Screening and brief interventions for hazardous and harmful alcohol consumption delivered by general medical practitioners and other frontline professionals
Submitting Institution
Northumbria University NewcastleUnit of Assessment
Psychology, Psychiatry and NeuroscienceSummary Impact Type
HealthResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Summary of the impact
Professor Nick Heather pioneered the use of opportunistic screening and
brief intervention (SBI) by
general medical practitioners (GPs) against hazardous and harmful alcohol
consumption in their
patients and conducted the first randomised controlled trial (RCT) of this
procedure. With
colleagues at Northumbria University and Newcastle University, he
subsequently carried out
translational research on implementing SBI in the routine practice of GPs
and other frontline
professionals. The benefits of SBI have now been recognised nationally and
internationally and
incorporated in health policies of governments in the UK and in many other
parts of the world.
Underpinning research
In the early 1980s Nick Heather pioneered the use of screening and brief
intervention (SBI) by GPs
for hazardous or harmful drinkers in their surgeries. He was lead
investigator of the first
randomised controlled trial (RCT) of SBI in general practice, with
promising results subsequently
confirmed by other trials1. He then conducted other RCTs of SBI
in medical settings, reviews and
discussion papers on SBI and has had a career-long focus on encouraging
the practical
implementation of evidence-based SBI. At the time of joining the staff of
Northumbria University in
1997, he was collaborating with Brian McAvoy, Professor of Primary Health
Care at Newcastle
University, in the English arm of Phase III of the World Health
Organisation Collaborative Study on
Implementing and Supporting Early Intervention Strategies in Primary
Health Care and they
appointed Dr. Eileen Kaner as Research Co-ordinator of this work.
Funding from the Alcohol
Education & Research Councila enabled them to carry out (i)
a survey showing that SBI activity
among GPs was low and identifying barriers and incentives for such work2,
and (ii) RCTs of
methods for marketing and supporting SBI in general practice. Heather was
then appointed
Technical Focal Point for Phase IV of the WHO Collaborative Project which
included twelve
countries in developing nation-wide strategies for implementing SBI in
primary health care3,b. For
the English arm of this projectc, (i) a Delphi survey was
carried out of expert opinion on the best
ways to disseminate SBI among GPs, and (ii) interview and focus groups
were held with patients
and practitioners on how SBI should be incorporated in practice.
Following his retirement from the NHS in 2003, Heather collaborated with
Professor Eileen Kaner,
now Director of the Institute for Health and Society at Newcastle
University and Dr. Paul Cassidy,
GP at Teams Family Practice, Gateshead in translational research aimed at
implementing SBI in
routine practice in primary health care and other settings. In 2004,
funding was obtained from the
Tyne & Wear Health Action Zone (HAZ)d for a demonstration
project aimed at implementing SBI
routinely in pilot GP practices in the HAZ. As part of this project a pack
was developed, known as
How Much Is Too Much?, that included a guide for clinicians, two
levels of brief intervention,
screening materials, a patient booklet, waiting room posters and training
materials for both levels of
intervention. In 2006, Heather co-authored a review of the effectiveness
of treatment for alcohol
problems that had been commissioned by the Department of Health as the
evidence-base
underpinning Models of Care for Alcohol Misusers4;
SBI formed an integral part both of the review
and the models of care. In 2007 Heather was part of a team that published
a Cochrane Review of
`Effectiveness of brief alcohol interventions in primary care
populations', concluding that SBI
consistently produced reductions in alcohol consumption5. He
was also a member of a Programme
Development Group of the National Institute for Health & Clinical
Excellence (NICE) that produced
public health guidance on `Alcohol Use Disorders: preventing the
development of hazardous and
harmful drinking'6. On the basis of reviews of the
effectiveness and cost-effectiveness of alcohol
SBI, the guidance recommended that NHS professionals should routinely
carry out alcohol
screening as an integral part of practice and offer a session of
structured brief advice to those
identified as hazardous or harmful drinkers. Most recently, Heather was a
Principal Investigator of
a large cluster RCT funded by the Department of Health (the SIPS project)e
and aimed at
identifying the most effective and cost-effective forms of SBI in primary
health care, accident and
emergency departments and probation services. Findings from SIPS are
currently being published.
