Case Study 3: The Benefits of the ‘Cologne Edition' of Heinrich Böll for the commercial, cultural and heritage sectors
Submitting Institution
University of LeedsUnit of Assessment
Modern Languages and LinguisticsSummary Impact Type
CulturalResearch Subject Area(s)
Language, Communication and Culture: Cultural Studies, Literary Studies
History and Archaeology: Historical Studies
Summary of the impact
Heinrich Böll (1917-1985) was one of post-war Germany's leading writers
and public
intellectuals. The Edition of Böll's complete works, prepared by a
seven-strong international
research team which included Finlay, has had significant impact across a
number of areas,
including commercial publishing (spin-off publications, marketing
opportunities); digital
humanities (software and platform development for large-scale critical
editions, significantly
changing working practices); culture and heritage (in particular in the
city of Cologne); the
media and the public sphere (public debate on the writer's legacy and the
Heinrich-Böll
foundation's cultural programme in 30 countries).
Underpinning research
Professor of German at Leeds since 1999, Finlay has been researching Böll
for over two
decades. Of greatest significance is his work since 1999 as co-originator
and General Editor
of Die Werke Heinrich Böll's, in particular the volumes for which
Finlay was directly
responsible (Outputs 1 and 2), as well as his direct input to the
remaining 24 volumes which
appeared between 2002-2010 (e.g. 3 as well as research published
in outputs 4 and 5).
Taking eleven years to complete, this is the first ever scholarly edition
of Böll's complete
literary and non-literary output — fully annotated and entirely rethought.
It has brought to light
for the first time many important `new' works from his literary estate
housed in the Cologne's
Historical Archives, and in family and other collections. This involved
extensive analytical and
detective work and the discovery and editing of unknown and unpublished
literary manuscripts
and fragments of texts in genres not usually associated with the novelist.
The team also
identified and edited Böll's contributions in print and broadcast
journalism, public speeches
and texts for film and radio, as well copious interviews. The work on
individual texts included
comparing and documenting manuscripts, different drafts and significant
variants, along with
recording textual interventions/emendations and tracing transmission and
publishing history.
A radical editorial principle allows an entirely new sense of the shape
of Böll's career: the
sequencing of texts in a strict chronology, irrespective of whether they
were published during
his lifetime and irrespective of text type. This necessitated
painstakingly precise dating and
some reconstruction of texts, particularly in the case of juvenilia and
unpublished work in the
war and early post-war years (e.g. Outputs 2, 4 and 5). In this
respect, the edition can point
up in new and revealing ways continuity of themes styles, literary
influences between and
across different texts, to chart and illuminate Böll's creative
development. The critical
apparatus contains a wealth of previously unpublished supporting
materials. For example
extracts from private and business correspondence and notebooks provide
the new
biographical, socio-historical and literary-historical context, as does
the critical reception in the
case of the fiction, drama and poetry. The Edition has already helped
generate significant new
insights, modify earlier research findings, and is a rich store-house of
material for future
research.
The team's other major aim was to reflect the wider interests of public
and private sponsors
keen to develop new methodologies and ways of working of lasting benefit
to scholars
engaged on similarly large-scale, complex scholarly projects — and their
commercial
publishers. The demands of ambitious editorial principles, the
complexities of multiple
stakeholders, and scholars based in different countries working to rapid
publication deadlines
necessitated close collaboration between the team and its own digital
humanities support staff
based at the University of Siegen with software engineers at the
commercial company Pagina
Ltd. This involved a productive dialogue to develop new tools,
particularly to migrate and
transform digital content from a time-independent encoding and storage
format (i.e. it can be
used irrespective of future generation software and avoid problems of
compatibility with them)
for display, revision and ultimate printing and publishing- all parts of
an end-to-end, fully
electronic process.
This technical collaboration in regular special weekend workshops, which
also included
refining and consolidating editorial principles, was at its most intense
during the first five years
of the project which involved outputs 1 and 2 These volumes,
featuring, respectively over 60
short texts (over 50% first publications) and a long novel were amongst
those deliberately
chosen because of their diversity of text genre to act as the prototypes
for the entire edition,
appearing in its first two batches, respectively.
References to the research
1. [with Markus Schäfer (eds.)]: Heinrich Böll, Billard um
halb zehn. Kölner Ausgabe Band XI,
458pp. Cologne: Kiepenheuer & Witsch, Cologne (2002) (critical
apparatus 250-458pp.)
