The Permanent Court of Arbitration’s (PCA’s) 2009 Abyei award (Government of Sudan [GoS] vs. Sudan People’s Liberation Movement/Army [SPLM/A]) in the context of the emergence of Southern Sudan as an independent state
Submitting Institution
King's College LondonUnit of Assessment
Geography, Environmental Studies and ArchaeologySummary Impact Type
LegalResearch Subject Area(s)
Studies In Human Society: Sociology
History and Archaeology: Historical Studies
Summary of the impact
Research undertaken by the Geography Department impacted instrumentally
on the Permanent
Court of Arbitration's (PCA's) settlement of a unique and challenging
territorial dispute in North-East Africa. Schofield's research and testimony assisted the Hague-based
court in arriving at a
judicial ruling on the territorial definition of a province (Abyei) long
associated with conflict,
establishing northern borders for the new state of Southern Sudan.
Specifically, the PCA's Final
Award of 22 July 2009 explicitly relied on Schofield's research-based
evidence and testimony in
court to interpret the boundary evolution process in its proper regional
and historical context.
Underpinning research
The unit's research comprises: A) Schofield's broader research on
imperial boundary-drawing; B)
a research study commissioned specifically to aid the arbitration process,
undertaken by Schofield
and Allan.
Imperial boundary-drawing
The main strength of Schofield's research is in critiquing Britain's
imperial boundary-drawing and in
constructing original borderland histories in a variety of Middle Eastern
contexts, including
relatively recent ones of decolonisation (references g and h). This was
acknowledged during 2008
by leading boundary scholar, Victor Prescott: "Special mention should be
made of Richard
Schofield who has illuminated the boundary history of the Middle East"
(reference f). Recent
research into the boundary evolution process has yielded significant
findings.
- Delimitation is a much more difficult stage to define in a boundary's
evolution than allocation
(that precedes it) or demarcation (that follows) (references a, b, c and
d).
- Delimitation has frequently been a distinct two stage affair with a
broad territorial deal agreed
centrally and then a more detailed definition agreed on the ground - with this second stage
sometimes blurring with demarcation itself. Indeed, states and
institutions continue to conflate
the two terms, sometimes deliberately (reference a).
- Even in well-resourced colonial boundary settlements, regional
complexity and fluidity were
rarely appreciated or addressed. The colonial record is always liable to
be limited and
misrepresentative. Continuing research into late nineteenth-century
borderlands suggests that
the imperial powers were rarely capable of identifying an appropriate
organisational basis for
estimating territorial control, yet these approximations were invariably
frozen in time to
constitute delimitations (reference b).
Abyei and the central Sudan:
Building upon his research on imperial boundary delimitation (see above),
Schofield then
undertook a specific, regionally-focused research study, commissioned in
the form of an expert
report that was penned jointly by Schofield and Allan (reference c) and
submitted to the PCA with
the Sudan People's Liberation Movement/Army's Counter Memorial on 14
February 2009 (source
i).
The research effort lay in locating and assessing the historical
documentary record (as located at
the National Archives and elsewhere) relevant to ascertaining whether a
provincial boundary
delimitation could be said to have existed in central Sudan just seven
years into the Anglo-Egyptian Condominium Government. It required detailed analysis of various
primary materials - from letters, telegrams, intelligence, finance and annual administration
reports to sketched and
printed maps. Contemporaneous published material, mainly geographies,
histories and
travelogues in both book and article form were also scrutinised in an
attempt to estimate Britain's
prevailing geographical knowledge of the Abyei region at the turn of the
twentieth century. The
written observations of commentators on central Sudan were matched to
prevailing mapping of the
localities they described and characterised. In the second part of the
research study, the unit
utilised a varied assembly of cartographic and textual sources to
characterise the prevailing
hydrology of the Abyei region in the early 1900s.
The main conclusions of our research were as follows:
- The provincial boundary in question was uncertain, approximate,
provisional and
indeterminate;
- No delimitation could be held to exist and no executive act of
delimitation had ever been
contemplated, yet alone agreed;
- The geography of the border region (with its pronounced seasonality)
was not understood
References to the research
b) Richard Schofield (2008) "Narrowing the frontier: mid-nineteenth
century efforts to delimit and
map the Perso-Ottoman boundary" in Roxane Farmanfarmaian [ed.] War and
Peace in Qajar
Persia, Routledge, p: 149-173. (book)
d) Richard Schofield (1993 [2nd edition]) Kuwait and Iraq:
historical claims and territorial disputes,
Royal Institute of International Affairs, 207pp (book)
e) Richard Schofield (1996) "The last missing fence in the desert: the
Saudi-Yemeni boundary" in
Geopolitics, 1(3): 247-299. doi: 10.1080/13629379608407568
(article)
f) JRV Prescott and G Triggs (2008), International Frontiers and
Boundaries: Law, Politics and
Geography, Martinus Nijhoff, Leiden, 2008, p: vii. (book)
g) Richard Schofield (with Elizabeth Evans) [ed.] (2009/10) Arabian
Boundaries: New Documents,
1966-1975, Cambridge University Press, in 18 volumes [16 text and 2
map volumes: books].
h) Richard Schofield (2011) "The crystallisation of a complex territorial
dispute: Britain and the
Saudi-Abu Dhabi borderland, 1966-71", Journal of Arabian Studies,
1(1): 27-51. doi:
10.1080/21534764.2011.576047 (article)
Details of the impact
The unit's research and its presentation in court clearly informed the
Permanent Court of
Arbitration's pronouncement on the boundary evolution process, the latest
in international law to
define (and distinguish between) allocation, delimitation and demarcation.
