Chinese Nationalism: How China's Modern History Shapes its Contemporary Behaviour
Submitting Institution
University of OxfordUnit of Assessment
HistorySummary Impact Type
SocietalResearch Subject Area(s)
Studies In Human Society: Political Science, Sociology
History and Archaeology: Historical Studies
Summary of the impact
One of the most important global issues today is the growing importance
of Chinese nationalism. Nationalism underpins many of the international
and domestic policies of China's leadership, but the phenomenon is often
treated as though it emerged only in recent years. Rana Mitter's research
has challenged this view by drawing links between historical Chinese
nationalism (particularly as it relates to the war against Japan, 1937-45)
and its contemporary manifestations. This has been eagerly taken up both
within China and internationally by the media, business and governments.
Underpinning research
Mitter's research examines one of the most traumatic but least-understood
events in modern Chinese history: the Chinese experience of the Second
World War. The topic is of great importance for two main reasons. The
first is historical: the immense impact of the war (15 million dead,
80-100 million refugees, utter destruction of technical and commercial
infrastructure) changed China's path of development radically and paved
the way for ultimate Communist victory. The second is contemporary:
observation of today's Chinese politics and society suggests that the
legacy of the war continues to exert a powerful influence in ways that are
not well understood in the West.
Mitter directed the Leverhulme-funded project The persistence of
conflict: Experience, legacy and memory of China's war with Japan
(2007-12). This has several key arguments overall:
(1) The contribution to the war against Japan of the Nationalist
(Guomindang) government under Chiang Kaishek has been seriously
underestimated: it bore the brunt of the wartime military and economic
effort against the Japanese.
(2) Policies (such as consolidated welfare authoritarianism) that are
highly relevant to contemporary China, have their origins in wartime
Nationalist policies, rather than in Mao's revolution.
(3) The reshaping of East Asian geopolitics, and the rise of China, were
largely attributable to its contributions to the Allied war effort in
1937-1945.
A central element of the project and Mitter's book [3.3] has been the
role of the city of Chongqing (Chungking), which served as wartime capital
of China between 1937 and 1945. Chongqing has once again become a major
political and commercial centre, and as a result, has started to explore
its own past as a means of generating greater political and economic clout
in the present. The project group has made major contributions to the
writing of the social history of wartime Chongqing, a project comparable
with the new social history of other wartime capitals.
The research has been supported by several grants, most importantly a
five-year Leverhulme Research Leadership Award (2007-12, £800,000) which
enabled Mitter to lead a research team which, over its lifetime, employed
seven postdoctoral fellows and supported four doctoral students. The
research included site visits and interview work in China and
collaborations with Chinese institutions (e.g., through the British
Academy CASS exchange) as well as extensive work in archives (notably
Shanghai, Nanjing, Taipei, Chongqing, and Chengdu), as well as in Taiwan,
libraries in East Asia, North America and Europe. The work has involved
publication in major area studies and history journals, including two
special journal issues (Modern Asian Studies and European
Journal of East Asian Studies) dedicated to the project's work;
around ten articles in major journals, and four major monographs by team
members. Additionally the project organised some ten conferences and
workshops both in Oxford and at Leiden, Harvard, the Chinese University of
Hong Kong, and Zhejiang University, Hangzhou, China.
Key researchers include: Rana Mitter, University Lecturer in the History
and Politics of Modern China (2001-2008), Professor of the History and
Politics of Modern China (since 2008); and Annie Nie, Research Assistant
(2008-present), Faculty of History, University of Oxford.
References to the research
3.1. Mitter, R., The Manchurian Myth: Nationalism, resistance and
collaboration in modern China (Berkeley and Los Angeles: University
of California Press, 2000). [Available upon request] Honourable Mention,
Gladstone Prize of the Royal Historical Society, 2001.
3.2. Mitter, R. A Bitter Revolution: China's struggle with the modern
world (Oxford: Oxford University Press, 2004, pbk 2005). [Available
upon request]
Winner, Times Higher Education Supplement Young Academic Author of the
Year 2005; Runner-up for the 2005 Longman/History Today Book of the Year
prize; Finalist for British Academy Book Prize 2005; Foreign Affairs
"must-read" Notable Book on China 2005; Translations in Romanian, Polish,
Japanese.
