Improvements to the practices and procedures of the European Food Safety Authority
Submitting Institution
Kingston UniversityUnit of Assessment
Allied Health Professions, Dentistry, Nursing and PharmacySummary Impact Type
PoliticalResearch Subject Area(s)
Information and Computing Sciences: Information Systems
Medical and Health Sciences: Public Health and Health Services
Summary of the impact
Research at Kingston University into global food safety, led by
Professors Naughton and Petroczi, established new methods of using large
databases to identify risks in the food chain and inform regulatory
action.
Through Professor Naughton's chairmanship of the EFSA External Review
Working Group, this research contributed to improvements in the practices
and procedures of the European Food Safety Authority (EFSA), the main body
providing scientific advice to the European Union on risks in the food
chain. This led to a reduction of around 75% in the number of erroneous
outputs generated by EFSA, with consequent benefits to food safety across
the EU.
Underpinning research
Research conducted at Kingston University (KU) developed quantitative
analytical methods for global food safety datasets with the objective to
inform risk assessments and enhance food safety measures. This was
achieved through application of advanced computational Network Analysis
Tools (NATs) that permit the detection and analysis of information in
complex systems/databases.
Many activities affecting our lives are linked by meaningful
relationships, and their connectivity (e.g. reporting and transgressing
countries for unsafe foods) forms a network. The advances in understanding
the dynamics and structural properties of networks enabled Naughton and
Petroczi to develop the first and only bespoke NAT for food safety to
harness the vast amounts of intelligence available through food safety
mega-databases, which is unfeasible via descriptive statistical methods.
This introduction and application of NATs has resulted in novel
capabilities in data management and methods to exploit the enormous
databases that exist for food safety. Initial work involved identifying
contributions of nations as transgressors (producers of unsafe foods) and
detectors (of unsafe foods) by instantaneous interrogation of the data
highlighting the roles of individual nations [R1, R2]. Further studies
expanded the application with complementary descriptive statistics and a
focus on major classes of contaminant (e.g. mycotoxins, heavy metals,
chemicals and microbes) and food types using a compilation of worldwide
alerts. This identified clusters of transgressor nations to inform
regulatory enforcement measures through targeting key players [R3].
The NAT, in addition to efficient data handling and retrieval in
graph/table form, allows interrogation of detector and transgressor
relationships identifiable between countries, which are ranked using
Google's PageRank and Kleinberg's HITS algorithms. The resultant unbiased
food safety NAT program provides stakeholders (policy makers, health and
food safety authorities, and researchers) with a systematic, rigorous but
user-friendly approach to capture complexity, analyse trends, prepare for
upcoming food safety issues and model possible effects of interventions.
In parallel to the work into the safety of food demand and supply,
Naughton and Petroczi conducted research at the level of consumption. This
evaluated the application of the risk assessment tool Target Hazard
Quotients (THQ) to contaminants, with a focus on heavy metals in beverages
and foodstuffs [R4]. The analysis revealed that the THQ approach to risk
assessment for metal contamination in non-beverage foodstuffs is extremely
limited, due to the infrequent exposure that an individual would
encounter, even when using a multiplying factor for uncertainty.
In order to link the research into global food safety networks and risk
assessment tools, the KU group conducted research into regulatory and
enforcement issues, particularly in relation to food supplements/
additives. This highlighted the need for better quality compliance and
public awareness [R5]. Further insights for regulatory policies were
revealed in a study of the entire EU food safety database (Rapid Alert
System for Food & Feed) from detection perspectives [R6]. This work
highlighted changing patterns and unequal contributions to the database by
EU Member States, with detailed tracking of the varied origins of
notifications across the categories of border controls, company reports,
consumer complaints and official market control. The outcome of this
research showed that our approach affords regulators the opportunity to
reflect upon and adopt best practice across EU Member States.
The research was led by Naughton and Petroczi, from 2006-2012, with a
significant material contribution from Dr Tamas Nepusz. As part of the KU
food safety programme, the group collaborates extensively with
practitioners, and a collaboration with Mr. Glenn Taylor (Head of Coroners
and Scientific Services, Hampshire County Council) has led to joint
publications.
