Recovery of cod stocks in the North Sea achieved by a change in EU fisheries policy driven by evidence from mathematical models
Submitting Institution
University of StrathclydeUnit of Assessment
Mathematical SciencesSummary Impact Type
EnvironmentalResearch Subject Area(s)
Environmental Sciences: Environmental Science and Management
Biological Sciences: Ecology
Summary of the impact
In 2012, cod stocks in the North Sea were assessed as having recovered
almost to a level at which their viability is considered to be safe. This
recovery followed 3 decades of progressive depletion to only 50% of the
safety threshold of abundance. Achieving this recovery required the EU to
abandon an earlier `closed area' policy banning fishing in selected areas
of the North Sea, and instead enforce drastic cuts in overall activity on
national fishing fleets. The policy change was prompted in part by
predictions from mathematical modelling of cod populations by researchers
at Strathclyde, showing that the `closed area' policy was unlikely to be
an effective strategy for recovery. The recovery has so far restored £17
million in annual value to the fishery.
Underpinning research
Context: Simulating spatial patterns in the demography of mobile
species is particularly challenging and a general problem in mathematical
ecology. However, validated models of this type are extremely powerful
tools since they provide a means of conducting virtual experiments to
diagnose the key factors affecting populations. This includes predicting
the consequences of climate change and, for commercially exploitable taxa,
changes in spatial patterns of harvesting. The research described here
provided a significant advance in capability in this area and was used to
support a policy change in fisheries management.
Key Research Findings: [Numbers in parentheses refer to
research articles listed in Section 3] A numerical technique for
modelling spatial populations was developed during two NERC research
grants between 2000 and 2006 [1]. The technique was used to simulate the
spatial distribution and population dynamics of a marine plankton species
(Calanus finmarchicus) which is particularly abundant in the North
Atlantic Ocean and is an indicator species for impacts of climate change
[2]. The life cycle involves spawning, development and dispersal by ocean
currents in the surface waters during spring and summer, alternating with
a dormant phase at depths of >600 m in the winter. The modelling
technique was able to represent these developmental and dispersal
processes at a spatial resolution of a few tens of kilometres over the
whole North Atlantic, combining data on water currents and temperatures
from an ocean circulation model, and on the food of Calanus from
satellite remote sensing archives [3].
The modelling technique was then used to simulate the spatial population
dynamics of cod in the North Sea during a Defra funded research project
(2001-2005) [4], building on a body of work on the mathematics of growth
in fish [5]. It was fitted to cod distributions derived by statistical
analyses of survey data [6] as part of an EU funded project, and explained
changes in cod distribution in terms of temperature, migration behaviour,
and spatial patterns of fishing. On the basis of this capability, Defra
commissioned researchers at Strathclyde to simulate the effects of
imposing fishing moratoria in various configurations of spatial regions
(marine protected areas) in the North Sea as part of the evidence base for
a policy consultation by the EU Commission.
The development of this modelling technique [1], combining mathematical
representations of key biological processes with spatial resolution, was a
major technical achievement and a significant advance in the field. A key
finding of the research on Calanus [2] was that sub-regions of
high population abundance around the North Atlantic are interconnected by
passive transport of Calanus life stages. Key findings from the
research on cod were that transport of eggs and larvae by water currents,
and active migrations of adults to spawning sites were major factors in
maintaining the spatial structure of the stock [4]. Displacement of
fishing effort from small scale closed areas into the remaining open
spaces negated any beneficial effect of the closure as a conservation
measure. The models predicted that the most effective action for stock
conservation was to reduce the overall regional fishing effort.
The research was published in leading marine science journals,
specifically those with top ten impact factors in the "Fisheries" category
such as the Canadian Journal of Fisheries and Aquatic Science and
Fisheries Oceanography or the second top journal in the "Zoology"
category, the Journal of Animal Ecology. The novel technical
aspects of these models have also been published in leading mathematical
and statistical journals (Bulletin of Mathematical Biology, Journal
of the Royal Statistical Society: Series C.).
Key researchers at the University of Strathclyde:
The research was originally conceived and led by W.S.C Gurney (Professor
in Department of Mathematics in 2000; retired 2011, then part-time
contract until 2014) and continues under the leadership of Professor M.
Heath, who was involved in the project during previous employment at
Marine Scotland Science, joining the University of Strathclyde in 2010.
Dr D. Speirs (postdoctoral researcher) worked on the spatial modelling of
Calanus in the North Atlantic during 2000-2006. Dr J. Bridson nee Andrews
(postdoctoral researcher 2001-2006) worked on developing the model to
represent cod in the North Sea. E. McKenzie (Professor of Mathematics
2001; retired 2011) and Dr R. Hedger (postdoctoral researcher 1999-2002)
contributed the statistical analysis of cod data.
Key collaborators at other institutions:
Calanus modelling — University of St Andrews (S. Woods and E.
Clarke)
Cod modelling — Centre for Environment, Fisheries and Aquaculture
Science, Lowestoft (C. Darby and C. O'Brien); Marine Scotland Science,
Aberdeen (M. Heath, now University of Strathclyde member of staff, and P.
