Improved group negotiation, problem solving, and strategy making in private and public sector organisations
Submitting Institution
University of StrathclydeUnit of Assessment
Business and Management StudiesSummary Impact Type
SocietalResearch Subject Area(s)
Information and Computing Sciences: Information Systems
Psychology and Cognitive Sciences: Psychology
Summary of the impact
The impact derives from research and development which led to the
creation of i) a system and ii)
methodology used for strategic problem solving, strategy making, and
developing effective
collaboration. Specifically, the impact results from the application of
the developed Group Decision
Support System (GDSS) and accompanying methodology that improves group
negotiation and the
quality of agreements in organisational settings. The GDSS is innovative
computer software
(`Group Explorer') reflecting a multi-disciplinary approach that
enables effective parallel and
anonymous communication between group members to construct a visual
interactive model.
Direct, and anonymous, communication with the model facilitates the
management of messy and
complex qualitative views. Use of the GDSS has improved the effectiveness
of collaboration,
strategic problem solving and strategy making by senior teams in the NHS,
DECC, Balfour Beatty,
EdF, Land Engineering, Strathclyde Police, and Office for Nuclear
Regulation (ONR), Scottish and
Southern Energy, among others within and outside the UK.
Underpinning research
Context:
The underpinning research by Colin Eden and Fran Ackermann at the
University of Strathclyde
largely focused on group decision and negotiation. Over two decades
(1993-2013) their work has
elaborated and developed the theory of negotiation in organisational
settings, extended the field of
Group Decision and Negotiation, and developed as well as tested a
Group Decision Support
System and negotiation methodology.
Key Findings / Research Insights:
Group Explorer is a group decision support software tool based on
an understanding of how
individuals change their mind through a process of social and
psychological negotiation [1]. It also
recognises that developing, researching, and using group support designs,
which support a social
process as well as effective analysis [2], are seen as fundamental to a
good chance of agreements
about the resolution of complex situations being implemented. However, in
addition the system is
designed to combat the shortage of time available to senior teams by
making strategy making and
problem solving meetings considerably more productive [3].
Some of the key research that underpins the development of the group
support system relates to
procedural justice and group-think. Procedural Justice relates to the way
that decisions are made
and participants are treated during decision making. Research suggests
that an environment
where participants feel a sense of fairness in contribution and being
`listened to' will encourage
cooperation, trust, and engagement with the group's goals. The underlying
research, therefore,
focuses on how groups work, rather than how individuals behave in
isolation, and on how groups
arrive at commitments to act [4].
The underpinning research also recognised that, in group work, there
exists the significant danger
of `group-think'. Group think involves groups taking irrational decisions,
suppressing dissent
opinions or ignoring alternatives due to a psychological drive for
consensus. This means that there
exists the danger of organisations being blinkered to strategically
important new opportunities.
Hence, Ackermann and Eden's research builds on these insights and sought
to counter the
phenomenon by developing a mechanism for increasing the chances of
productive enquiry and
creativity. Such a system would provide participants a greater opportunity
to genuinely change
their mind [1, 3] and develop new rewarding relationships. The group
decision support system that
was developed was also informed by insights on anonymity and face-saving
features for crucial
stages of negotiations.
Finally, research into `getting to yes' (negotiation and conciliation
theory) underpinned the design of
Group Explorer and the accompanying methodology of causal
mapping [5, 6]. Thus views and
options are able to be revised to enable agreements about appropriate
strategies and actions that
will effect purposeful organisational change (the creative conclusions
from the causal maps
developed by the team).
The Group Support software (Group Explorer) and methodology has
been available in the public
domain since 2013. The system utilises networked laptop computers where
participants can
communicate (express views, ideas, assertions, and evaluations) with a
continuously changing
causal network/model displayed on a large public screen. Thus the
modelling methodology is
based on the theory and practice of causal mapping [6]. Participants are
able to express
preferences and give ratings anonymously with respect to network clusters,
identify central issues,
detect feedback loops, and categorise aspects of their model. The software
detects levels of
consensus and can identify outliers and dominance participants as the
process unfolds.
Key Researchers: Colin Eden and Fran Ackermann have held academic
posts at Strathclyde
Business School since 1988 to present.
References to the research
1. Ackermann, F. and Eden, C. (2011a) Negotiation in Strategy Making
Teams: Group Support
Systems and the Process of Cognitive Change. Group Decision and
Negotiation 20, 293-314
2. Eden, C. and Ackermann, F. (2001) Group Decision and Negotiation in
Strategy
Making. Group Decision and Negotiation 10, 119-140
3. Andersen, D., Richardson, G. P., Ackermann, F., and Eden, C. (2010).
Using a Group Support
System to Add Value to Group Model Building. System Dynamics Review,
26, 335-346
4. Ackermann, F. and Eden, C. (2010) The Role of Group Support Systems:
Negotiating Safe
Energy. In: Kilgour, D.M. and Eden, C., (Eds.) Handbook of Group
Decision and Negotiation,
pp. 285-299. Dordrecht: Springer
5. Eden, C. and Ackermann, F. (2013). 'Joined Up' Policy Making: Group
Decision and
Negotiation practice. Group Decision and Negotiation, DOI:
10.1007/s10726-013-9375-1.
