Avoiding harm and evaluating benefit: establishing and implementing an evidence-based policy for prostate cancer screening in the UK
Submitting Institution
University of BristolUnit of Assessment
Public Health, Health Services and Primary CareSummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Clinical Sciences, Oncology and Carcinogenesis, Public Health and Health Services
Summary of the impact
Research at the University of Bristol (UoB) led to the Department of
Health (DH) decision in 1997 that screening for prostate cancer would not
be introduced in the UK until there was evidence that benefits outweighed
harms. UoB-led and collaborative research subsequently provided evidence
to support informed decision-making in the NHS. A formal review by the DH
in 2010 endorsed the policy and confirmed that any change would be based
on evidence from the team's randomised trials. This research has ensured
UK men have avoided known harms of prostate cancer screening in the
context of uncertain benefits, and saved the UK economy £ billions.
Underpinning research
The research was initiated at UoB with a comprehensive systematic review
of prostate cancer diagnosis, treatment and screening literature, funded
by NHS R&D and led by Donovan (UoB).[1] Published in 1997, the review
concluded "current evidence does not support a national screening
programme for prostate cancer in the UK".[1] A major research programme
was then designed and undertaken by UoB researchers in collaboration with
Hamdy (Oxford) and Neal (Cambridge) to provide the required evidence,
including:
- The ProtecT (Prostate testing for cancer and Treatment) feasibility
study led by Donovan (UoB) investigated barriers inhibiting an RCT
(randomised controlled trial) of treatment.[2] Over 8,500 men aged 50-69
years were recruited from general practices, and 224 men diagnosed with
localised prostate cancer participated in the pilot RCT of
treatments.[2] Integrated qualitative research supported clinicians and
men in accepting randomisation between surgery, radiotherapy and `active
monitoring' (a management option developed with patients consisting of
regular review and avoiding radical treatment).[2]
- The main ProtecT RCT (joint Principal Investigators (PIs): Donovan
(UoB), Hamdy and Neal) was launched in 2001 to evaluate the comparative
effectiveness of radical surgery, radical conformal radiotherapy and
active monitoring for men with localised prostate cancer.[3] Recruitment
of 111,000 men with a PSA (prostate specific antigen) blood test was
completed in 2009, over 8,500 received biopsies, and 1,650 with prostate
cancer were randomised between the treatment arms. The primary outcome
(prostate cancer mortality) will be analysed in 2015 (with 10 years'
median follow up). A nested cohort study of 1,100 men undergoing
prostate biopsy investigated side-effects of prostate biopsy, including
symptoms, health-care use,[4] and psychological impact.[5].
- The CAP (Cluster RCT of testing for Prostate Cancer) (joint PIs:
Martin and Donovan (UoB), Hamdy, Neal) randomised 573 general practices
to enable a comparison between PSA testing and treatment in ProtecT
(screening) and usual NHS care (control) in 415,000 UK men.[6] An
ecological study confirmed a much lower incidence of prostate cancer in
the UK compared with the USA,[7] and a cohort study confirmed low rates
of PSA testing in UK primary care[8] — reflecting much higher rates of
screening in the USA compared with the UK.
The research programme began by exposing the lack of evidence for
prostate cancer screening,[1] and then carried out a study to investigate
the feasibility of mounting an RCT to provide robust evidence.[2] The
success of the feasibility study,[2] led to the launch of the ProtecT RCT
to evaluate the effectiveness of treatment[3] and the CAP RCT to evaluate
the population impact of screening.[6] Studies embedded in these RCTs have
produced policy-relevant evidence about the impacts on men of undergoing
prostate biopsy,[4,5] and levels of PSA testing and cancer diagnosis
compared with the USA,[7] and in UK primary care.[8]
Research team (positions held at UoB or dates of leaving; and
researchers outside UoB)
Principal investigators: at UoB — Donovan (Professor), Martin
(Professor); outside UoB — Hamdy (Professor, Oxford), Neal (Professor,
Cambridge).