Available on request
2. [with Jochen Schubert (eds.)]: Heinrich Böll, Erzählungen
1947-1948. Kölner Ausgabe
Band III, Cologne: Kiepenheuer & Witsch, 2003, 832pp. (critical
apparatus 551-832pp.)
Available on request.
3. [Viktor Böll (ed.)] Heinrich Böll, Werke 1956-1959
Kölner Ausgabe Band X, Cologne:
Kiepenheuer & Witsch, 2005. Herausgegeben von Arpad Bernath, Hans
Joachim
Bernhard, Robert C. Conard, Frank Finlay, J H Reid, Jochen Schubert and
Ralf Schnell.
Available on request
4. "In this prison of the guard room": Heinrich Böll's Briefe
aus dem Krieg 1939-1945 in the
Context of Contemporary Debates, in Stuart Taberner and Karina Berger Germans
as
victims in the literary fiction of the Berlin Republic (2009) Listed
in REF2.
5. 'Ein krampfhaftes Augenzumachen': Heinrich Böll and the Literaturbetrieb,
of the early
postwar years, Monatshefte für deutschsprachige Literatur und Kultur
XCV, No. 1, pp.97-
115 (2003). Available on request.
Indicators of research quality
1, 2, 3: the specialist international journal, Germanistik,
acclaimed `the exemplary edition of a
modern classic writer' (Vol. 44 2003 1-2, p.498), and praised the project
variously as `an
indispensable edition for the future' (Vol. 46, 2005, 3-4, p. 988) which
`leaves nothing to be
desired' (Vol. 48, 2007, 3-4, p. 963).
4 has been favourably reviewed by the international referred
journals Monatshefte and The
Journal of European Studies as a significant contribution. 5
appeared in an international peer
reviewed journal.
External funding was received from: the publishers Kiepenheuer &
Witsch and Deutscher
Taschenbuch Verlag; the City of Cologne; the Heinrich-Böll Foundation; the
German
Research Council (DFG); the Cultural Foundation of the federal state of
Nordrhein-Westfalen
(NRW) and its Ministry of Education; the (national) Federal Office of
Culture; the
Stadtsparkasse Köln (regional bank). In the UK, from the Modern Languages
Research
Association (one year PDRA in Leeds to work with Finlay to contribute to
output 3).
Details of the impact
i. Commercial
The project's multiple innovations have impacted the commercial interests
of publishing
houses Kiepenheuer & Witsch (K&W) and Deutscher Taschenbuch Verlag
(DTV) in significant
ways. K&W is a major literary publisher of works by prominent
contemporary German and
international writers, such as Saul Bellow, V.S. Naipaul and Gabriel
Garcia Marquez with a
backlist of 568 authors. DTV exploits its paperback rights. The biggest
ever publishing project
in K&W's history, the edition was designated as being of national
significance by the then
Federal Chancellor Gerhard Schröder at the launch ceremony in 2002. With
three volumes
released over a decade at the annual high-profile international Frankfurt
Book Fair, it
generated a fresh wave of prestige, publicity, marketing and sales
opportunities, not least
owing to the definitive re-editing of existing writings as well as the
presentation of unpublished
texts for the very first time which were quickly translated and sold under
new copyright around
the world.
`The way it was produced has been new in German publishing because we
have generated a
complete digital edition [...] and by this we are able to have a much
easier printing process
and we are also able to license other editions which can use our text
basis. [...] It is having a
tremendous [commercial] effect because by this means we have a reliable
text on which we
can generate different editions, for instance new hardcover editions of
single novels or
editions of collected stories. We can also publish audio books, and
together with our partner,
Deutscher Taschenbuch Verlag [...] new paperback editions, and an
electronic version. So
the publishing house is very indebted to the editors because [...] we
are able to prolong the
copyright for the works of Heinrich Böll, and the public will have
access to editions during the
next decades'[A]
ii. Digital Humanities
Impact was generated for the company Pagina Ltd via its close
collaboration on the project.
