Facilitating policy change in local public services: introducing co-production with users and citizens
Submitting Institution
University of BirminghamUnit of Assessment
Politics and International StudiesSummary Impact Type
SocietalResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Studies In Human Society: Policy and Administration
Summary of the impact
Bovaird's cross-national research has demonstrated that the co-production
of public services is a
feasible and effective alternative to traditional,
professionally-dominated approaches to service
delivery. His close engagement with government at all levels in the UK, as
well as the EU, has
enabled Bovaird to place co-production firmly on the policy agenda and
assist organisations to
implement new practices. His research shows policy makers that
co-production has the potential
to address the problem of managing increasing demand for public services
in a context of
austerity. It has inspired dialogue amongst policy-makers and
practitioners internationally,
shaped their awareness of co-production's contribution to public
service quality and efficiency,
influenced government policy, and changed practice in a
variety of local public service
agencies.
Underpinning research
Professor Tony Bovaird (Professor of Public Management and Policy,
University of Birmingham
since 2006) has collaborated with government organisations, Governance
International (an
international non-profit organisation), and academics across Europe in a
stream of research that
explores the potential of co-production in local public services. His work
defines co-production as
`the provision of services through regular, long-term relationships
between professionalized service
providers and service users ... where all parties make substantial
resource contributions' [R1].
Bovaird's research challenges the ideas and practices of both
provider-centred public
administration and market-oriented new public management by showing that
public services rely
on the often un-costed and un-acknowledged inputs of users and
communities. Co-production
explicitly values such contributions, and Bovaird's work presents the
intellectual foundation for this
claim [R1, 2], data to support the argument [R1, 3, 4], and management
approaches that can be
used by public authorities actually implementing co-production policies
[R2, 6]. Overall, it shows
that co-production is already much more prevalent and significant than
public officials realise [R4],
and that it can make a significant contribution to the quality and
effectiveness of services and, as a
result, improve outcomes for citizens [R2, 6].
An important element of the empirical research was a cross-national
comparative analysis of user
and community co-production. As part of this work, Bovaird has worked
closely with Governance
International (a European non-profit organisation promoting democratic and
effective public
services) and with US collaborators. The comparison entailed a survey of
around 1000 citizens in
the Czech Republic, Denmark, France, Germany, and the UK that explored
citizens' experience
of co-production, complemented by focus groups to explore the meanings
given to co-production
by different stakeholder groups inside and outside the public sector [R3,
R4].
The study concluded that successful and sustainable co-production was
dependent on institutions
that are able to combine public sector and citizen inputs in ways that
make the most of each
other's resources and strengths. Bovaird's work thus provides significant
insights into the type of
contributions made by individuals and groups who use local public
services, the factors that drive
this willingness to co-produce, and the cost-effective ways in which
public agencies can mobilise
the inputs of service user and community assets.
His research also compares approaches to co-production that involve
individual service users with
those that engage groups or communities. Bovaird concludes that
co-production designers need
to understand the different factors that motivate individuals to become
involved [R3]. He also
shows that the balance between individual and collective co-production
varies across types of
public service and thus that designers need to appreciate the constraints
on co-production as well
as its potential [R3, R4]. This insight suggests the need for different
strategies by public agencies
both in terms of engaging people in co-production and also in choosing
those public services
where co-production is likely to be more effective than others [R5].
More recently, the `Modelling Birmingham' study has involved Bovaird in
long-term research
collaboration with Birmingham City Council to develop an analytical
technique that can
demonstrate how inputs from public, private and nonprofit organisations
combine with those co-
produced with service users and communities to generate positive outcomes.
The study involves
`backwards-mapping' from desired outcomes in order to establish the
relative effectiveness of
different service delivery pathways. The research reveals that those
pathways with a high level of
user and community inputs are more cost-effective than traditional public
service approaches [R6].
