective randomised
controlled trial. BMJ 2000 November 18;321 (7271):1265-8. Citations: 115
Impact Factor: 17.215
5. Calverley PM, Anderson JA, Celli B, Ferguson GT, Jenkins C,
Jones PW et al. Salmeterol and fluticasone propionate and survival in
chronic obstructive pulmonary disease. N Engl J Med 2007 February 22;356
(8):775-89. Citations: 1428 Impact Factor: 51.658
6. Calverley PM, Rabe KF, Goehring UM, Kristiansen S, Fabbri LM,
Martinez FJ. Roflumilast in symptomatic chronic obstructive pulmonary
disease: two randomised clinical trials. Lancet 2009 August 29;374
(9691):685-94. Citations: 281 Impact Factor: 39.060
Key Grants
2000-2003. GlaxoSmithKline. Genetic basis of COPD, PMA
Calverley, £350k
2003-2007 GlaxoSmithKline: Towards a Revolution in COPD Health, PMA
Calverley. £200k
2006-2008. British Lung Foundation. Chest wall movement and tidal
flow limitation in COPD, PMA Calverley, £105k
2008-2011. GlaxoSmithKline. Evaluation of Clinical variables to
Identify Prospective Surrogate Endpoints (ECLIPSE), PMA Calverley,
£440k
2011-2014. MRC/ABPI COPD consortium, Phenotyping COPD in the UK,
PMA Calverley (co-applicant), £6.3m
2010-2015. NIHR Programme Grant. Innovative use of antibiotics in
the prevention of COPD exacerbations, PMA Calverley (jointly with
JA Wedzicha), £2.0m
2012-2015. FP7 Innovation for Health. Clinical trials for elderly
patients with multiple diseases, PMA Calverley (jointly with R
Dellaca, Politecnico di Milano University) €2.2m
Details of the impact
The Liverpool studies of bronchodilator responsiveness in COPD have
changed the respiratory community's view of the optimal management of
COPD. Before our studies, guidance from the American and European
Respiratory Societies and the Global initiative for COPD recommended that
bronchodilator testing should be a routine part of diagnostic evaluation
in COPD [8,9]. The publication of the data by Calverley et al led to a
change in the approach adopted in the first NICE guidelines in 2005 and
then in the revised GOLD guidance in 2007 [10]. These issues have recently
been reviewed by Albert et al in Lancet Respiratory Medicine. The
preliminary presentation of data by Albert et al in 2010 led the
Department of Health to revise their quality outcome points allocation by
removing routine reversibility testing from the points allocated to GPs
assessing COPD patients [11], Instead points were awarded for undertaking
better quality spirometry and recording symptom intensity which we have
shown to be better markers of disease severity. In this regard the Chief
scientist in the Department of Health said `The work of Professor
Calverley and his colleagues in Liverpool has had a direct effect on the
recommendations for assessment of the COPD patient' [12].
The paper by Davis et al on oral corticosteroids in exacerbations [3] has
been cited 344 times as of November 2013 and has been quoted in many COPD
guidelines documents [8-10] and in the NICE evidence review about the
management of COPD exacerbations [7]. Subsequent work from Canada
published in the NEJM confirmed Liverpool's findings and showed that
corticosteroid treatment reduced re-admission rates. Recent data from
clinical trials indicate that upwards of 80% of exacerbations are now
managed using oral corticosteroids, a considerable change when the
previous practice, where antibiotics were the first line of treatment.
After the UoL RCT of hospital-at home-care, multiple NHS Trusts have set
up outreach teams based on the model the UoL developed and this has now
been taken up across the UK from 2008 onwards. Dr Davies has spoken
extensively nationally and internationally on this topic and members of
the UoL team have helped developed the British Thoracic Society Guidelines
on Hospital at Home Care [13] which accelerated the adoption of research
into wider practice. A Spanish trial reported that these protocols reduced
COPD treatment costs by 62%, reduced hospitalisation from 4.2 to 1.7 days
and increased patient satisfaction [18].
Professor Calverley has given invited lectures to all the UK medical
Royal Colleges, all the international respiratory societies (ATS, ERS,
APSR, ELAT) and in many other countries on the subject of inhaled
corticosteroids and long acting inhaled bronchodilators and related
topics. The TORCH study provided the pivotal evidence which led the FDA to
license the combination of an inhaled corticosteroid and a bronchodilator
in the prevention of COPD exacerbations, the first time the Agency had
accepted exacerbation prevention as an indication for COPD treatment [8].
