Applying History to Understanding Social Vulnerability
Submitting Institution
University of HullUnit of Assessment
HistorySummary Impact Type
SocietalResearch Subject Area(s)
Studies In Human Society: Human Geography, Policy and Administration
Summary of the impact
Historical research into natural disasters has underpinned emergency
planning and management
in the UK and overseas. Undertaken by colleagues in Hull and other HEIs,
the output of this
research has contributed to the setting of industry standards, informed
the development of modern
technology, highlighted issues of social justice, prompted cultural
comparisons of `best practice',
assisted in reducing communities' vulnerability and linked reconstruction
work to developmental
issues. Non-academic beneficiaries of the research are communities and
individuals in disaster-affected
areas, and the governments and NGOs involved in managing disasters.
Underpinning research
Research findings published by Greg Bankoff since 2008 (for example, [A],
[B], [C], [D], [E] in
section 3) indicate conclusively that analyses of past catastrophic events
can have a positive
influence on knowledge and understanding of contemporary social
vulnerability. In particular, the
importance of cultural and traditional approaches to disasters, and
responses to them, can make
apparent a community's vulnerability and resilience before a disaster, as
well as after it. It can be
predictive. This long-term approach reveals the inherent, or background,
social vulnerability that
has built up sequentially over time. Some communities `share' a common
cultural and historical
exposure to higher background levels of risk than others, and this
requires special consideration
before any engagement with more specific factors of vulnerability. In
raising awareness of the
social and environmental relationships that precede disasters, the
research has placed emergency
planners and managers in a better position to predict where disasters are
more likely to occur,
where they will have a higher impact on the population when they do, and
where higher levels of
interventions might be required both before and after a disaster.
Understanding the social vulnerability of communities, both past and
present, has derived from,
and been applied to, various case studies in the Philippines, New Zealand
and the UK over the
period 2004-13. In the Philippines, research has focused on two broad
societal benefits of a
temporal perspective: first, how it can reduce people's vulnerability in
the context of the built
environment, which entails consideration of architecture, urban planning
and housing policy; and,
second, how it can augment community resilience through community-based
disaster management
strategies, notably `seismic engineering', urban fire regimes and flood
control. With regards to New
Zealand and the UK, research into the aftermath of floods in Manawatu
(2004), Hull (2007) and
Sheffield (2007) has identified the long-term roots of these disasters,
which lie in the interaction of
human and natural factors, and used such historical insight to inform
policy and improve
community preparedness.
At Hull, the principal investigators responsible for the research are
Greg Bankoff (Professor of
Modern History, 2006 to present), Tom Coulthard (Professor of Physical
Geography, 2005 to
present) and Graham Haughton (Professor of Human Geography, January
2000-May 2010).
Research in the Philippines was carried out in collaboration with Dorothea
Hilhorst (Chair of
Disaster Studies, Wageningen University, Netherlands), while the research
in New Zealand was
carried out with Willie Smith (Associate Professor of Geography,
University of Auckland) and Alec
Mackay (Postdoctoral Researcher, University of Auckland).
References to the research
[A] Greg Bankoff, `Historical Concepts of Disasters and Risk' in Ben
Wisner, Jean-Christophe
Gaillard and Ilan Kelman (eds.) Handbook of Natural Hazards and
Disaster Risk Reduction,
London and New York: Routledge, 2011, pp.31-41.
[B] Greg Bankoff, Uwe Luebken and Jordan Sand (eds.) Flammable
Cities: Urban Fire and the
Making of the Modern World, Madison: University of Wisconsin Press,
2012.
[C] Greg Bankoff and Dorothea Hilhorst, `The Politics of Risk in the
Philippines: Comparing State
and NGO Perceptions of Disaster Management', Disasters, 33, 4,
2009, 686-704.
[D] Willie Smith, Christian Davies-Colley , Alec Mackay and Greg Bankoff,
`The Social Impact of
the 2004 Manawatu Floods and the "Hollowing-out" of Rural New Zealand', Disasters,
35, 3, 2011,
pp.540-53.