Key researchers (all at KU):
Prof Declan Naughton, Professor of Biomolecular Sciences (2005-present)
Prof Andrea Petroczi, Professor of Public Health (2010-present), Reader
in Public Health (2008-2010), Principal Lecturer (2005-2008)
Dr Tamas Nepusz, Honorary Research Fellow (2009-present), Post Doctoral
Research Assistant (2008-2009)
References to the research
All six research outputs were published in peer reviewed international
journals. The work has been supported by competitive peer reviewed funding
and has led to numerous invitations to present at international meetings
as outlined below. (Abbreviations: Q1 and Q2 identify first and second
quartile journals as defined by Web of Science; IF is the journal's impact
factor.)
[R1] Nepusz T, Petróczi A, Naughton DP (2008) Worldwide food alert
patterns over an eleven month period: A country perspective. BMC Public
Health, 8(308), 1-9. doi: 10.1186/1471-2458-8-308. [Q2; IF =2.5; cited 12
times].
[R2] Nepusz T, Petroczi A, Naughton, DP (2009) Network analytical tool
for monitoring global food safety highlights China. PLoS ONE, 4(8), e6680.
doi: 10.1371/journal.pone.0006680. [Q1; IF =4.5; cited 10 times]
[R3] Nepusz T, Petroczi A, Naughton, DP (2009) Food alert patterns for
metal contamination analyses in seafoods: longitudinal and geographical
perspectives. Environment International, 35(7), 1030-1033. doi:
10.1016/j.envint.2009.05.003. [Q1; IF =5.3; cited 8 times]
[R4] Petroczi A, Naughton DP (2009) Mercury, cadmium and lead
contamination in seafood: a comparative study to evaluate the usefulness
of Target Hazard Quotients. Food and Chemical Toxicology, 47(2), 298-302.
doi: 10.1016/j.fct.2008.11.007. [Q1; IF =3; cited 26 times]
[R5] Petroczi A, Taylor G, Naughton, DP (2011) Mission impossible?
Regulatory and enforcement issues to ensure safety of dietary supplements.
Food and Chemical Toxicology, 49(2), 393-402. doi:
10.1016/j.fct.2010.11.014. [Q1; IF =3; cited 18 times]
[R6] Petroczi A, Taylor G, Nepusz T, Naughton D (2010) Gate keepers of EU
food safety: Four states lead on notification patterns and effectiveness.
Food and Chemical Toxicology, 48(7), 1957-1964. doi:
http://dx.doi.org/10.1016/j.fct.2010.04.043. [Q1; IF =3; cited
8 times]
These publications led to frequent invitations for plenary oral
presentations (e.g. 2010 EFSA-ASEAN meeting `Science supporting Risk
Surveillance of Imports' (Seville, 2010), World Mycotoxin Forum
(Amsterdam, 2010), Association of Public Analysts UK (Sheffield, 2011),
FSA UK `Listen to Future Food' (Royal Society, 2012), Global Food Safety
Conference (Barcelona, 2013) along with reports from a range of creditable
news organisations (e.g. Scientific American).
The development of the multigraph approach to Network Analysis was
supported by a grant from the British Academy (Petroczi, 1/2/2006 - 31/1/2007,
"The relationship between social capital, opinion leadership
and network positions", £7,054)
Details of the impact
The European Food Safety Authority (EFSA) is the main body providing
scientific advice to the European Union on risks in the food chain.
Naughton led an initiative to improve the scientific quality of ESFA's
outputs, resulting in improved processes and procedures and a significant
reduction in flawed outputs.
The vehicle for achieving this impact was the External Review Working
Group (ERWG), which was established in 2009 to audit scientific outputs
generated by EFSA [1,2,8]. Naughton was appointed chair of this group in
2009. His appointment as chair, and his expert contributions to the work
of the group, were based on the underpinning research discussed in
Sections 2 and 3 and drew materially and distinctly upon that research, in
particular the application of risk assessment tools, the study of heavy
metal contamination and trends in food alerts and supplements/additives
[5].
The material impacts occurred as a result of the ERWG annual reviews,
which made detailed recommendations of change to the practices and
procedures of EFSA. By identifying issues relating to EFSA outputs,
procedures and processes during these reviews, a series of recommendations
were proposed to EFSA and were implemented the following year. The major
impact of these scientifically formulated expert recommendations was to
improve processes and procedures, resulting in improvements to the quality
and clarity of EFSA's work.