The software that was developed has `set the benchmarks for the
application of digital
humanities technologies to large-scale critical editions'. A particularly
important technical
innovation came in specific response to the team's editorial needs and has
been subsequently
disseminated as good practice in trade publications. The CEO acknowledges
the further
importance of the Edition to Pagina in establishing a new commercial
department for `Digital
Humanities' which has been central to his company's development as a
thriving enterprise,
helping it to win new business. It now occupies a niche as supplier to
other leading publishing
houses on projects such as the Complete Thomas Mann Edition for S Fischer
Verlag. Pagina
acknowledges the Edition as part of a causal development which underpinned
the company's
reputation as a market-leader, culminating in it being one of the
co-founders, in 2012, of the
joint professional organisation `Digital Humanities Deutschland'. [B]
iii. Culture, Heritage/Tourism
The celebration of Böll as a `Cologne author' is tied directly into the
Edition and has generated
impact for municipal cultural and heritage institutions. Examples are the
`Literature in Cologne'
(LiK) and Heinrich Böll archives. Based in its Central Library with open
access to the general
public, LiK's mission is to raise and maintain the profile of the history
of Cologne literary life
since the Second World War so that it becomes part `of the public
consciousness'. In
corroborating interviews, the Director confirmed that the Edition was
`enormously important'
and that `its significance is incredibly high': it is an invaluable source
to deal with public
interest and enquiries and it obviates the need to make originals of texts
available which might
otherwise suffer damage. Moreover the wealth of new materials in the
apparatus has been
mined for regular public events and exhibitions associated with Böll's
life and work
(e.g.Output 1 on 30.11.2012). Exhibitions of other, broader
interest are given a Böll-theme
which deliberately capitalises on his high name-recognition to fulfil the
Director's vision of
making `a living archive' [C]. The entire second storey of the
Central Library has been restyled
as an interactive `Literary World' and its centrepiece is a recreation of
Böll's original
study/library.
Impact has been generated for local tourism in Cologne. The Edition's
public sponsors as well
as public-service broadcaster WDR are partners in the `Böll and Cologne'
initiative. The city
has "A Walking Tour of the City in the Footsteps of Heinrich Böll" which
has been run for the
past five years and uses the writer's life and works as a window on the
city's history. Output 1
features on the website, particularly the section entitled "Cologne in
Böll", as it is the novel
which most evokes and references this history in the Twentieth Century [D].
The destruction of the building of the Historical Archives of the City of
Cologne in March 2009
and the loss of the original manuscripts and other documents means that
the finished volumes
now have a curatorial value to posterity immeasurably greater than
originally envisaged by the
editors. The Federal Minister for Culture and Media declared the Edition
`part of the national
literary heritage of Germany as a nation of culture'. [E]
iv. Media/Public Sphere
The Edition has been extensively reported and discussed in the German and
international
media (substantial newspaper clippings are available), keeping the writer
in the book-buying
public's consciousness, and raising the profiles of the stakeholders and
sponsors. A touring
exhibition, a retrospective on Böll's life and works, supported by the
Goethe Institut and the
German Information Centre of the European Parliament, draws on many of the
new archival
discoveries (e.g. the colour plans for novels as described in Output 2,
since published
separately, and the wartime correspondence detailed in Output 5).
The Edition features
prominently in the activities, website and annual reports of the
independent political and
cultural Heinrich-Böll-Foundation, which has offices in thirty countries
around the world. [F]
Finally, it has stimulated public debate, particularly concerning the
social function of literature,
and the responsibility of the writer as public intellectual among a
younger generation of
writers, for example [G], [H].
Sources to corroborate the impact
[A] Commissioning Editor, Kiepenheuer und Witsch, Cologne
Corroboration interview (in
English) 29.11.2012.
[B] Managing Director and Director of Production, Pagina
Publikationstechnologien,
Tübingen Germany. Corroboration email correspondence (6.2.2013)
[C] Director of the two civic archives `Literatur in Köln' and
`Heinrich-Böll-Archiv'.
Corroboration interviews 5.9.2012 and 25.9.2013.
[D] http://www.boellundkoeln.de/cms/koeln-in-boell/billard-um-halb-zehn/
[E] Federal Minister for Culture and Media,
http://www.bundesregierung.de/Content/DE/Pressemitteilungen/BPA/2010/11/2010-11-17-bkm-heinrich-boell.html
[F] President, Heinrich Böll Foundation:
http://www.boell.de/bildungkultur/bildung-kultur-koelner-ausgabe-werke-heinrich-boells-10624.html
[G] Correspondence with the writer Norbert Neumann 28.3.2013.
[H] Article on the Edition in the national weekly `Die Zeit'
(27.1.2011).
(websites last accessed 6 November 2013)