[E] Greg Bankoff, `The "English Lowlands" and the North Sea Basin System:
A History of Shared
Risk', Environment and History, 19, 1, 2013, 3-37.
[F] Greg Bankoff, Georg Frerks and Thea Hilhorst (eds.), Mapping
Vulnerability: Disasters,
Development and People, London: Earthscan, 2004.
The rigour of the research, and the positive benefits of the impacts it
generates, is indicated by the
award (after peer review) of the following research grants:
2008-2010: £90,000, Economic and Social Research Council,
`Sub-Contracting Risk: Neo-liberal
Policy Agendas and the Changing Nature of Flood Risk Management', Graham
Haughton, Tom
Coulthard, Greg Bankoff.
2008-2013: £45,000, Economic and Social Research Council, CASE
Studentship, `Rethinking the
Spaces and Institutions for the Governance of Flood Management', Greg
Bankoff, Graham
Haughton, Tom Coulthard, Alexia Rogers-Wright (student), with Hull City
Council.
2009-2014: £50,000, White Rose & Hull Doctoral Scholarship, `The
Capacity of Medium and Small
Enterprises to Manage Flood in Hull and Sheffield', Greg Bankoff, Martina
McGuinness
(Sheffield), Rebecca Messham (student).
2012-2017: £3 million, Natural Environment Research Council and Economic
and Social Research
Council, `Earthquakes Without Frontiers', Consortium comprising Cambridge,
Oxford,
Durham, Leeds, Northumbria and Hull universities (Greg Bankoff).
Details of the impact
The historical approach adopted and developed by Professors Bankoff,
Coultard and Haughton,
and their collaborators in other HEIs, has had its clearest impact through
three forms of
dissemination:
(1) Advisory Reports: the research yielded two reports
commissioned by local and national
governments. Firstly, a contract report of flooding was prepared for the
Ministry of Agriculture and
Forestry in the case of the 2004 event in the North Island of New Zealand
([i] in section 5). This
contract report examined the social impact and community response to the
floods, particularly
evaluating the farm community's `vulnerability' and `resilience' in the
face of the worst flood to hit
New Zealand in 20 years. Secondly, Hull City Council commissioned Bankoff
and colleagues to
form an Independent Review Body (IRB) to compile an Independent Report on
the June 2007
inundation [ii]. An Ofwat statement on this event noted how this Report
was critical of Yorkshire
Water and the way the Humbercare scheme (an investment in Yorkshire
Water's piped drainage
system and terminal pumping stations) had been implemented, and how
Ofwat's own report was
`committed to review the issues that the Hull Independent Review Body
(IRB) report raised,
including the changes made to Hull's drainage arrangements in 2001 and
more recent years and
how the system operated during the June 2007 floods'.
(2) Mass Media Coverage: A series of newspaper articles
popularised many of the ideas about
the need for taking a long-term approach to understanding social
vulnerability in the Philippines [iii-ix].
Most of the articles appeared in the Philippine Daily Inquirer,
the most widely read and
circulated daily newspaper in the Philippines with over 2.7m readers
nationwide and over 50 per
cent of market share [source: www.inquirer.com.ph/abt.asp
- accessed 24 Aug 2012]. In particular,
influential articles devoted to `learning to live with disasters' and
`building resilience and adaptation'
drew directly on Bankoff's research, as disseminated in his lecture tour
in the Cordillera region of
the Philippines in 2008. Other opinions and commentaries appeared in the Philippine
Star and
Manila Standard, further extending the reach of the research
findings.
Similarly, studies of flooding in Manila have informed various newspaper
accounts, thereby raising
public awareness of the benefits of utilising historical analysis to
mitigate social vulnerability in the
face of natural disasters. In one case, Manuel L. Quezon III, currently
Undersecretary of the
Presidential Communications Development and Strategic Planning Office
(PCDSPO), credited
Bankoff's research with correctly forecasting the areas of the city
inundated in the wake of
Typhoon Ondoy in 2009 based on historical analysis. In another article on
the imperative of climate
change, Nereus Acosta, three-term Congressman for Bukidnon and
Presidential Advisor for
Environmental Protection drew upon Bankoff's research on the need to
understand the interplay of
`hazards and history' and to avoid being trapped by `a culture of
disaster' [x].
