Industrial process enhancements: improved efficacy of weak acid anti-fungal preservatives used in foods and beverages, and other manufacturing improvements.
Submitting Institution
University of NottinghamUnit of Assessment
Biological SciencesSummary Impact Type
TechnologicalResearch Subject Area(s)
Chemical Sciences: Organic Chemistry
Biological Sciences: Genetics, Microbiology
Summary of the impact
Weak acids (e.g. sorbic acid) are used by food manufacturers to prevent
fungal contamination of
food and beverages. Professor Archer in the Molecular Microbiology group
determined the fungal
species that cause such contamination, and identified fungal genes and
enzymes that confer
resistance to sorbic acid during initial outgrowth of fungal spores. They
characterised the
biochemistry of the resistance mechanism, enabling design of improved
mould inhibitors. These
inhibitors, used at the correct time, have improved manufacturing
processes to prevent mould
contamination and product wastage. Knowledge of mould genetics has also
been applied to other
industries to improve food additive and biofuel manufacturing processes.
Underpinning research
This research is funded, 2005 to present, through two Defra/BBSRC Link
projectsi, ii, a Knowledge
Transfer Partnershipiii and a BBSRC Industry Partnering Awardiv
to Professor David Archer. Dr
Simon Avery is a co-investigator on some of those awards. The Nottingham
staff members
employed on the Defra/BBSRC projects are post-doctoral fellows: Drs
Malcolm Stratford, Andrew
Plumridge and Michaela Novodvorska and, on the KTP, Dr Rachel Osborn and
Solomon Agyare.
The theme of the underpinning research is to understand and exploit
fungal biology and
biochemistry for benefit. There are two principal strands to the research:
1) exploiting fungal
biology to suppress undesirable fungal contamination, and 2) to manipulate
fungal biosynthesis to
produce desirable metabolic products.
Fungal Contamination
Weak acids are used in the food industry as safe, palatable preservatives
in foods and beverages.
At the outset of this project, there was an established model for the mode
of action of weak acid
preservatives, derived from studies with bacteria and yeast. It was known
that some moulds
showed some resistance to sorbic acid but there was no knowledge of the
mechanism involved.
The most common species of moulds that contaminate foods and beverages
were known, but
there was very little knowledge of how species varied from factory to
factory, how they varied with
location or time of year, how their resistance to sorbic acid differed or
even how they gained
access to the factories. There were no strategies for improving the
effectiveness of sorbic acid as a
preservative. The research team debunked the classic theory of the mode of
action of weak acid
preservatives and provided a new mechanism1. The team
identified the decarboxylation of sorbic
acid in moulds as conferring resistance2 and showed it is not a
mechanism of resistance in yeasts3.
They identified the genes that are necessary for resistance and showed how
they are regulated4.
The team mapped the active site of the encoded decarboxylation enzyme
complex5 and identified
non-competitive inhibitors that may be useful in designing new anti-mould
strategies. Importantly,
they also showed that the resistance mechanism is only active during the
very early stages of
spore outgrowth1, providing a new method to improve anti-mould
treatments. The team conducted
several surveys of moulds in factories and showed how the fungal spores
gain access. That
knowledge has led to changes in manufacturing practice in the main factory
with which the group
collaborates (GlaxoSmith-Kline) that are being rolled out worldwide.
Fungal Biosynthesis
Prof Archer's longstanding research, funded largely through the BBSRC,
into protein secretion and
stress in Aspergillus and Pichia pastoris resulted in
genome annotations for secretion processes of
several Aspergillus species and led to co-authorship on 3 separate
papers in Nature (2005) and
one in Nature Biotechnology (2007). The team undertook genetic
modification of fungi to produce
essential fatty acids as nutritional additives6, funded by the
Dutch life sciences and material
sciences company, DSM. Professor Archer also advises DSM and Adisseo
(France) on the
development of fungal strains that produce enzymes for use in biofuels
processing and other
applications. Those areas align directly with the university's
BBSRC-funded LACE project, in the
area of production of biofuels from lignocellulose, where Professor Archer
is a Strand Leader, and
he has held BBSRC funding in the REF period through the BioResearch
Industry Club for studies
of protein secretion and associated stresses. His expertise in fungal
genomics and biotechnology
has also led to contracts with a variety of other companies (e.g.
