Reform of the pre-conception welfare principle
Submitting Institution
London School of Economics & Political ScienceUnit of Assessment
LawSummary Impact Type
SocietalResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Law and Legal Studies: Law
Summary of the impact
A core claim in Emily Jackson's 2001 book and 2002 article was that the
process for assessing infertile people's fitness to parent before being
allowed to have fertility treatment was unduly invasive and
discriminatory.
As a result of this research, the process was changed. In the UK,
infertile patients are now presumed to be fit parents, and withholding of
fertility treatment on child welfare grounds is only possible if the child
would be at risk of serious harm. The link between the research and the
policy change is affirmed by Professor Lisa Jardine, chair of the Human
Fertilisation and Embryology Authority (HFEA) between 2008 and 2012.
Underpinning research
Jackson joined the LSE Law Department in 1998, moved to Queen Mary in
2004, and returned to the LSE Law Department in 2007 (all of the
underpinning research relied on in this case study was produced and
published during her time at the LSE). In Regulating Reproduction
(2001), Jackson developed an account of what reproductive autonomy entails
and why it matters. In relation to assisted conception, her claim is that
although there are more opportunities for external scrutiny of decisions
to reproduce when people need external assistance in order to reproduce as
compared with when they reproduce naturally, this does not mean that these
opportunities should be taken. Decisions about whether, when and with whom
to reproduce are of such critical importance to a person's life plan that
the state needs a greater justification for interference with them than
the fact that it can do so relatively easily.
This argument was developed further in the 2002 Modern Law Review
article, `Conception and the Irrelevance of the Welfare Principle', in
which Jackson dismantles the pre-conception welfare principle, embodied in
section 13(5) of the Human Fertilisation and Embryology Act 1990.
According to s. 13(5), clinicians must base their decisions to provide
assisted conception services upon an assessment of the welfare of any
child who might be born as a consequence. This is problematic because it
means that the decision as to whether a child should exist should be based
upon an assessment of whether it is in the child's best interests to
exist. If interpreted literally, it could be used to deny access to
infertility treatment only where non-existence would be preferable to the
life that would be led by these would-be parents' offspring.
This was not the interpretation that had taken hold, however. In 2001,
clinicians were instructed by the HFEA's Code of Practice to take into
account factors such as the would-be parents' commitment to having and
bringing up a child; their ability to provide a stable and supportive
environment and their future ability to look after or provide for a
child's needs.
This prompted Jackson, in her 2002 article, to criticize s. 13(5) further
on the basis that it is in practice impossible for a doctor in a fertility
clinic to carry out the sort of in-depth scrutiny of parental fitness that
is routine in relation to adoption. Assessments of child welfare were not
only often intrusive and unfair but also ineffectual since the clinicians
charged with carrying them out did not have the training or resources to
scrutinize prospective patients' domestic arrangements. She also
criticized s. 13(5) for its inconsistency with existing legal principle —
in relation to tort actions for `wrongful life', the judiciary has been
adamant that existence must always be preferred to non-existence — and
because the application of the pre-conception welfare principle was
random: it did not apply to all clinical decisions to offer assistance
with conception. It would have been unthinkable for parental aptitude to
be addressed before investigating whether a woman's fallopian tubes are
blocked, or supplying her with an ovulation-predictor kit. Why, then, was
it regarded as axiomatic that parental fitness should be assessed before a
clinician took certain other steps to help a couple to conceive?
References to the research
Evidence of quality: Regulating Reproduction was the
winner of the 2002 Society of Legal Scholars' Prize for Outstanding Legal
Scholarship and has elicited over 200 known citations, and more than 10
positive reviews in scholarly journals. LSE Research Online ID: 12980. The
journal article was peer-reviewed. National and international scholars'
reliance on the article can be found at, e.g., (2005) 13 Med. L. Rev. 328;
(2009) 17 Feminist Leg. Studies 333; and (2010) 32 J. Soc. Welfare &
Family Law 275.
Details of the impact
Jackson was appointed to the HFEA in 2003, largely as a result of her
published research, and most notably her 2001 book, Regulating
Reproduction. From 2008 to 2012, she was the HFEA's Deputy Chair.
Since 2003, there has been a number of policy changes in relation to the
pre-conception welfare principle, all of which have brought it more into
line with the position advocated in Jackson's 2001 book and 2002 article
(section 5, sources 1 and 2). In 2005, the HFEA changed its policy on the
`welfare of the child' assessments that clinics were required to carry out
before offering treatment. These were transformed into `welfare of the
child risk assessments', in which the clinic is under a duty to
consider whether the child is at risk of serious harm, rather than to
assess whether the would-be parents would be likely to be good parents.
The Human Fertilisation and Embryology Act was subsequently amended (2008)
so that, instead of requiring clinics to take into account the child's
`need for a father' before offering treatment, the requirement is now to
take into account the child's `need for supportive parenting'.
The impact of Jackson's research can further be seen in the HFEA's 8th
Code of Practice (which came into force on 1 October 2009). This
stipulates that clinicians — so that they might address the supportive
parenting requirement appropriately — should be subject to the following
provision: `It is presumed that all prospective parents will be supportive
parents, in the absence of any reasonable cause for concern that any child
who may be born, or any other child, may be at risk of significant harm or
neglect.' (HFEA 8th Code of Practice, para 8.11).
Only if there is evidence to back up the assertion that any child to be
born would be at risk of significant harm and neglect, perhaps because the
couple have already had previous children taken into care, could a
clinician justify refusing treatment to a couple or individual on child
welfare grounds. This means that the process for people seeking fertility
treatment is now less discriminatory and intrusive. Contrary to previous
HFEA guidance, clinicians are no longer routinely required to approach a
potential patient's GP to inquire about their fitness to parent.
