Participatory Methods and Social Action
Submitting Institution
De Montfort UniversityUnit of Assessment
Social Work and Social PolicySummary Impact Type
SocietalResearch Subject Area(s)
Studies In Human Society: Policy and Administration
Summary of the impact
This case study draws on work undertaken by the Centre for Social
Action (CSA) to improve publicly funded services through service-user
engagement in both research processes and service delivery. The centre
combines applied social research with service and policy evaluation,
consultancy, training and information services to the fields of youth
work, community development and social and health care. The social
action methodology for practice and research undertaken using this
participatory approach has had an impact on services and policy
internationally (e.g. classroom teaching in the US and the development
of social work services in Eastern Europe), nationally (e.g. evaluations
of national youth participation projects such as Participation Works and
U R Boss for the Howard League) and locally (e.g. work with Leicester
City Council). Impacts have been wide ranging, and include
methodological innovation, development of training curricula and
materials for practitioners, and policy changes which have a profound
impact on people's lives.
Underpinning research
The CSA has developed, utilised and studied participatory methods in
practice and research to further its commitment to social change via a
distinctive approach to applied social research, with a special emphasis
on involvement of users as co-participants at all stages of the research
process. The methodological exploration of social action as a
participatory approach began in the 1980s [e], and its use and
development has continued ever since. The underpinning research and
innovative theoretical approach has been developed and refined by a
large number of researchers across many projects and publications [see
e.g. a], produced both for academic and non-academic audiences.
Social Action is a combination of six principles and a clear process,
and Social Action Research is a distinct methodology within
participative approaches and has the following key elements, as defined
in the seminal work by Fleming and Ward in 2004:
- Participatory — facilitates the full involvement of research
subjects and other stakeholders in all stages of the research.
- Inductive — draws theory out of data rather than interprets data and
organises data within predefined or given frameworks.
- Critical — grounded on a power perspective, committed to social
change to the advantage of those currently without power.
- Anti-oppressive — actively challenges assumptions which underpin
unequal social relations, with an explicit commitment to empowerment
and social justice.
- Iterative — builds up theory and knowledge progressively.
- Cyclical — a process that continually revisits and evaluates its
building blocks (Fleming and Ward 2004).
The research underpinning this case study has involved a number of DMU
staff, primarily Prof D Ward (Professor of Social and Community Studies,
DMU 1994 - ), J Fleming (Director, CSA, Reader in Participatory Research
and Social Action, DMU 1995 - ), Dr T Boeck (Senior Research Fellow, DMU
1998 - ), Dr H Weich (Senior Lecturer, DMU 2001 - ) and Prof R. Smith
(Professor of Social Work Research 2006-2012).
The methodological approach and insights into the use of social action
and participatory methods for both practice and research were developed
through application in a variety of research projects locally,
nationally and internationally [e.g. c, d]. All of these projects were
gained through competitive tender or peer reviewed application. All the
projects gained through competitive tender were commissioned with the
specific view of influencing policy in the commissioning organisation or
more widely and thus often led to immediate and tangible impacts. Since
1993 the social action methodological approach has been used directly or
to inform the methodology of many high quality research projects funded
by (for example) the European Union (TESR), DfID, Community Fund, Big
Lottery, Joseph Rowntree Foundation, the Dept of Health, local
authorities (e.g. the City Councils of Leicester and Nottingham,
Bedfordshire County Council), national bodies (e.g. Id&ea, SCIE),
voluntary organisations (e.g. Howard League, Volunteering England,
Participation Works). Research grants (five) and commissions (more than
10) totalling over £1.4m have been awarded between 2008 and 2011.
Whilst each of these projects has been unique, key findings can be
grouped under three broad headings:
— Identification of significant recommendations for policy and practice
of organisations based on the views of service users and community
members.
—Recommendations for policy and practice derived from the focus of each
study for increasing the involvement of service users and community
members in the design, delivery and evaluation of policy and practice in
that area/organisation.
—Methodological developments and learning about the use of the
participatory Social Action process in research and practice.
References to the research
Bold = DMU staff at time of the research. All Peer Reviewed
(except b)
a. Fleming J (2010) `Young people's involvement in research —
still a long way to go?' Qualitative Social Work, May 2010, pp207-224
b. Fleming, J. and Ward, D. (2004) 'Methodology and Practical
Application of the Social Action Research Model' in Maggs-Rapport, F.
