POL02 - Putting basic income on the international policy agenda
Submitting Institution
University of YorkUnit of Assessment
Politics and International StudiesSummary Impact Type
SocietalResearch Subject Area(s)
Economics: Applied Economics, Econometrics
Studies In Human Society: Policy and Administration
Summary of the impact
Louise Haagh has played a major role in putting alternative welfare and
employment policy options
on the mainstream agenda. Haagh's comparative empirical research on basic
income (BI) provides
support for an approach to welfare that gives citizens unconditional,
universal economic
entitlements and multiple opportunities, through education, work, and
social care, to acquire the
economic stability needed to help themselves. Haagh has promoted this
approach through a
portfolio of international engagement with policy makers, international
organisations and NGOs:
most notably, the Council of Europe's `Rights of People Experiencing
Poverty' project and its major
guide Living in Dignity in the 21st Century: Poverty, Human Rights and
Democracy; and her work
with the Government of Canada's National Council for Welfare.
Underpinning research
Haagh's research engages with contemporary global debates about welfare
and anti-poverty
strategies. It contributes significantly to our understanding of the
impact of labour and welfare
policy interventions (income assistance, employment policy and labour
market regulation) on the
wellbeing and development of individual citizens and societies. Haagh's
empirical work underpins
the claim that poverty-reduction policies work best when they help
individual citizens to help
themselves. Her research supports the case for a universal BI, that is, an
unconditional right of
citizens to a regular income supported by a host of progressive public
finance measures to
facilitate the realisation of the individual citizen as a responsible,
self-reliant socio-economic agent.
The dominant global policy trend towards more targeted, means-tested and
behaviour-controlled
provision for the poorest groups is founded on empirical claims that the
poor lack incentives to
work if granted unconditional income support. In several linked projects
Haagh has shown that
these claims are unreliable: they depend upon ignoring other salient
factors (e.g. differences
between marginal and non-marginal groups, the impact of conditionality and
stability of income
support, the availability of other sources of opportunity/economic
security such as continuing
education) and so should not ground policy decisions. Haagh's research
shows that the
relationship between economic security and work motivation is mediated by
the availability of
different forms of income support and the opportunities to access it.
These findings rest on a series
of empirical surveys conducted by Haagh in Chile (1992-95), South Korea
(1998-2002), Brazil
(2002-06) and Barbados (2008), funded variously by the British Academy,
Leverhulme Trust and
Nuffield Foundation.
Since 2007, Haagh has focused on welfare reforms in OECD countries
undergoing fiscal austerity.
She has examined the systemic background for the differential performance
of mature capitalist
states. Her findings show that horizontal models of capitalism that
promote a comprehensive and
diversified framework of economic security (prevalent in the Nordic
countries) perform better than
hierarchical models (prevalent in Anglo-Saxon countries and Latin America)
at delivering stable
economic incentives. The combination of progressive taxes and the
promotion of universal
entitlements and low inequality is shown to be most successful in
delivering the political legitimacy
and financial capability necessary for an effective and flexible economic
and welfare system.
Building on these insights, Haagh argues for policies that meet basic
subsistence needs and
facilitate individual capacity to acquire economic stability. Haagh's
research refutes the traditional
arguments for BI that regard it as a partial replacement for comprehensive
social security or/and as
justifying the relatively high levels of income inequality generated in
the less-regulated capitalist
states. Instead, she argues that BI is most effective — and in the long
run more politically viable —
when part of a multifaceted system of policy intervention that promotes
the individual as an
independent economic actor while rejecting individualism in favour of
structures which provide fair
equality of opportunity for all.
Haagh has been at the University of York since 2001 as a Lecturer and
then a Reader.
References to the research
Haagh, L. (2012) `Democracy, Public Finance, and Property Rights in
Economic Stability: How
More Horizontal Capitalism Upscales Freedom for All' in Polity,
(doi:10.1057/pol.2012.16). Peer
reviewed journal — impact factor 0.422 (2012). Submitted in REF2.
Haagh, L. (2011a) 'Working Life, Well-Being and Welfare Reform:
Motivation and Institutions
Revisited', World Development, 39(3): 450-473
(doi:10.1016/j.worlddev.2010.08.014). Peer
reviewed journal — impact factor 1.527 (2012). Submitted in REF2.
Haagh, L. (2011b), 'Basic Income, Social Democracy and Control over
Time', Policy & Politics,
39(1): 43-66. (doi: 10.1332/030557311X546316). Peer reviewed journal —
impact factor 0.697
(2011). Submitted in REF2.
Haagh, L. (2006) 'Equality and Income Security in Market Economies:
What's Wrong with
Insurance?'' in Social Policy and Administration, 40(4): 385-424.
(10.1111/j.1467-9515.2006.00496.x).
Peer reviewed journal — impact factor 0.976 (2012).
Haagh, L. (2002) Citizenship, Labour Markets and Democratization —
Chile and the Modern
Sequence, Basingstoke, Palgrave. (Available on request).