References to the research
Research Outputs:
R2) Bovaird, T. and Loeffler, E. (2012) `From engagement to
co-production: The contribution of
users and communities to outcomes and public value', Voluntas,
vol. 23, no. 4, pp. 1119-1138
[doi: 10.1007/s11266-012-9309-6]
R3) Parrado, S., van Ryzin, G., Bovaird, T. and Loeffler, E. (2013),
`Correlates of co-production:
Evidence from a Five-Nation Survey of Citizens', International Public
Management Journal, 16
(1): 1-28 [doi: 10.1080/10967494.2013.796260]
Grants:
- Bovaird, T (PI) Modelling Outcomes in Birmingham, Sponsor:
Birmingham City Council,
November 2011 - December 2013, £31,749
- Bovaird, T (PI) Activating the 'Big Society': Developing Evidence
on the Underlying Conditions
for Individual and Community Co-production, Sponsor: Arts and
Humanities Research Council
(AHRC) Connected Communities programme (with University of Southampton
and
Governance International), January 2011 to March 2012, £31,838
Details of the impact
Influencing the national and international policy agenda
Bovaird's original research, together with his close association with
Governance International, has
helped shape the public service policy agenda. The Presidency of the EU
commissioned the five-
country study of public service co-production [R4], the results of which
were presented to over a
thousand public officials at the EU Fifth Quality Conference for Public
Administration (5QC)(Paris,
September 2008). The policy conclusions of this study `informed the
development of the
Cabinet Office report Co-Production of Public Services
(2009) significantly' [source 1 below]
(http://webarchive.nationalarchives.gov.uk/+/http:/www.cabinetoffice.gov.uk/media/207033/public_services_co-production.pdf).
Bovaird was also commissioned by the UK Department of
Communities and Local Government (CLG) to develop the policy implications
of his research
findings [R6]. This contributed to the evidence base for the
Government's 2008 White Paper
which set out the ways in which it intended to empower communities and
citizens [source 2].
Growing policy-maker and professional interest in co-production led
Governance International and
the Local Government Information Unit (LGIU - a leading independent think
tank on local public
services) to commission and publish a book on how co-production could
improve health and social
care outcomes. Bovaird co-edited and contributed to the book, alongside
chapters in which civil
servants, local authority councillors and officers, and third-sector
managers documented their
experiences with co-production. The Chief Executive of LGIU commented that
`[t]his very timely
book ...gives us a glimpse into the future ... [in] this vital area of
public policy' [source 3]. The book
was recommended by CLG as a key resource for those local
authorities introducing co-
production as part of their neighbourhood budgeting approach [source 4].
In 2012, Bovaird was invited to give oral evidence to the House of
Commons Select Committee on
Communities and Local Government on the potential of co-production for
public service
transformation [source 5], further contributing to the development of
the public service policy
agenda.
Influencing the policy and practice of local public service providers
and commissioners
Bovaird's research on co-production has led to his involvement in a number
of policy initiatives. In
2010, the Local Authorities Research Council Initiative (LARCI), a
partnership of Research
Councils UK (RCUK) and local and central government, appointed Bovaird (a
LARCI Council
member) as the champion and sponsor of a series of papers on co-production
[source 6]. This
series was used as evidence by the Scottish Government's Commission
on the Future
Delivery of Public Services when it recommended that `public service
organisations should
increasingly develop and adopt positive approaches which build services
around people and
communities, their needs, aspirations, capacities and skills' [source 7].
Subsequently, in 2011, the Scottish Executive commissioned Bovaird and
Governance
International to design a programme to that would develop the skills of
health and social care
professionals in local authorities, community health partnerships, and
social care providers across
Scotland. Since 2012, this development programme has been delivered twelve
times, reaching
around 300 policy-makers, senior managers and front-line professionals,
assisting them in
realising the public service improvement vision of the Scottish
Government. The training has now
been extended to a wider range of public services, initially through a
national workshop for Police
Scotland in June 2013. Midlothian Council, who trained 120 senior staff
through this programme,
report that Bovaird and his team `help[ed] us roll-out co-production
quickly... [It] is now a core part... of the Council and is contributing
to significant improvements in services and important
efficiency savings' [source 8]. Emerging from this work, Bovaird,
Governance International and
the Joint Improvement Team (JIT) (comprising the Scottish Executive Health
Department, NHS
Scotland, and the Convention of Scottish Local Authorities) produced two
guides for practitioners
[source 9]. The JIT Director comments: `We have found Professor Bovaird's
research invaluable in... delivering the Scottish Government's vision of
co-production as a reality of public service reform'
[source 10].
The `Modelling Birmingham' research forms an important part of Birmingham
City Council's project
of transforming its service delivery through co-production to meet the
challenge of increasing
community needs in an environment of declining resources. The Council
comments that the project
`has already had a number of valuable impacts on public services ...
(including) identifying
preventative interventions (and) ... highlighting the potential for
significant savings' [source 11].
The City Council also believe it will `have wider effects on UK local
government' in the future. The
project won the 2012 IBM Smarter Cities Award and a prize of $500,000 to
further develop the
work [source 11].