References to the research
1. Heather, N. (2011). Development, evaluation and implementation of
alcohol brief
intervention in Europe. Drug & Alcohol Review, 30,
138-147. DOI: 10.1111/j.1465-
3362.2010.00267.x
2. Kaner, E., Heather, N., McAvoy, B., Haighton, C. & Gilvarry, E.
(1999). Intervention for
excessive alcohol consumption in primary health care: attitudes and
practices of English
general practitioners. Alcohol & Alcoholism, 34,
559-566. DOI: 10.1093/alcalc/34.4.559
3. Heather, N. (Ed.) (2006). WHO Collaborative Project on
Identification and Management of
Alcohol-related Problems in Primary Health Care; Report on Phase IV:
Development of
Country-wide Strategies for Implementing Early Identification and Brief
Intervention in
Primary Health Care. Geneva: World Health Organisation. Available
from HEI on request
4. Raistrick, D., Heather, N. & Godfrey, C. (2006). Review of the
Effectiveness of Treatment
for Alcohol Problems. London: National Treatment Agency for
Substance Misuse. Available
from HEI on request
5. Kaner, E.F.S., Beyer, F., Dickinson, H.O., Pienaar, E., Campbell, F.,
Schlesinger, C.,
Heather, N., Saunders, J. & Burnand, B. (2007). Effectiveness of
Brief Alcohol Interventions
in Primary Care Populations (Review). The Cochrane Library 2007,
Issue 2. DOI:
10.1002/14651858.CD004148.pub3#sthash.0CCwqnvA.dpuf
6. National Institute for Health & Clinical Excellence (2010). Alcohol
Use Disorders:
Preventing the Development of Hazardous and Harmful Drinking. NICE
Public Health
Guidance 24. London: Author. Available from HEI on request
Grants awarded
a. 1995: A Controlled Trial to Encourage Uptake and Utilisation by
General Practitioners of
Early Intervention Against Excessive Alcohol Consumption. Alcohol
Education & Research
Council; £118,000
b. 1998: Co-ordination of WHO Phase IV Project on Brief Intervention for
Hazardous and
Harmful Drinkers in Primary Health Care. World Health Organisation;
£18,000.
c. 1999: Strategy for Implementing Screening and Brief Interventions in
Primary Health Care
in England. Alcohol Education & Research Council; £132,000.
d. 2004: Pilot Implementation of Screening and Brief Alcohol
Interventions In General
Practice. Tyne & Wear Health Action Zone; £90,525.
e. 2006 Alcohol Screening and Brief Intervention Pilots. Department of
Health. £3,986,821
Details of the impact
The impact of this research can be demonstrated both nationally in the
countries of the UK and
internationally. With regard to the UK, in 2008 the Government introduced
in England a Direct
Enhanced Service (DES) commissioned through the Primary Care GMS Contract
in which GPs are
directed to offer an alcohol screen to all new registrations aged 16 and
over and offer brief advice
to reduce drinking to low-risk levels to those screening positive (roughly
1.75 million patients
screened per year). The DES and local variations in the form of Local
Enhanced Services were
supported by a Primary Care Service Framework based on the How Much Is
Too Much? SBI pack
(see above). Also in England, in 2008 the Department of Health
established an Alcohol
Improvement Programme (AIP) which ran until 2011 with the aims of
addressing alcohol-related
harm at regional and local levels and reducing the increase in the rate of
alcohol-related hospital
admissions. The provision of identification and brief advice was one of
the `high impact changes'
recommended to Primary Care Trusts as a way of encouraging people to drink
less. Another
component of the AIP was an Alcohol Learning Centre http://www.alcohollearningcentre.org.uk/
which was an on-line, one-stop-shop to collate, co-ordinate and
disseminate learning and
promising practice from across the NHS and the Third Sector (between
250-500 visits per day and
50,000 page views per month). It contained alcohol specific documents,
guidance and tools,
examples of alcohol harm reduction initiatives across England and training
resources to support
frontline practitioners and commissioners. In Scotland, there was a health
service target of
delivering 149,449 brief interventions during the period 2008/09-2010/11.
This target has been met
(174,205 interventions delivered), has been extended for another year and
has become an NHS
standard in Scotland http://www.healthscotland.com/topics/health/alcohol/local-delivery.aspx.
SBI
has also formed an important part of recent health policy in Wales and
Northern Ireland. More
generally, the provision of alcohol SBI is now an integral and mainstream
part of health services
throughout the UK. In advice to `make every contact count', the NHS
Future Forum has recently
recommended that NHS staff in England should routinely take the
opportunity to talk to patients
about lifestyle, including alcohol consumption, even when the presenting
problem has no obvious
connection with it, and when required, offer motivationally-based advice
on lifestyle change
http://healthandcare.dh.gov.uk/forum-report/.