Key researchers at UoB: Collin (Research Fellow — RF), Metcalfe (Reader),
Turner (Research Associate — RA), Lane (Senior RF), Peters (Professor),
Wade (RA); outside UoB: Williams (RA Sheffield), Rosario (CSL Sheffield),
Hughes (RA Cambridge).
Left UoB: Selley (RA, 1998), Faulkner (RF, 1999), Coast (Reader, 2005).
References to the research
[1] Donovan JL (PI), Faulkner A, Coast J et al. Prostate cancer: a
systematic review. NHS R&D HTA Programme. 1/1/95 - 31/12/95. £52,052.
(Peer-reviewed research grant.)
Selley S, Donovan JL, Faulkner A et al. Diagnosis, management and
screening of early localised prostate cancer. Health Technology
Assessment 1997; 1 (2). Doi: 10.3310/hta1020
[2] Donovan JL (PI), Peters TJ, Hamdy FC et al. The feasibility of
conducting a multicentre randomised controlled trial of treatment for
localised prostate cancer: early detection, recruitment strategies and a
pilot (ProtecT) trial. NHS R&D HTA Programme. 1/5/99 — 30/4/01. £1.03
million. (Peer-reviewed research grant.)
Donovan JL, Hamdy FC, Neal DE et al. Prostate Testing for Cancer and
Treatment (ProtecT) feasibility study. Health Technol Assess 2003;
7(14) pp.1-42. DOI : 10.3310/hta7140
http://www.hta.nhs.uk/fullmono/mon714.pdf
[3] Donovan JL, Hamdy FC, Neal DE (PIs) et al. The ProtecT study: a
multi-centre RCT of treatments for localised prostate cancer, NHS/NIHR HTA
Programme:1/5/01- 31/5/08 (£20 million); 1/6/08-31/12/13 (£14 million);
1/1/2014-31/12/2016 (£5.4 million). (Peer-reviewed research grant.)
[4] Rosario DJ, Lane AJ, Metcalfe C et al. Short term outcomes of
prostate biopsy in men tested for cancer by prostate specific antigen:
prospective evaluation within ProtecT study. BMJ 2012;344:d7894. http://dx.doi.org/10.1136/bmj.d7894.
(Included in REF2.)
[5] Wade J, Rosario DJ et al, Donovan JL. Psychological impact of
prostate biopsy: physical symptoms, anxiety, and depression. Journal of
Clinical Oncology, 2013: published ahead of print, 21st October
2013 as 10.1200/JCO.2012.45.4801. (Included in REF2.)
[6] Martin RM, Donovan JL, Hamdy FC, Neal DE (PIs) et al. Evaluating
population-based screening for localised prostate cancer in the UK: an
extension to ProtecT — the CAP trial. Cancer Research-UK/DoH.
1/3/02-31/12/06 (£1.19 million); 1/1/07-31/12/09 (£931,232);
1/1/10-31/12/12 (£1.3 million); 1/1/13-31/12/16 (£1.2 million).
(Peer-reviewed research grant.)
[7] Collin SM, Martin RM, Metcalfe C et al. Prostate-cancer mortality in
the USA and UK in 1975-2004: an ecological study. Lancet Oncology
2008; 9: 445-52. Doi: 10.1016/S1470-2045(08)70104-9. Listed in REF2.
[8] Williams
N, Hughes
LJ, Turner
EL et al. Prostate-specific antigen testing rates remain low in UK
general practice: a cross-sectional study in six English cities. BJU Int.
2011, 108(9):1402-8. Doi: 10.1111/j.1464-410X.2011.10163.x.