Genencor, US; Novozymes
BioPharma, UK and Roal, Finland) and he is also a member of the Scientific
Advisory Board of the
Kluyver Centre for Genetics of Industrial Microorganisms. Additional
collaborators include Unilever
and Mologic (a diagnostic devices company).
References to the research
Key Publications (Nottingham authors in bold, key author
underlined)
1. Stratford M, Plumridge A, Nebe-von-Caron G, Archer
DB. (2009) Inhibition of spoilage
mould conidia by acetic acid and sorbic acid involves different modes of
action, requiring
modification of the classical weak-acid theory. International Journal of
Food Microbiology 136,
37-43. doi: 10.1016/j.ijfoodmicro.2009.09.025
2. Plumridge A, Stratford M, Lowe K, Archer
DB. (2008) The weak-acid preservative, sorbic
acid, is decarboxylated and detoxified by a phenylacrylic acid
decarboxylase, PadA1, in the
spoilage mold Aspergillus niger. Applied and Environmental
Microbiology 74, 550-552. doi:
10.1128/AEM.02105-07
3. Stratford M, Plumridge A, Archer DB
(2007) Decarboxylation of sorbic acid by spoilage
yeasts is associated with the PAD1 gene. Applied and Environmental
Microbiology 73, 6534-6542.
doi: 10.1128/AEM.01246-07
4. Plumridge A, Melin P, Stratford M, Novodvorska
M, Shunburne L, Dyer PS, Roubos JA,
Menke H, Stark J, Stam H, Archer DB (2010). The
decarboxylation of the weak-acid
preservative, sorbic acid, is encoded by linked genes in Aspergillus
spp. Fungal Genetics and
Biology. 47: 683-692. doi: 10.1016/j.fgb.2010.04.011.
5. MacKenzie DA, Wongwathanarat P, Carter AT, Archer DB
(2000) Isolation and use of a
homologous histone H4 promoter and a ribosomal DNA region in a
transformation vector for
the oil-producing fungus, Mortierella alpina. Applied and
Environmental Microbiology 66: 4655-4661.
doi: 10.1128/AEM.66.11.4655-4661.2000
6. Pel HJ, de Winde JH, Archer DB, Dyer PS, et al.
(2007) Genome sequencing and analysis of
the versatile cell factory Aspergillus niger CBS 513.88. Nature
Biotechnology 25, 221-231. doi:
10.1038/nbt1282
Grants
i. Archer DB: New insights and applications in the
prevention of food contamination by fungi.
Defra/BBSRC Link (Food Quality and Safety, FQS69); 2005-2008; £605k.
ii. Archer DB: Reducing food waste due to contamination by
fungi. BBSRC/Defra Link (Food
Quality and Innovation, FQI28) BB/G016046/1; 2009-2012; £235k.
iii. Archer DB: Knowledge Transfer Partnership No 7681
with GSK; 2010-2012; £122k.
iv. Archer DB: Fungal spore germination, the critical
stage in infection and food spoilage, and
weak spot for new antifungal strategies. BBSRC Industrial Partnership
Award BB/K001744/1;
2012-2015; £445k.
Patents
Archer DB, Stratford M and Plumridge A.
(2008) Preservative. WO 2008/149102 A2.
Details of the impact
Impact has been generated as a consequence of the underpinning research
in two principal areas:
1) improvements in food and beverage manufacturing processes to reduce
product wastage and
customer complaints at Glaxo SmithKline (GSK).
2) Improvements in production of nutritional supplements used in food
manufacture at DSM.
Impact 1: Industrial Process Benefits at GSK and beyond
The underlying research has benefitted the manufacture of foods and
beverages at GSK through a
LINK project from 2009 - 2012 and a Knowledge Transfer Partnership (KTP)
in 2010. The principal
outcomes of the LINK and KTP projects were a better understanding of the
sources, species and
seasonal variations in fungal contamination entering the aseptic
manufacturing production lines,
methods to reduce fungal contamination, and improved, rational use of
sorbic acid as an anti-fungal
preservative in manufactured foodstuffs.