These recommendations have been accepted by the
UK Government and `Identification and Brief Advice' is an important
component of the UK
Government Alcohol Strategy published in March, 2012 https://www.gov.uk/government/publications/alcohol-strategy.
The Alcohol Programme Manager
for Public Health England states that Brief Interventions..."has been
adopted as one of our
principal recommended interventions and has been included in formal
health programmes
including the NHS Health Check for adults aged 40-75. Professor Heather
has been a leader in
this field for many years and his research has been influential in
shaping our policy."
Following the conclusion of the WHO Phase IV Collaborative Study in 2004,
Heather took the lead
in setting up the International Network on Brief Interventions for Alcohol
Problems (INEBRIA:
http://www.inebria.net/Du14/html/en/Du14/index.html)
and was President from 2009 to 2012. The
aim of INEBRIA is to promote wide implementation of brief interventions in
a variety of settings for
hazardous and harmful alcohol consumption at local, national and
international levels. In addition
to offering online support for researchers and practitioners interested in
alcohol SBI, from 2004 to
the present, INEBRIA has held well-attended conferences in Spain, Germany,
Portugal, Belgium,
Brazil, the UK, Sweden and the USA (over 700 separate attendees from 40
countries). Owing
partly to the influence of INEBRIA, and in combination with the work of
many other researchers,
SBI has now become an accepted strategy for responding to alcohol-related
harm in many
countries of the world. In the USA, the federal government in 2007
established a programme
entitled Screening, Brief Intervention and Referral to Treatment (SBIRT)
at a cost of over $180m
http://www.samhsa.gov/prevention/sbirt/.
SBIRT services were disseminated across six states and
also through physician residency training programmes and grants to
colleges and universities. In
addition, SBI has been implemented in the entire Veterans' Administration
medical system in the
USA. Professor of Medicine and Epidemiology at Boston University states
that "Screening and
brief intervention for unhealthy alcohol use has been recognized as one
of the most effective and
cost-effective of preventive services and is recommended in primary care
by the authoritative US
Preventive Services Task Force, an independent group of experts that
rely on the highest levels of
scientific evidence."
In Sweden, the Risk Drinking Project carried out from 2004 to
2010 had a total funding of
approximately €25m and was based on a government initiative to give
alcohol issues a more
prominent place in routine primary, maternity and occupational health
care, involving both
physicians and nurses http://www.fhi.se/en/News/News/Striking-results-from-the-Swedish-Risk-Drinking-Project-/
Training in SBI was the major component of this programme. While other
countries may not have
seen government-sponsored implementation programmes, SBI has been
incorporated in medical
services to a greater or lesser degree in many countries of the world.
Sources to corroborate the impact
Alcohol Programme Manager, Public Health England, will corroborate the
key role of alcohol SBI in
government policy on reducing alcohol-related harm in England.
Professor of Medicine & Epidemiology, Boston University, USA will
corroborate the importance of
the SBIRT programme in the federal government's response to
alcohol-related harm in the USA
and the international recognition of the effectiveness of screening and
brief intervention for alcohol
problems in general medical practice.
Co-ordinator, Management of Substance Abuse, World Health Organisation
will corroborate the
important place of alcohol screening and brief intervention in the WHO
Global Strategy to Reduce
the Harmful Use of Alcohol and the significant part played by the WHO
Collaborative Study on
Implementing and Supporting Early Intervention Strategies in Primary
Health Care in developing
and disseminating alcohol SBI internationally.
Department of Medical and Health Sciences, Linköping University will
confirm the adoption by the
Swedish government of the Risk Drinking Project to combat alcohol-related
harm in Sweden and
the widespread acceptance of alcohol screening and brief intervention in
research and practice
internationally.
President, INEBRIA, c/o London School of Hygiene and Tropical Medicine
will corroborate the
success of INEBRIA in encouraging high quality research and evidence-based
practice in alcohol
screening and brief intervention on an international basis.
Primary Care Service Framework for Alcohol
http://www.alcohollearningcentre.org.uk/Topics/Browse/PrimaryCare/?parent=4608&child=4617
Alcohol Improvement Programme/ Alcohol Learning Centre
http://www.alcohollearningcentre.org.uk/Topics/tags/?tag=Alcohol%20Improvement%20Programme
The Government's Alcohol Strategy 2012 http://www.homeoffice.gov.uk/publications/alcohol-drugs/alcohol/alcohol-strategy?view=Binary
International Network on Brief Interventions for Alcohol Problems
(INEBRIA)
http://www.inebria.net/Du14/html/en/Du14/index.html