In November 2013, Bankoff contributed expert analysis to radio programmes
concerning the
preparedness of the Philippines for natural disasters in general, and
Typhoon Haiyan (Yolanda) in
particular [xi].
(3) NGO Fora: The historical approach to understanding social
vulnerability has informed the work
of NGOs in the Philippines, especially those focused on disasters. For
example, Bankoff was a
keynote speaker at the `Forum on Opportunities and Challenges for
Disaster' held on 8 August
2008 at the College of Social Work and Community Development UP Diliman,
which was attended
by more than 80 participants drawn from various NGOs, together with
students and teachers from
different colleges and people's organizations, UNICEF and other
institutions [xii].
Sources to corroborate the impact
[i] Willie Smith, Alec Mackay and Greg Bankoff, Community Resilience
and Response in the
Aftermath of the 2004 Manawatu Floods, Contract Report for the New
Zealand Ministry of
Agriculture and Forestry, January 2007.
[ii] Tom Coulthard, Lynne Frostick, Harold Hardcastle, Kath Jones, Dave
Rodgers, Malcolm Scott,
Greg Bankoff, The June 2007 Floods in Hull: Final Report by the
Independent Review Body 21
November 2007, Independent Report Commissioned by Hull City Council,
November 2007.
[iii] Vincent Cabreza, `Learning to Live with Disasters', Philippine
Daily Inquirer, 22 July 2008
http://newsinfo.inquirer.net/inquirerheadlines/regions/view_article.php?article_id=150081
[iv] Babe Romualdez, `What Have We Done to Deserve This', Philippine
Star, 4 October 2009
http://www.philstar.com/opinion/510691/what-have-we-done-deserve
[v] Manuel L. Quezon III, `The Long View: Ignoring Plans has a Price', Philippine
Daily Inquirer. 10
August 2009
http://opinion.inquirer.net/inquireropinion/columns/view/20091008-228934/Ignoring-plans-has-a-price
[vi] Raul Kamantigue Suarez, `Philippine Deforestation: A National
Spolarium', Philippine Star, 3
December 2009
http://www.philstar.com/science-and-technology/528500/philippine-deforestation-national-spoliarium
[vii] Vincent Cabreza, `Calamities Shape "Bayanihan" Culture"', Philippine
Daily Inquirer, 6 October
2009
http://newsinfo.inquirer.net/inquirerheadlines/regions/view/20091006-228735/Calamities-shape-bayanihan-culture
[viii] Karl Allan Barlaan and Christian Cardiente, `So We Would all be
Informed: Dissecting the
Flood Problem in Metro Manila', Manila Standard Today, 6-7 August
2011
http://www.manilastandardtoday.com/insideOpinion.htm?f=2011/august/6/feature1.isx&d=2011/august/6
[ix] J.R. Nereus Acosta, `Building Resilience and Adaptation: Philippine
Climate-Change
Imperative', Philippine Daily Inquirer, 31 December 2011
http://opinion.inquirer.net/20175/building-resilience-and-adaptation
[x] The original text can be can be found at: http://hir.harvard.edu/no-such-thing-as-natural-disasters?page=0,2
[xi] Radio Monocle 24, The Monocle Daily, 8 November 2013 http://monocle.com/radio/shows/the-monocle-daily/530/
Radio Monocle 24, `The Globalist: Asia', 11 November 2013 http://monocle.com/radio/shows/the-globalist-asia/161/
[xii] `Forum on Opportunities and Challenges for Disaster' Progress
Report
http://www.adpc.net/v2007/programs/udrm/promise/MONITORING_EVALUATION/Monthly%20Status%20Reports/Downloads/2008/2008_08_Dagupan.pdf
and photo (p.12): http://www.slideshare.net/Psdmn/u-p-c-s-w-c-d-case-study