The LINK project at the Coleford site generated a large quantity of data
on mould resistance to
preservatives and an extensive photographic catalogue of mould isolates
from ecological surveysA,
and was very influential in the way the KTP project was used to undertake
ecological surveys of
the aseptic manufacturing production lines.
The KTP project led to development of a growth medium for isolation of
preservative resistant
moulds. Initial screening using an antibiotic-based agar has been replaced
by an acidified and
sorbic acid supplemented agar that isolates higher numbers of preservative
resistant species from
the manufacturing environmentB. The greater sensitivity of this
improved monitoring method has
been particularly useful in assessing the efficacy of the bottle cap
treatment systemC.
Furthermore, passive air sampling using exposed agar plates identified
problems with recovery of
fungal isolates due to desiccation of the medium. A new filter paper
capture technique was
developed to use in aseptic areas with laminar air flow. This has led to
changes in air sampling
practices applied in manufacturing sites globally.
As a consequence of the LINK and KTP projects, a program of regular
environmental monitoring
was implemented at Coleford to take weekly samples across all aseptic
manufacturing areas,
accompanied by more localised daily screens. The mould isolates catalogue
generated by the
LINK project has been used as a valuable tool to aid in the identification
of fungal species in these
ongoing ecological screens at the manufacturing sites. Another consequence
of this regular
monitoring is that seasonal variation in contamination frequency has been
identified, that also
correlates with the number of samples returned by customers registering
product complaints. The
overall consequence of improvements in contamination monitoring during
manufacture has been a
reduction in customer complaints and product recallsC.
Beyond GSK, the third party supplier of analytical services (Mologic,
used to assess consistency of
product formulation and resistance to fungal contaminationD),
has improved their challenge test
design to detect the fungal species isolated and identified at GSKC.
Furthermore, Mologic have
investigated the impact of sorbic acid as a preservative on its
interaction with [text removed for
publication]D. This identified why [text removed for
publication] food products demonstrate
spoilage with otherwise preservative-sensitive mould strains. Overall,
this has improved the safety
assessment of current products, and will help GSK to develop future, more
robust, improved
product formulations.
The outputs of these projects contributed significantly to change
processes for environmental
monitoring to reduce fungal contamination in the manufacturing facilities,
for identifying fungal
contamination in product samples returned by customers (and hence help
identify the source of the
contamination), and for quality control testing of materials obtained from
third party suppliers. We
anticipate further progress with the recently-awarded Industrial
Partnership Award (2012 - 2015),
funded through the BBSRC with input from GSK and DSM. Undoubtedly, the
manufacturing
improvements arising from this work and instigated at production sites
worldwide, have contributed
to the value of the £1.35billion sale of GSK's Ribena and Lucozade
manufacturing business to
Japanese company, Suntory, owners of the globally-recognised
Orangina-Schwepps brandsE.
Impact 2: Additional Industrial Benefits
Prof Archer has also achieved significant impacts on other industrial
processes utilising fungal
genetics and biology. His group was the first to describe a method for
genetic manipulation in the
filamentous fungus, Mortierella alpina. This species is in
industrial use to produce the essential
fatty acid derivative, arachidonic acid, which is added as a nutritional
supplement to baby milk to
aid nervous system development and function. DSM is a world leader in the
production of
arachidonic acidF. In addition to the partnership with DSM
through the LINK projectA, Prof Archer
has acted as a scientific advisor to DSM to optimise their arachidonic
acid production process and
he advises DSM on enzyme production from fungi in relation to the
generation of biofuels.
Sources to corroborate the impact
A. LINK project completion report.
B. KTP project final report.
C. Corroborative statement from a Senior Microbiologist, GlaxoSmithKline,
Royal Forest Factory,
Rock Lane, Coleford.
D. Corroborative statement from the CEO, Mologic Ltd, Bedford Technology
Park.
E. http://www.bbc.co.uk/news/business-24013720
F. http://www.dsm.com/markets/foodandbeverages/en_US/products/nutritional-lipids/life-ara.html
Corroborative documents and copies of webpages are held on file and are
available on request.