(ed) New Qualitative Research Methodologies in Health and Social Care:
Putting Ideas into Practice. London: Routledge.
c. Boeck T and Fleming J (2005) `Social Policy — A help or a
hindrance to Social Capital' Social Policy and Society 4:3, pp259-270
d. Fleming J and Keenan E (2000) 'Youth On The Margins In
Northern Ireland, England And Ukraine' European Journal of Social Work
Vol 3 No 2, pp165-177
e. Fleming, J. Harrison M., and Ward D. (1998) 'Social
Action can be an Empowering Process', Youth and Policy. No.60, pp 46-61
Details of the impact
The Social Action approach has had consequences and has made a distinct
contribution outside the academic community. The impact of the Social
Action is diverse, has a significant number of beneficiaries at a
variety of levels and is extensive with considerable reach and
significance. The Social Action approach, which can be applied in both
research and practice, has underpinned the provision of wide-ranging
consultancy, applied research and training to voluntary and statutory
agencies in the UK, and internationally, giving both breadth and depth
to the impact of Social Action. For example, during the assessment
period, Social Action has impacted upon local council policy in relation
to community cohesion and resilience, the design of evolving voluntary
and statutory social and youth services in countries of the former
Soviet Union through partnerships with international NGOs and national
government departments, the development of student directed learning in
the United States through a long collaboration with the National Writing
Project (a national professional development agency for teachers), and
informed the training of 200 young people in South Africa to undertake
peer research exploring the community support for young people affected
by HIV/AIDs. In the JISC funded DIEGO (Disseminating Impact from
Engagement with user Groups and Organisations 2011-12) project Fleming
linked with Impact Analysts from University of Edinburgh to look
specifically at the impact of participatory research in the area of
Social Action; this project applied a previously developed impact
approach to analyse and evaluate the impact of participatory research
and created two case studies evidencing the impact of our work in
relation to Teenage Pregnancy in Leicester and children's services in
Ukraine.
The following specific areas illustrate the reach and significance of
the outcomes of our research:
International impact: (a) America The CSA has a
long-standing formal and active partnership with the National Writing
Project at the University of California, Berkeley. Fleming worked with
the organisation and its teacher members for a number of years to
explore the application of Social Action in the classroom setting. This
partnership culminated in the publication in 2006 of `Writing for a
Change: Boosting Literacy and Learning Through Social Action' (Berdan et
al, 2006), which won the 2007 annual award of the American Society of
Educational Publishers for the most outstanding materials in the field
of teaching and learning, which has sold over 6,000 copies. This book is
used as a key text at the University of Massachusetts on their Civic
Engagement course and is the basis of their service learning projects.
Social Action training delivered as part of this collaboration was
utilised by one particular teacher (Kristina Berdan) who has worked with
groups of pupils in her Baltimore school over many years. Ultimately
they opened their own young-people led community youth centre — Youth
Dreamers. Youth Dreamers has impacted positively on the lives of over
500 young people over a period of some 10 years by providing a safe
haven with opportunities for youth to accomplish personal goals, develop
leadership potential and participate in improving their communities.
(b) Moldova Fleming and Weich (SL in social work and associate
of CSA) have been engaged as international experts on the Social
Services strand of the `Support to the Delivery of Effective and
Sustainable Social Assistance Services in Moldova'. Funded by the UK's
Deptartment for International Development and Swedish International
Development Cooperation Agency, this project aimed to support the
development of the newly created post of Community Social Assistant. We
provided consultancy for the development of job descriptions for the
social assistants, ensured service user involvement, and contributed to
the development of primary social care legalisation adopted by the
Government of Moldova in December 2008. We developed a participative
training strategy and curriculum for training that is being rolled out
nationally. The CSA's work on participation and community development is
central to the curriculum and materials written by Fleming and Weich
for inclusion in manuals produced by the Moldovan Ministry of Social
Protection Family and Child. By the end of the census period (i.e. 31st
July 2013) ca. 1000 social assistants and their supervisors had received
training based on the curriculum and manuals. This work has had an
impact on the 800 community social assistants and hence an estimated 170
000 beneficiaries of their services.
National impact: Standards We Expect Project This Joseph
Rowntree funded consortium project on the subject of person-centred
support utilised the Social Action research methodology. A guide for
practitioners was one of a range of academic and non-academic outputs at
the end of the project (Croft S, Bewley C, Beresford P, Branfield F, Fleming
J, Glynn M, Postle K (2011) Person-Centred Support: A guide to
person centred working for practitioners, Shaping Our Lives in
association with Joseph Rowntree Foundation). The action points in this
guide were used to create a poster published in Community Care and sent
to all social workers by The College of Social Work. The guide is
accessible on a number of different websites, and in March 2013 it
received between 80-120 views from at least four different countries
each week on Fleming's academia.edu page alone indicating its
popularity as a practice resource. The findings from this project were
subject to a Guardian Roundtable focusing on the funding of social care
with subsequent reporting in the Society pages of The Guardian
(10/8/11) and the press more widely.
Local impact Leicester City Council — Leicester teenage
pregnancy prevention (LTPP) strategy 2006/7 onwards. LCC commissioned
the CSA to undertake the Leicester teenage pregnancy prevention (LTPP)
strategy evaluation. The report contributed to better informed public
policy and to improved services. It has been influential, informing the
commissioning of new services. The teenage pregnancy rate in Leicester
has reduced. The project was included in a guide produced by Involve
(national advisory group to support greater involvement of public in
health and social care research) as an example of good participatory
research practice.