Details of the impact
Prostate cancer screening is one of the most controversial healthcare
topics globally. Prostate cancer kills over 11,000 men per annum in the
UK. Many prostate cancers can be identified when potentially curable
following screening with a PSA blood test and prostate biopsy, but it is
not possible to identify which tumours will become aggressive or
life-threatening (the vast majority will not). Screening leads to large
numbers of men being diagnosed and suffering harms related to the
diagnosis and treatment of prostate cancer in the context of small and
uncertain benefits — hence the current UK policy not to recommend
screening. Our research has provided the evidence-base for this policy and
has had the following specific impacts:
The establishment of UK policy and origin of the impact
UK policy was established in a letter from the DH to all UK health
authorities and clinicians in 1997, stating that: "Population screening
for prostate cancer, including the use of prostate specific antigen (PSA)
as a screening test, should not be provided by the NHS or offered to the
public until there is new evidence of an effective screening technology
for prostate cancer".[a] This was based directly on two cited systematic
literature reviews, one led from UoB.[1] The policy has remained unchanged
throughout the REF impact reporting period, based on this original policy
statement.
Implementing UK policy
A National Screening Committee (NSC) Scientific Reference Group
(including UoB Donovan and Lane as members) launched the Prostate Cancer
Risk Management Programme (PCRMP) in 2002. PCRMP issued on-line and paper
documents containing information about PSA testing, prostate cancer
diagnosis, and treatment, based on evidence from the UoB systematic
review[1] to enable patients to make informed decisions about
screening.[b] PCRMP documents were revised in 2009[c] with UoB Donovan
given first acknowledgement (p.2) for contributing evidence from the
review[1] and ProtecT feasibility study.[2] The PCRMP remains the primary
source of information for UK GPs and men.
Low levels of UK PSA-testing have been corroborated by independent
research in 2004 showing the rate of PSA-testing in primary care of 6% of
eligible men;[d] UoB research confirmed this rate (6.2%) in 2008.[8]
Evaluating the benefits and harms of screening
UK policy has led to much lower levels of incidence and treatment of
localised prostate cancer compared with countries where PSA testing has
been widespread since the 1980s: for example in the USA (as shown by our
research[7]), and Canada, Australasia, Northern and Western Europe.[e]
Evidence for a potential prostate cancer-specific mortality benefit from
screening comes from a relatively robust European RCT,[f] published
alongside a USA RCT showing no benefit from screening.[g] Our research has
provided evidence about the harms of screening. A cohort study of men
undergoing prostate biopsy in the ProtecT study showed that 1.3% required
hospital admission and 10.4% consultation with a doctor because of
post-biopsy symptoms including pain, fever, and blood in urine, faeces and
ejaculate.[4] Among the two-thirds of men who received a negative or
inconclusive biopsy result, around 20% reported high distress persisting
up to 12 weeks.[5] Concerns about the harms caused by prostate cancer
diagnosis and treatment in the context of uncertain benefit, and
increasing realisation that high levels of PSA-testing did not reflect
clinical need, led to a policy review in the USA in 2011. The review
focussed on the harms and uncertain benefits[h] and so in 2011, USA policy
changed explicitly not to recommend prostate cancer screening — 14 years
after the 1997 UK policy decision.
Formal review of UK policy in 2010
The UK NSC formally reviewed policy for prostate cancer screening in 2010
using evidence from an independent option appraisal analysis based on
ProtecT trial data (acknowledged, p.xi).[i] The appraisal analysis
estimated rates of diagnosis, potential benefits and harms of treatment,
as well as impact on survival and costs to the UK economy of introducing
prostate cancer screening at age 50 years, annually, or every two or four
years, using statistical modelling. The harms of treatment always
outweighed any possible benefit of screening in each potential
scenario.[i] The clinical costs alone, without administrative costs, were
estimated to be £0.6 to £1.7 billion per year.[i] The 2010 review
concluded that UK policy should remain as established in 1997, and
re-iterated that any change needed to await evidence from this research
team's ProtecT[3] and CAP[6] RCTs.[j]
Health Technology Assessment in the UK, review 2013
This review, written by an independent team, specifically identified the
ProtecT study as "The outstanding example of 143 projects for screening
and diagnostics funded by the HTA programme," and noted ProtecT had
"affected clinical practice ... by allowing the UK to reaffirm its policy
of no routine screening" and through its qualitative research that
"pioneered ways to involve patients" in recruitment, and research on the
psychosocial effect of screening.[k, page 1280]
In summary, UoB-led research established UK policy in 1997, and UoB-led
and collaborative research has supported policy implementation since then,
including providing evidence for the formal confirmation of UK policy in
2010. UK policy, underpinned by this research, has ensured that knowledge
about prostate cancer screening has increased, very many men have avoided
known harms of testing, and the UK economy has saved billions of £s every
year.