6. Ackermann, F. and Eden, C. (2011b). Making Strategy: Mapping Out
Strategic Success.
London: Sage.
The software and methodological development was supported and funded by
the recipients of the
developments as they were made. The recipients paid for the use of the
software and method as it
was developed in order to gain its benefits. The software/system/method
can now be acquired in
the public domain (2013) and is being used by other University researchers
and consultants: Hull
Business School, Copenhagen Business School, Warwick Business School,
Loughborough
Business School, Aston Business School, MIT Research Establishment, Curtin
Business School,
Radboud University Nijmegen, University at Albany.
Details of the impact
Process/events from research to impact
The impact derives from the development of the special purpose group
support software, Group
Explorer, and the associated methodology. The impact from the use of
the software and
methodology arises from half/one-day workshops that are specifically
designed for attendance by
6-25 participants using the developed methodology (problem oriented causal
mapping) and Group
Explorer. The participants are typically the members of the senior
team in an organisation. The
research and application was undertaken in real organisational settings,
at the specific request of
the top management teams across a range of major organisations (see below
for examples) and
undertaken by Eden and Ackermann — and the impact was derived specifically
from these settings.
Types of impact
1. More Effective Collaboration and Conflict Resolution: One of
our regular workshops
includes 8 top team managers from EdF and 8 senior managers from the
Office for Nuclear
Regulation (ONR) in an effort to resolve dysfunctional behaviours between
the organisations (the
workshop was repeated and refined each year from 2006-until 2012). The
Chief Inspector (ONR)
comments in his letter that "these strategic conversations,
independently facilitated using your
methodology and IT, have been time efficient and effective in developing
our strategies, internal
focus and external relationships" [Source 3]. Post workshop
interview notes from several named
Senior Civil Servants of the Department of Energy and Climate Change
(DECC) and from
members of the ONR top management team said, for example: "the model
helped catch people up
and develop a sort of common understanding. We learnt a lot more about
each other. .... the
mapping was very successful in deciding what needs to be done." "The
structure of the [workshop]
- the format — takes out the negative elements... very different from
traditional meetings — it [the
GSS] provided a mechanism for honest discussion." "The software
[GSS] was incredibly useful —
setting preferences and getting everything out in the open. It would
have been much slower if
everyone had to speak (and we wouldn't have got that much on paper) ...
good conflict resolution
session with positive outcomes re attitudes and solid deliverables"
[Source 6].
2a. Effective Strategic Problem solving and Nuclear New Build Risk
Assessment: The
Strathclyde approach is being used by a team of 10 senior managers from
EdF tasked with
addressing the development of a risk strategy (2011-2013). In the case of
nuclear new build risk
assessment and collaborative multi-organisational working between the
Nuclear New Build team of
EdF and ONR, the participants expect there to be a significantly increased
probability of success,
and reduced risk in the construction of new nuclear power stations, than
would have been
otherwise. The use of the system and methodology is to be extended by EdF
later in 2013 and
into 2014 [Source 1 and 2].
2b. Effective Strategic Problem solving: This example involved a
Health Service Multi-organisational
group of 30 GP's, social workers, care home managers, and NHS senior
managers addressing the strategic issues associated with increasing
dementia (2008). The
National Lead for Mental Health (the sponsor for the work) has written
that the system enabled
them to: "Understand their different perspectives around the key issues
that were impacting on the
functioning of the system. This took some of the unhelpful `emotional
heat' out of the discussions
as individuals were able to understand that a different opinion was
based on a different model of
the world" (Ruth Glassboro, General Manager, Mental Health, Borders
NHS).
3. More Effective Collaboration: Office for Nuclear Regulation (ONR)
and the Department for
Energy and Climate Change (DECC): This example from 2012 involved
three teams of senior
managers (two from DECC, and one from ONR). A participant from DECC
speaking about the
workshops said "The software was incredibly useful — setting
preferences and getting everything
out in the open. It would have been much slower if everyone had to
speak...good conflict
resolution session with positive outcomes regarding attitudes and solid
deliverables." The CEO of
ONR at the time said "We agreed common goals — we can sort it out and
stop bickering...Actions
in place." Meanwhile joint client Chief Nuclear Officer, ONR had
this to say, "astonished by the
capability of the system...would have taken us weeks to get where we got
to...behaviours seem to
have changed during the workshop: a more roundtable approach being
taken, and joint things
coming up by the end of the day". [Source 3]
4. Evaluating Competitive Advantage of Scotland: Scottish
Enterprise (SE) got together a group
of Scottish company CEOs to consider how Scotland could become more
competitive (2010). The
SE sponsor said that "using both the Group Explorer system and the
mapping tool helped to draw
out the deep and underlying competencies that make our sectors
different... I can't imagine any
other system or method that would enable us to have made as much
progress as we did in such a
short time" (Ian McMahon, Head of Engineering and Aerospace, SE).