The 2009 Review contained 7 clusters of recommendations with a focus on
improving: clarity of Terms of Reference, structure of outputs to reflect
recognised risk assessment formats, proof reading, adherence to EFSA
guidelines, and more in-depth consideration of uncertainties and
limitations [1]. These recommendations were implemented by EFSA in 2010
and 2012 [3,6].
As a result of the improvements made by EFSA the number of erroneous
scores made by the reviewers dropped from 6% in 2009 to 1.4% in 2011 as
measured on a comparable basis [3] [4, p. 38][7]. Extrapolating to the
full cohort of outputs produced annually by EFSA, this change represents
the significant decrease from some 80 flawed outputs to around 20.
The 2011 Review made 13 recommendations and highlighted 9 key issues that
led to low scores [3]. Specific emphasis was placed on the issues which
were deemed to limit the quality of EFSA's outputs: i) a lack of clarity
of databases used for the identification of reference material, ii) weak
conclusions, without concrete evidence, iii) deficiencies in referencing
and availability of original documentation, iv) deficiencies in synthesis
and analysis, v) limited consideration of uncertainties and final
integrated risk assessments, and vi) inadequate summaries which exclude
important critical parameters. EFSA implemented changes based upon the
recommendations of the ERWG which led to improved processes and
procedures, resulting in improvements to the quality of EFSA's work and
its ability to guide stakeholders to improve food safety [5,6].
The work of EFSA directly affects food safety in the EU, impacting on the
daily lives of over 600 million citizens, and also influences policy in
countries outside the EU. EFSA answers some 700 formal questions per
annum, mainly arising from the EC, Member States and Industry with a range
of functions including risk assessment, informing new laws and the
licensing of new food constituents.
Stakeholders with direct reliance on EFSA guidance to inform decision
making in food safety, risk assessment and health claims are widely
dispersed across the EU and include the EC, European Parliament, National
Risk Managers and Assessors, NGOs, Scientific Organisations, Food Industry
Managers, and Consumer Organisations [4, pp 245-270]. These parties attest
to the contribution EFSA makes to their safety work [4, pp. 267-312].
For example, 90% of the responses from National Risk Managers stated they
had benefited from taking part in EFSA Advisory Forums [4, p. 286] and 71
% of the sample registered a reduction in their own risk assessment
activities after the creation of EFSA, with 77.4% stating their national
food safety authority benefits from EFSA in terms of cost savings [4, p.
289].
The ERWG contribution, with significant leadership from Naughton and
scientific contributions based on his research, was to reduce by around
75% the number of erroneous outputs produced by EFSA. This has improved
the quality of the scientific advice provided by EFSA to EU stakeholders,
with consequent reductions in food risk for EU citizens.
Sources to corroborate the impact
[1] Annual Report of EFSA Quality Manager, 2009
http://www.efsa.europa.eu/fr/corporate/doc/qmr09.pdf
[2] EFSA Journal Editorial Policy, 2013
http://www.efsa.europa.eu/en/about/docs/Journaledpolicy.pdf
[3] Annual Report of EFSA Quality Manager, 2011
http://www.efsa.europa.eu/fr/corporate/doc/qmr11.pdf
[4] External Evaluation of EFSA, Final Report (Ernst & Young)
http://www.efsa.europa.eu/en/keydocs/docs/efsafinalreport.pdf
[5] 56th Meeting of EFSA's Management Board
http://www.efsa.europa.eu/en/mb130314/docs/mb130314-m.pdf
[6] EFSA's Executive Director Progress Report
http://www.efsa.europa.eu/en/mb130314/docs/mb130314-ax3.pdf
[7] 2002 - 2012 EFSA success and challenges: Dr. Stef Bronzwaer
Science Strategy & Coordination Directorate
http://www.salute.gov.it/imgs/C_17_EventiStampa_144_intervisteRelatori_itemInterviste_2_fileAllegatoIntervista.pdf
[8] Proposal for a Review System for EFSA's Scientific Activities
http://www.efsa.europa.eu/en/efsajournal/doc/526.pdf
Corroborating Contact:
1. EFSA Quality Manager, European Food Safety Authority: Corroborates all
aspects of impact.