Sources to corroborate the impact
[a] Letter EL(97)12 from Graham Winyard, DoH Medical Director (Room 3N12,
Quarry House, Leeds LS2 7UE), June, 1997, to Health Authority and NHS
Trust Chief Executives and all UK health practitioners. It stated that
"systematic reviews commissioned by the NHS R&D HTA Programme have
concluded that current evidence does not support a national screening
programme for prostate cancer in the United Kingdom. Current screening
technologies (including the PSA test) have a limited accuracy that could
lead to a positive result for those without the disease. Follow up
procedures could thus cause unnecessary harm to healthy individuals." One
of the cited reviews was UoB[1].
[b] UK Prostate Cancer Risk Management Programme (PCRMP). This webpage
links to PCRMP documents providing information for GPs and patients to
make informed decisions. http://www.cancerscreening.nhs.uk/prostate/about-pcrm.html
cites the UoB systematic review[1] in paragraph eight, after bullet
points.
[c] http://www.cancerscreening.nhs.uk/prostate/prostate-booklet-text.pdf
is the 2009 revised booklet with UoB Donovan given first acknowledgement
on p.2 for contributing evidence from the UoB review.[1]
[d] Melia J, Moss S, Johns L. Rates of PSA-testing in general practice in
England and Wales. BJU International, 2004: 94: 51-56. Doi:
10.1111/j.1464-4096.2004.04832.x. Paper from independent group
corroborating policy implementation leading to low rates of PSA testing in
the UK.
[e] Center MM, Jemal A, Lortet-Tieulent et al. International variation in
prostate cancer incidence and mortality rates. European Urology. 2012, 6:
1079-1092. Doi: 10.1016/j.eururo.2012.02.054. Paper from independent group
corroborating higher levels of diagnosis and treatment of prostate cancer
in the absence of UK-like policy.
[f] Schrőder FH, Hugosson J, Roobol MJ et al. Screening and prostate
cancer mortality in a randomized European study. NEJM 2009, 360 (13):
1320-1328. Doi: 10.1056/NEJMoa0810084. Paper from independent group
indicating small mortality benefit from screening with considerable
over-diagnosis and over-treatment.
[g] Andriole GL, Crawford ED, Grubb RL et al. Mortality results from a
randomized prostate-cancer screening trial. NEJM 2009; 360 (13): 1310-19.
Doi: 10.1056/NEJMoa0810696. Paper from independent group showing no
mortality benefit from screening and considerable harms.
[h] Chou R, Croswell JM et al. Screening
for prostate cancer: a review of the evidence for the U.S.Preventive
Services Task Force. Ann Intern Med. 2011. 155(11):762-71.
Doi: 10.7326/0003-4819-155-11-201112060-00375. Most recent systematic
review to inform USA policy review decision.
[i] Chilcott J, Hummel S, Mildred M. Report to the UK National Screening
Committee, May 2010 Option
appraisal: screening for prostate cancer [ScHARR] (PDF document, 1.11MB,
02/08/10). Report from the independent option appraisal analysis
commissioned by the NSC from the University of Sheffield for the policy
review. Potential benefits and harms of screening, and costs to the
economy were estimated using ProtecT data (directly acknowledged on
p.xi.).
[j] This web-link: http://www.screening.nhs.uk/prostatecancer
confirms the 2010 National Screening Committee review decision that UK
policy should remain as established in 1997, and directly cites documents
produced by PCRMP ([b] above), UoB systematic review[1] and ProtecT study
data.
[k] Raftery J, Powell J. Health Technology Assessment in the UK. Lancet
2013; 38:1278-85; doi: 10.1016/S0140-6736(13)61724-9. Report from an
independent group specifically citing the impact of ProtecT study on
prostate cancer screening policy and identifying other health impacts,
p.1280.