Wright)
References to the research
References 1, 2 and 3 best exemplify the quality of the underpinning
research
1. Gurney, W.S.C., Speirs, D.C., Wood, S.N., Clarke, E.D. and
Heath, M.R. (2001). Simulating spatially and physiologically structured
populations. Journal of Animal Ecology 70, 881-894.
2. Speirs, D., Gurney, W.S.C., Heath, M.R., Horbelt, W., Wood, S.
and de Cuevas, A. (2006). Ocean-scale modelling of the distribution,
abundance, and seasonal dynamics of the copepod Calanus
finmarchicus. Marine Ecology Progress Series 131, 183-192.
3. Clarke, E.D., Speirs, D.C., Heath, M.R., Wood, S.N., Gurney,
W.S.G., Holmes, S.J. (2006). Calibrating remote sensed chlorophyll a
data using penalized regression splines. Journal of the Royal
Statistical Society: Series C (Applied Statistics) 55(3) 331-353.
4. Andrews, J.M., Gurney, W.S.C., Heath, M.R.,Gallego, A., O'Brien, C.M.,
Darby C. and Tyldesley, G. (2006). Modelling the spatial
demography of cod on the European continental shelf. Canadian Journal
of Fisheries and Aquatic Sciences, 63, 1027-1048.
5. Gurney W.S.C., Veitch R. (2007). The dynamics of size at age
variability. Bulletin of Mathematical Biology 69, 861-885.
6. Hedger, R., McKenzie, E., Heath, M., Wright, P., Scott, B., Gallego,A.
and Bridson, J. 2004. Analysis of the spatial distributions of mature cod
(Gadus morhua) and haddock (Melanogrammus aeglefinus) abundance in the
North Sea (1980-1999) using Generalised Additive Models. Fisheries
Research 70, 17-25.
Other evidence for quality of research (grants, patents etc.)
The research group at Strathclyde developed and supported its research
programme, and continues to do so, on the basis of competitive funding
from NERC and Defra. Development of the initial model methodology was
supported by two consortium grants (2000-2004, £593k), led by Strathclyde,
from the NERC Marine Productivity Thematic Programme. Further development
of the models to investigate cod populations was carried out in a
Strathclyde led consortium project funded by Defra (2000-2003, £500k). On
the basis of this, Defra commissioned the targeted research on closed
areas which ultimately yielded the impact on cod stock recovery.
Additional relevant funding has been a stake in an EU project on North
Atlantic cod (1998-2001, EU-FAIR-CT98-4122, consortium total award 1.13M
Euro), and the research has continued under a NERC consortium grant from
the Sustainable Marine Bioresources programme (2009-2012, £114,363 to
Strathclyde).
Details of the impact
Process from research to impact
In the early 1990's, the International Council for the Exploration of the
Sea (ICES) viewed cod stocks in the North Sea to be in a declining state
and consistently advised cuts in fishing, to the point of recommending
zero Total Allowable Catch (TAC). Nevertheless, the EU Council of
Ministers consistently agreed on TAC's in excess of the scientific advice.
The problem was that cod were caught in a mixed-species fishery so vessels
fishing for other species could not avoid catching cod regardless of
whether they were legally allowed to land them. Zero TAC for cod would
have effectively closed the North Sea for all demersal fisheries with
severe economic consequences. However, in 2000 the Commission was asked to
seek additional conservation measures that might protect cod whilst
enabling a continuing fishery for other species. The first of these, in
2001, was the emergency establishment of `closed areas' containing high
densities of cod, where fishing for all species was prohibited [Source A].
The Commission then sought scientific advice from member states as to
whether the 2001 closed areas were likely to be effective in promoting
stock recovery. In the UK, Defra then commissioned the research at
Strathclyde into spatial simulation modelling methods for cod in the North
Sea, as a means of analysing the effectiveness of the closed area
strategy. The resulting advice from Strathclyde was that simply closing
selected areas to fishing was unlikely to be effective due to displacement
of effort into neighbouring regions. The most effective measure was
permanent removal of fishing capacity from the system [Source C]. These
results formed part of the UK evidence supplied to the Commission [Source
D] and, on the basis of this evidence, the Commission abandoned the closed
area policy in 2004 and instead implemented the `Cod Recovery Plan'
[Source B].
Impact on the state of cod stocks, 2008-2012:
Although the Recovery Plan was implemented in 2004 significant impact on
cod numbers was not expected to be seen for a number of years, and the aim
was to reverse the decline of stocks by 2009. Annual stock assessments
showed that the decline was successfully halted by 2007 and by 2012 the
stock in the North Sea had recovered to just below the level at which its
viability is considered to be at risk [Source E].
Impact on fisheries policy, 2004-2012:
The Recovery Plan required EU member states to enforce drastic reductions
in catch quotas for cod and overall fishing capacity [Source F]. In the
case of the UK this was achieved by a scheme for decommissioning vessels
and restricting the permitted number of days a vessel was allowed to spend
at sea [Source G].