5a. Strategic Problem solving: The first example involved a group
of 18 NHS Consultants,
Hospital Chief Executives, Government Civil Servants responsible for
health provision, Senior
nursing staff, and NHS administrators tasked with addressing issues in
acute hospitals (2013). The
Deputy Director of Health Performance states that "it was important for
us all because it gave us a
conversation where we could reach conclusions and prioritise. We
finished up with agreements
that were neither NHS or Government, but rather a shared understanding
and agreement. We `got
to a good place as a group'." [Source 4].
5b.Strategic Problem solving: In the second example (2011), a team
of senior managers from
Clydesdale Bank were assisted when seeking agreement about a strategy for
new working
practices across departments. The Transformation Director at Clydesdale
Bank attests to the use
of the system over a number of years. He argues that his decision to use
the approach was based
on "experience of it increasing productivity, the ability to draw on
multiple perspectives — often from
those who have unique views but do not contribute in larger groups and
most importantly to be
able to move quickly from idea to agreement to the governance of
delivery" (Kevin Page, Director
of Operations, Clydesdale Bank).
6a. Developing Implementable Strategy: The first example involves
the top management team
of Balfour Beatty (25 people) a construction company. The Chief Executive
writes: "This approach
had a transformation impact on the company with a reduction in
dysfunctional behaviours and an
increased ability to identify and agree joint goals". "[The]
system helped protect anonymity in the
early part of the session and ensured that everything including highly
contentious items was put up
for debate and agreement. The outcome was high levels of ownership and
commitment from the
two separate SMTs on the way forward." "By 2008 annual sales had
reached £300M with a
corresponding increase in profit. Employee numbers increased to over
1700." [Source 5].
6b. Developing Implementable Strategy: The second example concerns
the top management
team of Land Engineering (2013). The team comment: "The process
followed was helpful...
particularly useful were the tools in being able to gather and arrange
everyone's thoughts into
something that was useful... we previously struggled with this". "The
process helped us get past
some points where the interests of vocal individuals were not in the
shared interest of the group".
[Source 6].
7. Organisational Change: Royal Bank of Scotland. The sponsor
comments that "in a half day
meeting with the whole team involved in the change in our organisation,
we were able to gather
views, reach consensus and ensure everyone provided input rather than
just those who usually
speak loudest!" "[This was] a strategic planning session for a
complex programme of change we
were developing using the Group Explorer system. Usually, commencing a
programme of change
of that scale would require a series of workshops, and meetings to
define the scope of the
programme in detail, necessitating the need to collate complex and
varied views and reach
consensus over a period of weeks." (Ingrid Astbury, Head of Mindsets
& Behaviours Lean &
Continuous Improvement, Group Operations, Royal Bank of Scotland)
8. Risk Assessment: The workshop with Scottish and Southern Energy
help the company
Identify and explore the systemic relationship between strategic risks. "Risks
attained beyond the
traditional top down risks identified through project risk registers"...
"the software and mapping
process enabled significant progress to be made in a very short period
of time — capturing and
structuring 100+ risks and subsequently prioritising them in as little
as half a day" (Frank Clifton,
Project Development Manager, SSE).
As the various corroborating sources testify, in all of the cases listed
above the application of the
developed methodology and group support system was, in summary, taken by
the participants to
have led to one or more beneficial impacts: changes in relationships,
reduction of dysfunctional
behaviours, an ability to address joint goals, an ability to share wisdom
and experience and
viewpoints, and an increased commitment to agreements than would normally
have been the case.
The workshops also created impact by improving working relationships:
degrees of trust, mutual
and deeper understanding, and appreciation of interacting but different
goals were significantly
improved. In particular, the group support system facilitated designed
conversations that would not
have been possible using other formats, and allowed significantly
increased productivity by:
multiple conversations at one time, anonymity when appropriate, ease of
face saving, continuous
recording of `minutes' (`minutes' created by the group in real time), and
agreements developed in
context.
Global reach: The impact has been more geographically extensive
than just the UK with
workshops held with senior management `bid teams' within Bombardier
(Canada), and
management teams in the Netherlands (Reed-Elsevier), USA (various),
Luxemburg (SES),
Australia (Health) and Denmark.
Sources to corroborate the impact
- The Project Director for Hinkley Point C, EdF Energy, can be contacted
to corroborate the
impact on negotiations with Office of Nuclear Regulation (ONR) and
strategic problem solving.
- The Safety and Technical Director, EdF, can be contacted to
corroborate the impact on
negotiations with Office of Nuclear Regulation (ONR) in relation to
risk.
- A statement from the Chief Nuclear Officer, Office of Nuclear
Regulation (ONR).
- A statement from the Former Deputy Director of Health Performance,
Scottish Government.
- A statement from the Chief Executive, Balfour Beatty Rail.
- Post workshop participant interview notes.