Influencing the widespread adoption of pneumococcal conjugate vaccines in low- and middle-income countries
Submitting Institution
London School of Hygiene & Tropical MedicineUnit of Assessment
Public Health, Health Services and Primary CareSummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Clinical Sciences, Public Health and Health Services
Summary of the impact
A trial of a pneumococcal conjugate vaccine (PCV) coordinated by
Greenwood (LSHTM) and
conducted in Gambian infants, showed a significant reduction in invasive
pneumococcal disease,
severe pneumonia, hospital admissions and deaths in vaccinated children.
These results played an
important role in encouraging WHO to recommend the introduction of a PCV
into the routine
immunisation programme of all countries with a high child mortality.
Fifty-one GAVI eligible
countries have now introduced, or made a commitment to introduce, a PCV
into their routine infant
immunisation programme with the consequent saving of many young lives.
Underpinning research
Pneumonia causes over 1m deaths each year in children, with nearly all
occurring in the
developing world. Streptococcus pneumoniae (the pneumococcus) is
the most important cause of
severe pneumonia in children. Developing a vaccine that could prevent
pneumococcal infections in
young children is, therefore, a high public health priority. Initial
vaccines based on the capsular
polysaccharide of the pneumococcus were not effective as they induced only
a poor immune
response in young children. Coupling of capsular polysaccharides to a
protein to produce a PCV
overcame this problem. Initial trials of a 7-valent PCV (Prevenar®)
in the USA showed that this
vaccine was highly effective in protecting vaccinated infants and
unvaccinated members of their
family by preventing nasopharyngeal carriage and thus interrupting
transmission. Whether a PCV
would be equally effective in developing countries was unknown. To
investigate this, a trial of a 9-valent
PCV was undertaken in The Gambia, West Africa,3.1 the first
large-scale trial of a PCV to be
undertaken in a low-income country (a parallel study was undertaken in
Soweto, South Africa).
The Gambian phase 3 trial built on many years of background work,
including a series of phase 2
trials of prototype PCVs conducted during the period 1994-1999. These
trials, funded largely by
NIH, were coordinated by Brian Greenwood who was director of the MRC Unit,
The Gambia until
1996 when he took up a chair at LSHTM. These pilot trials demonstrated the
safety and
immunogenicity of PCVs in African infants for the first time.3.2,3.3,3.4
They also showed that PCVs
reduced nasopharyngeal carriage of pneumococci of vaccine serotype but
that these bacteria were
replaced in the nasopharynx by pneumococci of serotypes not represented in
the vaccine,3.3 the
first description of a phenomenon known as `serotype replacement' which
has subsequently posed
a major challenge to the effectiveness of PCVs in many countries,
including the UK.
The Gambian phase 3 PCV trial undertaken in Upper River Region during
2000-2004 was a
partnership between the MRC Laboratories, The Gambia and LSHTM. It was
designed and
planned by Greenwood. The study was led by Felicity Cutts (honorary LSHTM
staff). Professor
Shabbar Jaffar (joined LSHTM 1996, then Lecturer) provided statistical
support on study design
and undertook the trial analysis. During the trial, 17,437 infants were
given either three doses of a
9-valent PCV or placebo at the ages of approximately 6, 10 and 14 weeks.3.1
The vaccine was safe
and immunogenic.3.5 During 30 months of follow-up, the vaccine
reduced invasive pneumococcal
disease of vaccine serotype by 77%, severe pneumonia by 37%, hospital
admissions by 15% and
mortality by 16%. The vaccine reduced nasopharyngeal carriage of
pneumococci of vaccine
serotype with an increase in carriage of pneumococci of non-vaccine
serotype.3.6 The trial provided
data that allowed the cost effectiveness of introducing PCVs to be
evaluated.