Economic impact:
The peak value of the North Sea cod fishery was more than £450 million
per annum in the late 1970's (first sale value, standardised by the
Consumer Price Index to year 2000). However, this was not sustainable and
resulted in the overfishing which caused the decline in stocks. Current
estimates of the long-term sustainable value are around £150 million per
year. Between 1978 and 2007 the first sale value of cod landings declined
by an average £14 million per year to a minimum of less than £35 million.
Since 2008 the quay-side value has increased, and by 2011 the Recovery
Plan and its successors had restored the annual value of the North Sea cod
landings to £52 million. Hence, the Strathclyde research contributed to a
£17 million per annum increase in the value of the cod fishery by 2011
compared to the low-point in 2007. The UK share of this international
fishery is around 45%.[Source H]
Public awareness of recovery of cod stocks:
The crisis in the fishing industry precipitated by the Closed Area Policy
and the Recovery Plan attracted media attention and raised public
awareness of the state of the stocks. High profile conservation campaigns
encouraged consumers to avoid buying cod. However there is evidence that
public opinion now recognises that cod stocks are recovering. Recent media
interest, for example via the BBC [Source I], reports that Barrie Deas,
the Chief Executive of the National Federation of Fishermen's
Organisations, which represents fisherman in England, Wales and Northern
Ireland, told Radio 4's Today programme that the recovery of stocks was a
"dramatic turnaround ...I think a major part of it is there are fewer
vessels out there. There have been big decommissioning schemes. There's
also been a change in the mindset in the industry. We work very closely
with the scientists now." Another recent example of media interest
was an item in the Daily Telegraph (10th June 2013) quoting
Richard Benyon, the Fisheries Minister, as saying: "We should not be
complacent, there is still a long way to go, but this is really good
news. People can eat cod without feeling guilty because there are large
quantities being caught further north, and our cod stocks in the North
Sea are recovering. Much of the credit for this must rest with the
fishermen who have introduced a vast number of [sustainable fishing]
measures" [Source J]. This reflects both the impact of the Recovery
Plan, and the extent of public awareness of the issue.
Reach and significance: The impact extended through the UK
government fisheries agencies (Defra and Marine Scotland), to the EU
Commission [B,C,D]. Cod is the most important fish species targeted by
trawl fisheries in the North Sea [E], and the crisis in the fishing
industry associated with its decline and recovery raised public awareness
of the research that underpins fisheries policy [I,J]. The short-term
hardship (due to curtailed fishing opportunities [G]) and the accruing
economic benefits due to recovering cod stocks [H] are being felt by
fishing communities and industries throughout Europe and Norway which have
an economic interest in the North Sea demersal fisheries. The general
public are now more aware that cod stocks are recovering.
Sources to corroborate the impact
A. Commission Regulation (EC) No 259/2001 of 7 February 2001 establishing
measures for the recovery of the stock of cod in the North Sea (ICES
subarea IV) and associated conditions for the control of activities of
fishing vessels.
http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2001:039:0007:0010:EN:PDF
B. EU Council Regulation (EC) No 423/2004 of 26 February 2004
establishing measures for the recovery of cod stocks
http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2004:070:0008:0011:EN:PDF
C. Darby C., Hutton T., Andrews J., Gurney W.S.C., Beveridge D., Hiddinck
J.G. (2006) Investigations into closed area management of the North Sea
cod. Cefas Contract report, p62-75. (Peer reviewed final report from a
research project commissioned by Defra to investigate the effectiveness of
closed area policies for conserving cod using the Strathclyde model —
Defra Reference: SFCD15, January-May 2005).
D. D.
http://www.cefas.co.uk/publications/files/EU_Norway_expert_gp_codrecovery-may-2003.pdf
STECF meeting on cod assessment and technical measures, Brussels, 28
April-7 May 2003 127 pp.
E. ICES (2012). Advice Book 2012. Section 6.4.2 Cod in Subarea IV (North
Sea), Division VIId (Eastern Channel), and IIIa West (Skagerrak)
http://www.ices.dk/sites/pub/PublicationReports/ICES Advice/2012/ICES ADVICE 2012 BOOK 6.pdf
F. Council Regulation (EC) No 1342/2008 of 18 December 2008 establishing
a long-term plan for cod stocks and the fisheries exploiting those stocks
and repealing Regulation (EC) No 423/2004
http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=CELEX:32008R1342:EN:NOT
G. Almond, S & Thomas, B. 2011. The UK fishing industry in 2010.
Structure and activity. UK Marine Management Organisation, 62pp.
http://marinemanagement.org.uk/fisheries/statistics/documents/ukseafish/2010/structure_ac
tivity.pdf
H. Evidence derived from: Almond, S & Thomas, B. 2011. The UK Sea
Fisheries Statistics 2010. UK Marine Management Organisation, 158pp.
http://www.marinemanagement.org.uk/fisheries/statistics/documents/ukseafish/2010/final.pdf
I. http://www.bbc.co.uk/news/science-environment-22820162
BBC coverage of cod recovery
J. Article in The Telegraph, 10 June 2013: Britons "Should not feel
guilty about eating cod". (http://www.telegraph.co.uk/earth/wildlife/10108952/Britons-should-not-feel-guilty-about-eating-cod.html