The new process is also less bureaucratic. A recent major piece of
empirical research, looking at the ways in which child welfare is
currently assessed in fertility clinics (E. Lee et al, Assessing Child
Welfare under the Human Fertilisation and Embryology Act: The New Law
(section 5, source 4, p.19) cites Jackson's 2002 article as playing an
important role in stimulating debates over the pre-conception welfare
principle:
As outlined in the previous section, the subsequent years saw on-going
discussion about the problem of `stereotyped opinions' (eventually
resolved formally through the removal of `the need for a father' as part
of the wording of s13(5)), and additionally the development of both
important debate about the desirability and plausibility of assessing `the
welfare of the child' before conception (see especially Jackson 2002,
2008) and protracted attempts to develop more meaningful guidance for
clinics on welfare assessments on the part of the HFEA.... As noted
previously, some have set out substantive objections to the meaningfulness
and moral integrity of the statutory demand for `welfare of the child'
assessments prior to conception (Jackson 2002, 2008).
According to Professor Lisa Jardine CBE, Chair of the HFEA:
"Arguments and material from [Professor Emily Jackson's] research have
consistently underpinned and supported decisions taken by the Authority.
She has drawn directly on her research to inform discussions both in
committee, and in full Authority meetings. I and my members have on a
number of occasions modified our discussion and decision-making based on
interventions Professor Jackson has made. I can say with confidence that
decisions of the HFEA during the period of her membership have depended
directly on arguments drawn from her research. It is hard to imagine a
more direct impact of academic research on public business and outcomes
than this....
The HFEA's guidance has shifted significantly over the course of Emily
Jackson's membership of the Authority from a fairly restrictive model
towards one in which all patients are presumed to be supportive parents,
in the absence of evidence to the contrary. This shift has been driven by
a number of factors, one of which is the increasing recognition — set out
with particular clarity and force in Jackson's 2001 book and 2002 article
— that it is unfair and potentially discriminatory to subject infertile
people to special scrutiny before they are allowed to make the decision to
start a family." (Section 5, source 1.)
Jackson's research on the pre-conception welfare principle has also been
cited in policy documents in other jurisdictions, most notably Victoria,
Australia (section 5, source 5), where a similar change has taken place:
see, in particular, Victorian Law Reform Commission, Assisted
Reproductive Technology and Adoption: Final Report (No. 10 session,
2007), p. 27 (at
http://www.lawreform.vic.gov.au/projects/art-adoption/art-and-adoption-final-report),
citing Jackson 2001 and her `Fertility Treatment: Abolish the Welfare
Principle', Spiked 11 June 2003 at
http://www.spiked-online.com/newsite/article/5272#.Uo9pGl9FDGg
(a summarized version of the 2002 MLR article).
Why the impact matters. As a consequence of Jackson's research,
the law has been altered so that infertile people seeking fertility
treatment are now presumed to be fit to parent and so are no longer
subjected to an intrusive and discriminatory assessment procedure.
Sources to corroborate the impact
All Sources listed below can also be seen at: https://apps.lse.ac.uk/impact/case-study/view/43
1. Testimonial from Chair of HFEA, September 2012. This source is
confidential.
2. House of Commons, Science and Technology Committee. Human
Reproductive Technologies and the Law Fifth Report of Session 2004-05,
volume I, paras 31-2:
"The philosophical view that individuals should have the right to make
private choices — such as reproductive decisions — free from the
scrutiny of the state can be traced to John Stuart Mill:
[...]the only purpose for which power can be rightfully exercised over
any member of a civilised community, against his will, is to prevent
harm to others.... Over himself, over his own body and mind, the
individual is sovereign.
Its application to reproduction has been espoused by Professor Emily
Jackson.... She has written that "interfering with a particular
individual's decision to conceive a child would usually involve
violating their bodily integrity and sexual privacy. We do not sterilise
people who have been convicted of violent offences against children
because, however gruesome their crime, their person must remain
inviolate ... the freedom to decide for oneself whether or not to
reproduce is integral to a person's sense of being the author of their
own life plan.... This approach emphasises the importance of the
individual, specifically the autonomy of the individual and the right to
make private choices.... [D]ecisions which fall into the private domain
are generally regarded as not of interest to the state. Certain
exceptions to this maxim do, of course, exist but these generally arise
in the sphere of criminal law. Thus, when the service to be provided is
the implantation of an embryo with the intention of establishing a
pregnancy, and in line with Article 8 of the European Convention on
Human Rights ... reproduction itself would seem to be firmly situated
within the private domain. The primary consequence of this is that the
right to private and family life espoused in Article 8 can be said to
apply to reproductive decisions."
Source files: https://apps.lse.ac.uk/impact/download/file/1381
3. E. Lee et al., Assessing Child Welfare under the Human
Fertilisation and Embryology Act: The New Law (ESRC summary
report, September 2012) pp.6-7, at
http://blogs.kent.ac.uk/parentingculturestudies/files/2012/06/Summary_Assessing-Child-Welfare-final.pdf
https://apps.lse.ac.uk/impact/download/file/1513
4. E. Lee et al., Assessing Child Welfare under the Human
Fertilisation and Embryology Act: The New Law (ESRC full report,
September 2012), p.19, summary at
http://blogs.kent.ac.uk/parentingculturestudies/research-themes/pregnancy/wo/
https://apps.lse.ac.uk/impact/download/file/1514
5. Victorian Law Reform Commission, Assisted Reproductive Technology
and Adoption: Final Report (No. 10 session, 2007), p.27 (at http://www.lawreform.vic.gov.au/projects/art-adoption/art-and-adoption-final-report).
https://apps.lse.ac.uk/impact/download/file/1515