References to the research
3.1 Cutts, FT, Zaman, SMA, Enwere, G, Jaffar, S, Levine, OS, Okoko, JB,
Oluwalana, C, Vaughan, A,
Obaro, SK, Leach, A, McAdam, KP, Biney, E, Saaka, M, Onwuchekwa, U,
Yallop, F, Pierce, NF,
Greenwood, BM & Adegbola, RA 2005, `Efficacy of nine-valent
pneumococcal conjugate vaccine
against pneumonia and invasive pneumococcal disease in The Gambia:
randomised, double-blind,
placebo-controlled trial', Lancet; vol. 365, no. 9465,
pp.1139-1146, doi:10.1016/S0140-6736(05)71876-6.
Citation count:432
3.2 Leach, A, Ceesay, SJ, Banya WAS and Greenwood, BM (1996) Pilot trial
of a pentavalent
pneumococcal polysaccharide/protein conjugate vaccine in Gambian infants,
Pediatric Infectious
Disease Journal, 15(4): 333-339,
doi:10.1097/00006454-199604000-00010. Citation count: 71
3.3 Obaro, SK, Adegbola, RA, Banya, WAS and Greenwood, BM (1996) Carriage
of pneumococci
after pneumococcal vaccination, Lancet, 348(9022): 271-272,
doi:10.1016/S0140-6736(05)65585-7.
Citation count: 218
3.4 Obaro, SK, Adegbola, RA, Chang, I, Banya, WAS, Jaffar S, McAdam KWJP
and Greenwood, BM
(2000) Safety and immunogenicity of a nonavalent pneumococcal vaccine
conjugated to CRM197
administered simultaneously but in a separate syringe with diphtheria,
tetanus and pertussis vaccines
in Gambian infants, Pediatric Infectious Disease Journal, 19(5):
463-469,
http://journals.lww.com/pidj/pages/articleviewer.aspx?year=2000&issue=05000&article=00014&type=abstract
(accessed 23 September 2013). Citation count: 55
3.5 Saaka, M, Okoko, BJ, Kohberger, RC, Jaffar, S, Enwere, G, Biney, EE,
Oluwalana, C,
Vaughan, A, Zaman, SMA, Asthon, L, Goldblatt, D, Greenwood, BM, Cutts, FT
and Adegbola RA
(2008) Immunogenicity and serotype-specific efficacy of a 9-valent
pneumococcal conjugate
vaccine (PCV-9) determined during an efficacy trial in The Gambia, Vaccine,
26(29-30): 3719-3726,
doi:10.1016/j.vaccine.2008.04.066. Citation count: 24
3.6 Cheung, YB, Zaman, SMA, Nsekpong, ED, Van Beneden, CA, Adegbola, RA,
Greenwood, B
and Cutts, FT (2009) Nasopharyngeal carriage of Streptococcus
pneumoniae in Gambian children
who participated in a 9-valent pneumococcal conjugate vaccine trial and in
their younger siblings,
Pediatric Infectious Disease Journal, 28(11): 990-995,
doi:10.1097/INF.0b013e3181a78185.
Citation count: 23
Key grants
The project was funded through a consortium supported by NIAID, WHO, the
Children's Vaccine
Programme at PATH, USAID and the UK MRC. Vaccines were donated by Wyeth
Vaccines. The
grant ran from 2000-2005. The total value of the grant made to the MRC
unit The Gambia was
approximately US$10,000,000 with a subcontract of $557,000 to LSHTM.
Details of the impact
The Gambia
The Gambian phase 3 PCV trial was conducted in close collaboration with
the Ministry of Health.
The results of the trial were immediately available to the Ministry (2005)
and it took a decision to
introduce a PCV into the routine infant immunisation programme of The
Gambia as soon as
vaccine became available. Wyeth Lederle stopped production of the 9-valent
vaccine shortly after
completion of the Gambian and South African trials but made a donation of
the 7-valent vaccine
(Prevenar®) used in the USA to the Gambian Ministry of Health
in 2009. This allowed introduction
of this vaccine into the routine immunisation programme of The Gambia,
only the second country
in sub-Saharan Africa (after Rwanda) to take this step. In 2011, with
financial support from GAVI,
the seven-valent vaccine, which lacks some of the key serotypes needed for
a maximally effective
pneumococcal conjugate vaccine in Africa, was replaced by a 13-valent
vaccine. The impact on
mortality and morbidity of introducing PCVs into a national infant
immunisation programme in
Africa is currently being studied in detail in Upper River Region, The
Gambia, with support from the
Bill and Melinda Gates Foundation. It is too early to determine the extent
of the impact on mortality
and morbidity of this vaccine, which has now been received by nearly
100,000 Gambian infants,
but it is likely that many lives have already been saved.