Within UK government, the idea of co-production has been connected with
current policy interest in
neighbourhood budgeting in order to give communities greater capacity to
influence those services
funded by public resources. In 2012, Bovaird was appointed to the CLG's
Neighbourhood
Community Budgeting Analytical Advisory Board. In January 2013, Governance
International and
Bovaird were commissioned by CLG, Birmingham City Council and the Balsall
Heath
Neighbourhood Forum to undertake a cost-benefit analysis of the
Neighbourhood Community
Budgeting pilot in Balsall Heath. The evaluation resulted in the
partners placing much greater
emphasis on bringing the community into service commissioning, design
and delivery,
particularly in community safety and local environmental improvement
services, and thus
enhancing co-production [source 7].
In light of this contribution, Bovaird was invited to present on the
`economy/diseconomy of scale'
effects of co-production at a CLG workshop and subsequently at a policy
roundtable with Danny
Alexander MP, Chief Secretary to the Treasury, in April 2013. CLG comment
that they `highly
value' Bovaird's `personal engagement with the department ... where his
expertise has helped
develop, challenge and shape policy thinking ... a notable example
being his leading
contribution on economies/diseconomies of scale' [source 12].
Sources to corroborate the impact
[1] Factual statement provided by Portfolio Lead, Cabinet Office.
[2] Citations in Communities and Local Government (2008) Communities
in Control: Real People,
Real Power (White Paper, Evidence Annex. London: Communities and
Local Government).
http://webarchive.nationalarchives.gov.uk/20120919132719/http://www.communities.gov.uk/documents/communities/pdf/886123.pdf
(citations on pp. 39, 57 and 69 and full reference on p. 79).
[3]: Forward to Loeffler, E., Taylor-Gooby, D., Bovaird, T.,
Hine-Hughes, F. and Wilkes, L. (eds)
(2012), Making Health and Social Care Personal and Local - Moving from
Mass Production to Co-
production (Birmingham: Governance International/ Local Government
Information Unit).
www.govint.org/fileadmin/user_upload/publications/2012_Pamphlet/GovInt_London_Pamphlet_2012__MAKING_HEALTH_AND_SOCIAL_CARE_PERSONAL_AND_LOCAL_.pdf
[4]: Citations in Communities and Local Government (2012) Neighbourhood
Community Budget
Overarching Evaluation: Engaging the Community and Partners (London:
Neighbourhood
Community Budgeting Research Team, Communities and Local Government). [available
from
HEI on request]
[5]: Oral and written evidence in House of Commons Communities and
Local Government
Committee (2012) Mutual and Cooperative Approaches to Delivering Local
Services (HC 112,
London: TSO). www.publications.parliament.uk/pa/cm201213/cmselect/cmcomloc/112/120521.htm
[6]: LARCI (2010) Co-Production: A Series of Commissioned
Reports (London: Local Authorities
Research Council Initiative/ Improvement and Development Agency for Local
Government).
www.rcuk.ac.uk/documents/innovation/larci/LarciCoproductionSummary.pdf
[7]: Commission on the Future Delivery of Public Services (2011) Report
(Edinburgh: Public
Service Commission), para 4.17. www.scotland.gov.uk/Resource/Doc/352649/0118638.pdf
[8]: Factual statement provided by Senior Manager, Midlothian
Council.
[9]: Governance International and the Joint Improvement Team
(2012) Co-production in Health
and Social Care: What It Is and How to Do It; ~ (2013) Co-Production
of Health and Wellbeing in
Scotland) Birmingham: Governance International).
www.govint.org/fileadmin/user_upload/publications/2012_Pamphlet/CO-PRODUCTION_IN_HEALTH_AND_SOCIAL_CARE_What_it_is_and_how_to_do_it_Scottish_Pamphlet_2012.pdf
[10]: Factual statement provided by Director, Joint Improvement
Team.
[11]: Factual statement provided by Head of Strategic Development,
Birmingham City Council
[12]: Citations in Communities and Local Government (2013) Neighbourhood
Community Budget
Pilot Programme: Research, Learning, Evaluation and Lessons (London:
Communities and Local
Government).
www.gov.uk/government/uploads/system/uploads/attachment_data/file/224259/Neighbourhood_Community_Budget_Pilot_Programme.pdf
(citations on pp. 50 and 51, full reference on p.91).
[13]: Factual statement provided by Principal Research Officer,
Department for Communities.