3.3. Mitter, R., China's War with Japan, 1937-1945: The
Struggle for Survival (London: Allen Lane/Penguin Books, 2013).
[Submitted for REF 2; N01]
reviews include "all historians of the second world war will be in
Mitter's debt" (Richard Overy, The Guardian), "Illuminating and
meticulously researched" (The Economist), and "masterly account...
wide, deep scholarship" (Jonathan Fenby, The Times).
3.4. Mitter, R., Ruptured Histories: War and Memory in Post-Cold War
Asia (edited with Sheila Miyoshi Jager) (Cambridge, Mass.: Harvard
University Press, 2007 (5). [Available upon request]
3.5 Mitter, R., "Old ghosts, new memories: changing China's war history
in the era of post-Mao politics," in Journal of Contemporary History
(January 2003), pp. 117-131. (peer-reviewed journal). [DOI:
10.1177/0022009403038001967]
3.6. Nie, A., "Gaming, Nationalism, and Ideological Work in Contemporary
China: online games based on the War of Resistance against Japan," Journal
of Contemporary China (2013), pp. 499-517 (peer-reviewed journal).
[DOI: 10.1080/10670564.2012.748968]
Grants (to Mitter)
Philip Leverhulme Prize in History, awarded 2005 (value £50,000)
Leverhulme Research Leadership Award for project The persistence of
conflict: Experience, legacy and memory of China's war with Japan
(2007-12) (value £800,000)
Details of the impact
Understanding Chinese nationalism in its twentieth-century context is
crucially important to diplomats, business leaders, the media and a wide
public, both within China and internationally. It is a remarkable
testimony to both the new openness in China and to the international
standing of Rana Mitter and his collaborators that their work has received
so much attention in China as well as in the West.
Working with local government in China
Since 2007, Mitter and his research team have made significant contacts
with the Chongqing city government, which is eager to promote itself to
the wider world and to raise awareness of its wartime history. Working
with Minister Zhou Yong and his team, including the heads of the Chongqing
library and Chongqing archives, Mitter has been involved in a variety of
activities: these include participation in a television documentary about
China's wartime role, as well as assistance in compiling materials from
British archives. Wang Zhikun of the Chongqing library states: "This
collaboration has helped us to internationalize the understanding of our
city's history, an important cultural project that contributes to our
development within China's globalizing economy." [1]
Business in China
Mitter was commissioned in 2012 by Jardine Matheson to write a history of
the firm's presence in wartime China. This history will be presented to
corporate clients, detailing the way in which Jardines moved their China
office to Chongqing, and made a significant contribution to resistance
against the Japanese. The booklet will be available both in Chinese and
English, and will be a significant part of Jardine's profile. Adam
Williams, Director of Jardines, notes: "This project has been very useful
in helping us to link our historical presence in China to our ability to
develop business links in contemporary China."[2]
Impact on public policy and business strategy
Mitter's work on nationalism has led to regular invitations to provide
assessments of the origins and significance of Chinese nationalism to
policymakers and business executives, including:
- Regularly contributing advice on the role of Chinese nationalism, based
on a historical perspective, in shaping Chinese foreign policy. He
provided such input on an ongoing basis for the Foreign Office and UK
government more widely, for instance as part of a briefing group for then
Foreign Secretary David Miliband (February 2008); a briefing group for a
meeting with Jeremy Brown MP (new FCO minister) (June 2010); the House of
Lords Call for Evidence on the EU and China (12 March 2009); at FCO
small-group closed seminars on China policy (31 October 2012, with FCO
Minister Hugo Swire MP); and on Britain's role in the EU (Oxford, 22
February 2013). Mitter contributed orally to the discussions in the House
of Lords and at Oxford and was invited to follow up with written
contributions to the `Report on Britain's Balance of Competences in the
EU' (February 2013). [3]
- Presentation to the Irish Institute of International Affairs (10
January 2013); this included a (closed) discussion on the role of
nationalism in shaping EU/China relations which involved briefing members
of the core Irish diplomatic team about to leave for Beijing.
- Input to new book Turning to Face the East by the Rt Hon Liam
Byrne MP while he was Shadow Secretary of State for Work and Pensions.