Details of the impact
Haagh's BI research has had a significant impact on national governments,
international
organizations and non-governmental organisations (NGOs). Specifically, her
work has shaped the
policy guidance and practice of Europe's leading human rights
organisation, the Council of Europe
(CoE). Further, her advisory work for the Canadian National Council for
Welfare helped shape the
policy debate on welfare reform in Canada. Haagh's involvement in these
policy forums flows in
part from her membership of the executive committee of the Basic Income
Earth Network, a global
NGO advocating the promotion of BI. The specific impacts outlined here
form part of a wider
portfolio of global engagement, which additionally includes advising the
Brazilian government on
income security, welfare and labour market policy, and working on behalf
of the World Bank with
the Organisation of American States on universal social guarantees.
1) Haagh was engaged in a key expert role by the CoE Social Research,
Cohesion and Early
Warning Division in 2010-13. The CoE has 47 member states and seeks to
develop European-
wide democratic principles based on the European Convention on Human
Rights and related texts
protecting individual rights. Haagh was centrally involved in the CoE's
`Human Rights of People
Experiencing Poverty' project, launched in 2010 and jointly funded by the
European Commission.
The aim of this project was to fight poverty, reduce inequality and
improve human rights in the
aftermath of the 2008 economic crisis. This involved devising a set of
local charters of social
responsibility with five pilot European cities (Charleroi, Covilha,
Mulhouse, Salaspila, Timisoara)
and producing a major policy guide, Living in Dignity in the 21st
Century. The guide was published
in 2013 and launched jointly by the EU Commissioner for Employment, Social
Affairs and Inclusion
and the Secretary-General of the CoE at an international conference held
in Strasbourg
(http://rights-poverty.eu/conference/).
Haagh was selected as one of a group of six academic
experts and four NGO representatives responsible for producing concrete
proposals for the policy
guide and driving the process of forming the local social charters through
a series of meetings,
conferences and policy papers. Haagh's specific contribution to the policy
guide followed directly
from her research. In particular, the final policy recommendations are
based on six pillars, two of
which — equal access to financial resources and the re-establishment of
progressive public finance
— come directly from Haagh's research. First, one of the guide's key
policy proposals is that states
should seriously consider introducing a universal BI as a central tool in
the fight against poverty
and insecurity: the specific treatment of BI in the report (Council of
Europe 2013, pp.197-198) is
based on, and explicitly references, Haagh's work (Haagh 2011b). Second,
the guide advocates
that BI (among other policies) should be implemented within a progressive
system of public finance
and a reworked conceptualisation of the commons. The elaboration of this
idea (Council of Europe
2013, pp.133-154) is, again, based on Haagh's work with the concept of
`progressive public
finance' as delineated in Haagh (2012). According to the Head of the
Social Cohesion Research
and Early Warning Directorate at the CoE, Haagh's `ideas of progressive
public finance, basic
income as a source of property rights in stability, and education and
work as areas of the
commons, have been influential in shaping the debates and policy
discourse ...and in informing the
content of the Council's work and the guide'.
2) Haagh was commissioned by the National Council for Welfare (NCW), an
advisory group on
social development established by statute that reported directly to the
Canadian federal Minister for
Human Resources and Skills Development, to conduct a seminar on BI for its
policy advisors in
2010. This seminar contributed to the process of planning and writing the
NCW report, The Dollars
and Sense of Solving Poverty, published in Autumn 2011. According to
NCW Executive Director,
Haagh played a key role in persuading NCW members of the importance of BI.
The Executive
Director also credits Haagh with influencing NCW Chairperson John Rook and
NCW staff on the
merits of BI and how it might operate in the Canadian context. The impact
claimed here is that
Haagh made a major contribution to shaping the final report and thence the
public debate in
Canada. To quote the NCW Executive Director once more, `what was most
encouraging for the
future of basic income was that a group of people, most of whom were
unaware or even hostile to
the idea, came around dramatically to see its merits (and challenges)'.
The NCW report itself
stimulated active debate in Canada about poverty in general, and has seen
prominent
Conservative politicians (e.g. Senator Segal) and influential commentators
(e.g. Andrew Coyne)
express strong support for both the NCW report in general its focus on
basic income in particular.
Sources to corroborate the impact
Council of Europe (2013) Living in Dignity in the 21st
Century, Strasbourg. (ISBN 978-92-871-7567-0).
Executive summary: http://rights-poverty.eu/guide/
Council of Europe, letters inviting Haagh to act for the Council of
Europe as an expert.
Head of Social Cohesion, Research and Early-warning Division, Directorate
of Human Rights and
Antidiscrimination, Council of Europe. Testimony, 5 June 2012.
Canadian Council of Welfare, The Dollars and Sense of Solving
Poverty, Ottawa: Government of
Canada Publications, http://publications.gc.ca/collections/collection_2011/cnb-ncw/HS54-2-2011-eng.pdf
Correspondence, Executive Director, National Council of Welfare, Canada.
Hugh Segal, `Why Guaranteeing the Poor an Income Will Save Us All in the
End',
http://www.huffingtonpost.ca/hugh-segal/guaranteed-annual-income_b_3037347.html
Andrew Coyne, `A Minimum Income, Not Wage, is a Fairer Way to Distribute
Wealth',
http://business.financialpost.com/2013/04/08/a-minimum-income-not-wage-is-a-fairer-way-to-distribute-wealth/