Internationally
The results of the Gambian phase 3 trial, together with those of the
parallel study undertaken in
South Africa, provided key information which led the WHO Strategic
Advisory Group of Experts
(SAGE) committee to recommend to WHO that pneumococcal conjugate vaccines
should be
introduced into the routine infant immunisation programmes of all
countries with a high child
mortality. This recommendation was accepted by WHO in 2007, with the
findings of the Gambian
trial being influential in this decision.5.1,5.2 The unique
evidence provided from The Gambia of an
effect on mortality proved especially influential. Economic data collected
during the Gambian trial
allowed demonstration that deployment of the vaccine in developing
countries would be highly cost
effective5.3 and this information also contributed to the
positive recommendation by SAGE.
Because of their complex nature, PCVs are relatively expensive and so
there were concerns
whether it would be possible to implement the WHO recommendation in some
of the poorest
countries of the world where PCVs would be most effective. However,
substantial progress has
been made in achieving this goal through the financial support obtained
for the introduction of new
vaccines in poor countries provided through GAVI and the Advanced Market
Commitment5.4 (an
innovative financing method which guarantees a market if a vaccine or
medicine is successfully
developed). By 31 March 2013, 24 GAVI-eligible countries had introduced a
PCV into their routine
immunisation programme (8 of these were supported by the Advanced Market
Commitment), and
a further 27 countries were approved by GAVI for introduction, including
nearly all countries in sub-Saharan
Africa,5.5 a dramatic uptake over a period of only three years.5.6
PCVs would have been introduced into most developing counties eventually,
but experience with
hepatitis B and Haemophilus influenzae type B vaccines indicates
that the lag between uptake in
industrialised and developing countries may be up to 15 years. PCVs are
being introduced more
rapidly than this as the international community has found better ways of
accelerating the uptake of
new vaccines. A strong case can be made that the Gambian PCV trial has
played an important
part in achieving this success and thus helped in saving many thousands of
young lives in poor
countries which would otherwise have been lost to pneumococcal infection.5.7
Sources to corroborate the impact
5.1 Coordinator, Programme and Impact Monitoring, Immunisation, Vaccines
and Biologicals,
WHO.
5.2 Former chair, WHO SAGE committee.
5.3 Sinha, A, Levine, O, Knoll, MD, Muhib, F and Lieu, TA (2007)
Cost-effectiveness of
pneumococcal conjugate vaccination in the prevention of child mortality:
an international economic
analysis, Lancet, 369(9559): 389-396,
doi:10.1016/S0140-6736(07)60195-0 (see p. 391).
5.4 Director, Vaccine Delivery, Bill & Melinda Gates Foundation.
5.5 GAVI Alliance Secretariat (2013) Advance Market Commitment for
Pneumococcal Vaccines:
Annual Report 1 April 2012 -31 March 2013 (sections 2.3-2.4),
http://www.gavialliance.org/funding/pneumococcal-amc/.
5.6 http://www.gavialliance.org/support/nvs/pneumococcal/
— see pneumococcal factsheet and/or
http://www.gavialliance.org/results/goal-level-indicators/vaccine-goal-indicators/.
5.7 Levine, OS, Bloom, DE, Cherian, T, de Quadros, C, Sow, S, Wecker, J,
Duclos, P and
Greenwood, B (2011) The future of immunisation policy, implementation, and
financing, Lancet,
378(9789): 439-448, doi:10.1016/S0140-6736(11)60406-6 (see p. 442).