The data the Liverpool group generated played an important role in the
evidence-based evaluation of drug therapy in COPD conducted by NICE and
now published as revised guidance [7]. Similar recommendations were made
by the international GOLD guidelines [9,10] The new drug roflumilast,
which the UoL investigated in several large clinical trials, has been
reviewed by both the European Medicines Agency and the Federal Drugs
Administration and in each case our data, together with expert witness
input from Prof Calverley, played an important role in the licensing of
this therapy as well as identifying areas for future research [16]. This
led the sponsor's Medical Director to say, `(Prof Calverley's) advice
has significantly helped our company to bring Roflumilast to the market
and provide the severe ill COPD patients an additional treatment
option...' - global sales were £19m in 2012, >200% increase over
2011 [17].
The large clinical studies have involved a range of collaborators in
other UK centres and across Europe and North America. This has led to
on-going collaborations such as the NIHR HTA grant held with Prof Wedzicha
at UCL and the jointly managed EU FP7 grant recently awarded to UoL and
colleagues in the Politecnico di Milano to study the early identification
of exacerbations in COPD patients with co-morbidity monitored at home.
Professor Calverley has been able to translate the findings into practical
effect, having served from 2000-2011 on the GOLD Executive Committee and
as Chair of both the Science and Dissemination Committees. He helped
develop the joint ATS/ERS COPD guidelines and the UK NICE Guidelines. He
chaired the Department of Health External Reference Group which produced
the Clinical Strategy for COPD Care published in 2011 [15] and presently
chairs the NIHR Respiratory Speciality Group charged with delivering high
quality clinical trials of the type the Calverley group has conducted for
the last decade.
Sources to corroborate the impact
Each source listed below provides evidence for the corresponding numbered
claim made in section 4 (details of the impact). Specifically sources 8-12
relate to the work on reversibility testing cited above, source 13 to the
hospital at home management programme and sources 7, 10, 14, 16, 17 and 18
to the studies of anti-inflammatory therapy.
- O'Reilly J, Jones MM, Parnham J, Lovibond K, Rudolf M. Management of
stable chronic obstructive pulmonary disease in primary and secondary
care: summary of updated NICE guidance. BMJ 2010 June 25;340:c3134. doi:
10.1136/bmj.c3134.:c3134.
- Chronic obstructive pulmonary disease. National clinical guideline on
management of chronic obstructive pulmonary disease in adults in primary
and secondary care. Thorax 2004 February;59 Suppl 1:1-232.
- Celli BR, MacNee W. Standards for the diagnosis and treatment of
patients with COPD: a summary of the ATS/ERS position paper. Eur Respir J
2004 June;23(6):932-46.
- Rabe KF, Hurd S, Anzueto A, Barnes PJ, Buist SA, Calverley P
et al. Global strategy for the diagnosis, management, and prevention of
chronic obstructive pulmonary disease: GOLD executive summary. Am J Respir
Crit Care Med 2007 September 15;176(6):532-55.
- The percentage of all patients with COPD diagnosed after 1st April
2009 in whom the diagnosis has been confirmed by post bronchodilator
spirometry https://mqi.ic.nhs.uk/IndicatorDefaultView.aspx?ref=1.09.03.01
- Letter from Department of Health - provided
- Intermediate care--Hospital-at-Home in chronic obstructive pulmonary
disease: British Thoracic Society guideline. Thorax 2007
March;62(3):200-10.
- GSK's Advair Diskus approved for COPD exacerbations by US FDA
05/05/2008.
http://www.thepharmaletter.com/article/gsk-s-advair-diskus-approved-for-copd-
exacerbations-by-us-fda
- An Outcomes Strategy for Chronic Obstructive Pulmonary Disease (COPD)
and Asthma Department of Health/Medical Directorate/Respiratory Team July
2011
https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/216139/dh_1
28428.pdf.
- Committee for medicinal products for human use (CHMP) European
Medicines Agency summary of opinion Daliresp-Roflumilast.
EMA/CHMP/825394/2010
http://www.ema.europa.eu/docs/en_GB/document_library/Summary_of_opinion_-
Initial_authorisation/human/002398/WC500099959.pdf
- E-mail from Takeda Phamaceuticals (N.B. Takeda Pharmaceuticals annual
reports states 2012 roflumilast sales were ¥3b (£19m) and ¥1.3b in 2011).
- Hernandez C et al. Home Hospitlaization of exacerbated
chronic obstructive pulmonary disease patients. Eur Respir J 2003; 21:
58-67. DOI 10.1183/09031936.03.00015603.