Schofield's evidence
wholly informed the definition of delimitation provided by the PCA in its
Final Award of 22nd July
2009:
"As explained by Professor Schofield, there are three stages in a
boundary's evolution:
allocation, delimitation and demarcation. Allocation deals with allocating
territory and not
the actual boundary, while demarcation simply physically marks out the
boundary on the
ground. Delimitation, quite differently, is when the line is established
and specified. It
requires "an executive act" of determining where the actual boundary line
should be, and
calls for a detailed description of the location of a boundary line"
(source ii).
Arriving at a defensible territorial definition for Abyei was crucial to
Southern Sudan's peaceful
emergence as an independent state. In both the unit's joint expert report
of February 2009
(reference c) and in his testimony before the PCA during April 2009
(sources iii and iv), Schofield
provided the principal expert defence against arguments made by the
Government of Sudan that
the Bahr al Arab river should today constitute a northern boundary for
Abyei province on the basis
that this constituted an inter-provincial colonial delimitation in 1905.
Had these claims succeeded,
Abyei might well have been left with a massively diminished territorial
extent and prospects for the
emergence of a sovereign south hugely complicated. Ultimately they were
blunted by arguments,
defended by Schofield in court (sources iii and iv), that highlighted the
geographical uncertainty
that prevailed in the early twentieth century and the confused colonial
knowledge of the time
(source v).
Detail and context:
Schofield's has advised governments (including Barbados, Bahrain, Jordan
and Yemen), emerging
states (Palestine), law firms and international oil companies on
territorial questions. His
publications have been base references for the settlement of significant
and complex territorial
disputes — notably the UN Secretary-General's 1991-1993 treatment of
Iraq-Kuwait (reference d)
and others such as Saudi Arabia-Yemen (summarised in reference e).
This expert track record, reinforced during 2009 with Cambridge
University Press's publication of
Schofield's major documentary anthology on Middle Eastern boundaries
during decolonisation
(reference g), led leading law firm, Wilmer Cutler Pickering Hale and Dorr
LLP to approach the unit
to undertake specific historical and geographical research on behalf of
the SPLM/A in autumn
2008. Its resultant study on boundaries and hydrology was undertaken via
the specialised
research consultancy, Menas Borders Limited (reference c). Schofield's
characterisation of the
vagaries of British policy towards boundary questions at the turn of the
twentieth century came
under scrutiny during the PCA hearings, convened at the Peace Palace in
The Hague during April
2009. Here he presented and defended his arguments under cross-examination
as the expert
witness on imperial boundary-drawing for the SPLM/A (sources iii and iv).
More than just a territorial case, the Abyei arbitration had been unusual
in a number of ways. The
PCA's decision of July 2009 on the territorial extent of Abyei has
foreshadowed the future
international boundary between Sudan and Southern Sudan. The case
effectively revolved around
defining the territorial extent of a people (the Ngok Dinka) as they
existed back in 1905, only 7
years after the Anglo-Egyptian Condominium Government was formed. The GoS
tried to argue that
a provincial boundary existed along the Bahr al-Arab river at this time
that should define the Abyei
region today. Relying upon Schofield as its expert witness on delimitation
questions (sources iii
and iv), the SPLM/A countered that there was far too much uncertainty to
make such an assertion.
The available historical record showed that Britain had been confused as
to the identity of the
various water courses, that it was unfamiliar with the pertaining physical
environment (highlighted
in court by fellow SPLM/A expert witness, Allan [source iv]) and that the
evidence for Sudanese
arguments remained flimsy and contradictory. Certainly, no executive act
of delimitation had been
enacted by 1905. Ultimately, in an effective vindication of Schofield's
arguments concerning
uncertainty (source v), virtually all the riverain systems of central
southern Sudan (including those
to the north of the Bahr al-Arab) were recognized as belonging within the
Abyei region defined by
the PCA's Abyei judgement of 22nd July 2009. The live broadcast
of the hearings stage via
streaming on the PCA website (for the first time in its history) was
watched by a sizeable audience
in Sudan, both in the north and south.
The Permanent Court of Arbitration's arrival at a more sustainable and
equitable territorial formula
for Abyei province, one that would be welcomed instantly by both sides in
the summer of 2009,
clearly derived from its regionally-sensitised treatment of delimitation
and its critical assessment of
the historical and colonial record. Not only did the Abyei award
materially advance the prospects
for regional peace and security by establishing the territorial framework
for Southern Sudan's
emergence as an independent state, but its considered treatment of
historical delimitation
questions may point the way forward for the settlement of future,
analogous postcolonial disputes.
Sources to corroborate the impact
Sources i-iv available at: www.pca-cpa.org
5i In the Matter of an Ad Hoc Arbitration pursuant to the
Arbitration Agreement in The Hague, The
Netherlands between the Government of Sudan versus the Sudan People's
Liberation
Movement/Army, PCA No. GOS-SPLM 53991: The Sudan People's Liberation
Movement/Army
Rejoinder, 28th February 2009.
5ii In the Matter of..., PCA No. GOS-SPLM 53991: Final Award, 22nd
July 2009, note 885, paras
477-478, p: 169.
5iii In the Matter of...SPLM/A Oral Pleadings, April 22 2009.
Transcr. 121/03-122/02.
www.kcl.ac.uk/innovation/REF/UoA17/Schofield-Evidence.pdf
5iv Richard Schofield's appearance as a witness on the morning of
Wednesday 22nd April 2009: for
webcast of oral pleadings: http://www.pca-cpa.org/showpage.asp?pag_id=1318;
for Schofield's
appearance in Part II of the morning session, see the last quarter of the
stream on the following
page: http://www.wx4all.net/pca/22-04-2009_6.2.html
5v Letter from a Partner at Dechert LLP, 8 November 2013, which
confirms Schofield's written
evidence and oral testimony via expert report to the tribunal.