Mitter appeared with Byrne to provide context on Chinese nationalism at a
policymaker event at the Centre for European Reform (16 April 2013), where
attendees included Simon Henry (CFO, Royal Dutch Shell), and chaired a
discussion with Byrne and BBC business correspondent Linda Yueh on Night
Waves on BBC Radio 3 (4 June 2013) on China's future as a business partner
for the UK. Liam Byrne acknowledges Mitter's insights on contemporary
debates on Chinese welfare provision (a topic on which the UK aims to
provide expert advice to the PRC), in particular that this topic is "not
in fact new for the CPC [Communist Party of China] but stretches right
back to the party's debates during the second world war," in a trajectory
to the present day where the "recalibration of the social contract will be
at the core of the next decade of Chinese politics."[4]
- Presentation at a closed seminar organised by MoD/International
Institute for Strategic Studies (IISS) on "China's Strategic Mindset" (2
October 2009); as a consequence, Mitter was invited by senior army
officers to speak at a closed session for officers of the 38th Irish
Brigade (Belfast) (2 July 2010).
- Mitter spoke on Chinese nationalism and its consequences at the
invitation of the Absolute Return on Capital (ARC) Global Conference, for
high-level investment managers (London, 22 May 2013) and has been further
invited to speak to similar audiences at the annual conference of the Bank
of Abu Dhabi (spring 2014) and ARC Global 2014.
Facilitating intra-Asian policy engagement
Two workshops held at Oxford (May 2012, March 2013) enabled officers of
the People's Liberation Army and policy practitioners from the Indian
Institute of Chinese Studies to discuss the significance of Chinese
nationalism in historical perspective. One very senior officer of the
People's Liberation Army found the engagement with western scholars was
important for recalibrating his views on western attitudes toward China's
military development, and another found interaction with Indian
policymakers particularly useful in terms of understanding the variations
in Chinese and Indian viewpoints on nation-building and the role of
history; the latter wrote with appreciation for "your very useful academic
suggestions" and is currently seeking to invite Mitter to Beijing for a
follow-up conference [5].
Promoting wider public understanding of China's history
Mitter has also undertaken a variety of activities that have promoted
wider public understanding of the significance of China's history in
shaping contemporary Chinese nationalism: Mitter's discussion of the
significance of wartime experience in shaping contemporary Sino-Japanese
relations at the Commonwealth Journalists Forum (London, 22 January 2013)
was published by BBC Chinese Service online, and led to extensive (and in
part acrimonious) feedback [i]. In April 2013, Mitter spoke about the
connections between China's wartime experience and contemporary politics
on Saturday Extra, a major ABC (Australia) Radio National
programme, which stimulated feedback and discussion on the programme's
webpage [ii]. Listeners' responses included "What an interesting
interview. Such a lot we don't know about the recent history of China, vs
being awash with European history."; and "Fascinating. Could we hear a lot
more of this scholar's interpretation of Chinese history." The debate
continued with comments on pieces discussing the book in newspapers
including The Economist, the Beijing Global Times, the
Hong Kong South China Morning Post and the Japan Times. Comments
included acknowledgement of "the unwritten Chinese history of the US
involvement in that same war" and "One can only hope that more Japanese
citizens will awaken to the delusional underpinnings of the nationalist
path being pushed by Abe" [iii]. Finally, Mitter's book, China's war
with Japan, 1937-1945, was published in July 2013 to wide and very
positive reviews and its impact is likely to grow beyond the current REF
period.
Sources to corroborate the impact
Testimony
[1] Email correspondence with Minister and his team, Chongqing Municipal
Government, Chongqing.
[2] Correspondence with the Director, Jardine Matheson Ltd.
[3] Corroboration from Head of China Section, Foreign and Commonwealth
Office.
[4] Correspondence with the Office of the former Shadow Secretary of
State for Work and Pensions.
[5] Email correspondence with Colonel in the People's Liberation Army,
China.
Other evidence sources
[i]
http://www.bbc.co.uk/zhongwen/simp/interactive/2013/01/130125_comments_ana_sino_japan.shtml
[ii]
http://www.abc.net.au/radionational/programs/saturdayextra/china3a-remembering-wwii-and-its-impact-on-china27s-foreign-p/4625346
[iii]
http://www.japantimes.co.jp/opinion/2013/07/03/commentary/antidote-for-abes-nationalism/#.UdVPZpdwZy0