Leicester City Council — Survey of Leicester (2006 - 2013) Through the
work of Boeck, the CSA have had a long-standing partnership with
Leicester City Council. Most recently introducing our participatory
methods into the Council's `Survey of Leicester'. This generated a
better understanding of how residents perceive their communities and
therefore identify local issues that are important in different areas
for different communities. This process actively engaged with a diverse
group of Leicester's residents and explored people's attitudes towards a
survey and identified different ways to best administer it. The
partnership work and participatory process had a substantial impact on
the work of the `research and intelligence' team of Leicester city
council. As a result of this and other work done with the council,
several departments have integrated a stronger focus on the capacity of
individuals and communities to respond to challenges, and to `absorb'
and `bounce back' in a way that maintains or even enhances wellbeing
within their remit. This is a substantial shift away from perspectives
which only look at deficits within communities, stressing
vulnerabilities rather than resilience.
Sources to corroborate the impact
International Impact: (a) America
- Email correspondence from the publisher of `Writing for a Change:
Boosting Literacy and Learning Through Social Action' provides
evidence for the sales figures claimed and is available upon request.
The information is also reiterated in a testimonial from the Director
of the National Writing Project. She also states that: "More
importantly, we see that our collaboration continues to have an impact
on our work. For example, teacher-leaders in the Educating for
Democracy in a Digital Age project in Oakland, California, used Writing
for a Change as a way to understand how they could build
system-wide curricular approaches around youth participation and civic
engagement. The social action approach has influenced the ways that
these educators have been able to frame practices in relation to youth
and participatory politics. As this project develops, we hope to see
continuing expansion of interest in social action among teachers in
the National Writing Project.
- Information about the Youth Dreamers and its impact on young
people's lives are described at http://youthdreamers.org/
(accessed 12/08/13). A testimonial provided by Youth Deamers (which
can be made available upon request) states: "Since starting the Youth
Dreamers in 2001, 618 students have been served in our programs, 251
students have been employed to teach in our programs, 17,194
service-learning hours towards graduation have been earned by students
attending our programs, 15 programs have been designed and implemented
by youth, 23 community art projects have been completed, and 520
volunteers have participated in service days. In addition, of our nine
founders, six have gone onto college, four are now in graduate school
(...). It would be fair to say that the social action approach and its
participatory methods have directly impacted upon the lives of each of
these young people." And " It's hard for me to begin to explain
how much the Youth Dreamers has positively influenced my life
personally, academically, and socially" (the second part is a
statement in the letter from Chekana Reid, graduate student at
Towson University, founder of the organization).
(b) Moldova The impacts claimed in Moldova can be evidenced
through hard copies of the training materials etc. (which can be made
available upon request) and from a testimonial provided by Oxford
Policy Management, from which the following quotation has been drawn:
"The technical assistance provided by the Centre for Social Action
contributed to the adoption by the Government of Moldova of the
National Programme on the Integrated System of Social Services, passed
in December 2008, and the approval by the Ministry of Social
Protection, Family and Child of related regulations during 2009 and
2010."
The Moldovan Training manuals are:
-
Mobilizarea Comunitatii Ghid de aplicare Practica (approved
by Moldovan Min of Social Protection, Family and Child nr 022 din
04.12.2009 — published in Romanian and Russian) Training manual
for the initial training of community social assistants (Working
with groups and the community pp80-88 in English version) (approved by
Moldovan Min of Social Protection, Family and Child no 56 15.06.2009 —
published in Romanian and English)
-
Support de Curs pentru formarea continua a competentelor
professionale fundamental in assistentta sociala (aprobat prin
ordinal Min Muncii, Protectiei Sociale si Familiei nr 115 din
04.06.2010 — published in Romanian)
National Impact The `Person-Centred Support: A guide to person
centred working for practitioners' guide can be accessed from http://www.jrf.org.uk/publications/transforming-social-care-person-centred-support (accessed 12/08/13). Copies of the
emails confirming the number of views of the site from Academia.edu
Analytics Snapshots are available upon request, as is a copy of the
articles in the Guardian.
Local Impact: The guide produced by Involve can be provided upon
request.
The LTPP coordinator when interviewed as part of the DIEGO
project recently said she thinks they are on target to meet their
reduction in teenage pregnancies in 2013 — there was a significant and
welcome drop in conceptions in 2012. The LTPP co-ordinator also said
that the research was "about the best we have ever had." They have
"commissioned a lot of services based on it; it was still being referred
to and had, thus, been very useful and influential."
The Survey of Leicester pilot: according to a testimonial
provided by The Research and Intelligence Manager at Leicester City
Council: "The pilot work has had a number of impacts on city council
practice. Firstly, it has reinforced the council's commitment to more
participative policy-making and service administration.(...). As well
as the introduction of minimum standards to ensure consistency (...)
staff are working alongside council departments to tailor individual
consultation exercises so that they build on day-to-day channels of
communication and, where necessary, explore new ways of reaching out to
engage those likely to be affected by proposed interventions. Second, it
has informed the approach to evaluation taken by the council's
transforming neighbourhood services initiative. This project (...) is
adapting the methods developed in the Survey of Leicester pilot
study(...). Finally, the pilot work has prompted the council to further
invest in developing capacity for local research through the creation of
a new, fixed-term post of Project Co-ordinator (Community Insight).