Understanding choice and markets in public services
Submitting Institution
Goldsmiths' CollegeUnit of Assessment
Politics and International StudiesSummary Impact Type
SocietalResearch Subject Area(s)
Studies In Human Society: Policy and Administration, Political Science
Summary of the impact
One strand of Griffiths' academic work has looked at public service
reform. This research has
influenced a variety of think tank publications examining reform
strategies in health, education and
social care. In particular, it has shaped debates on citizenship, choice
in public services, the
`coproduction' of services between citizen and state, and greater
professional autonomy. Both the
New Labour Government and the Coalition have moved policy in this
direction. Griffiths' contributions
have been significant enough to be discussed by Cabinet Ministers and
senior opposition politicians,
special advisers, trade union groups and in local government. His latest
edited book in this area is
currently the subject of an ongoing series of debates
between academics and policymakers,
including government ministers, hosted by the Royal Society and Arts and
sponsored by the ESRC.
Underpinning research
Griffiths has been employed in Goldsmiths' Politics Department since
being appointed as a lecturer
in 2008, and has divided his time between academia and public policy. He
was formerly Senior Policy
Advisor at the British Academy (the UK's national body for the humanities
and social sciences) where
he was involved in setting up their Policy Centre, and Senior Research
Fellow at the Social Market
Foundation where he headed the organisation's work on public service
reform. Before that he worked
as a parliamentary researcher, taught at the London School of Economics
and worked for the
sociologist, Anthony Giddens. As well as publishing academically on
politics and public policy, he
has also written for newspapers such as The Independent, Times
and The Guardian.
His academic work on public service reform has been put forward in
several publications. An
overview of his research in this area is set out in the opening chapter of
a collection he has recently
edited on these questions.[1] Here he introduced some of
the long term challenges facing those
reforming public services today, including: better understanding the
relationship between citizen and
state; the relationship between different sectors and providers; the
long-term challenges facing public
services in coming years (financial, demographic, life-style related and
others). He has been invited
to the Cabinet Office to discuss this publication in more detail in late
November 2013.
Griffiths has also explored the policies of recent governments when it
comes to markets and public
services; this research is set out in a range of publications. His work on
Labour's public service
reform agenda was articulated in a 2009 article[2] in
the influential journal Policy Studies, describing
and explaining changes in the public services under the Blair and Brown
governments. It examined
the attempt to combine significant marketisation of public services with
increases in public spending
and mechanisms to ensure fairness of provision for all citizens.
Several chapters and articles Griffiths published between 2009 and 2011
concentrated on the
policies of the Conservative-led coalition:
-
`Cameron's Conservatives and Public Service Reform' (2009),[5]
written before the party was
elected in 2010, provided an overview of the direction that a
Cameron-led government was likely
to take on public services once in office through an analysis of their
policy proposals.
- `The retreat of the state: Conservative `modernisation' and
the public services' (2011)[3] examined
the Coalition's public service reform programme and its scepticism about
traditional or state-led
methods of provision.
-
`The Con/Lib Agenda for Education: Learning the Hard Way?'
(2011)[4] examined Coalition policy
on education, including the introduction of market-mechanisms to
incentivise schools to improve
(such as the pupil premium) and the creation of a marketised system in
Higher Education.
Taken together, these contributions sought to explain the choices made by
the Coalition in reforming
public services, and examined some of the tensions that the government has
faced in dealing with
competing priorities. In particular, Griffiths' work looked at the use of
market mechanisms to provide
public services and increase citizen choice, setting these changes against
the changing economic
context; he also examined the ideological assumptions inherent in recent
accounts of public service
reform and provision. This has been complemented by his wider analysis of
changes within
contemporary Conservatism and the nature of the Coalition government, as
described in a
forthcoming article ["What was `progressive' In Progressive
Conservatism"?' forthcoming in Political
Studies Review (12(1), Jan 2014].
Griffiths has published a number of other articles on the relationship
between market and state in
modern social democracy.[6,7,8,9] Collectively this body
of publications describes extensive
underpinning research which constitutes a solid foundation for the
normative work described in the
following section that Griffiths has carried out on public service reform
with various bodies, and which
has had an impact on their thinking in this area.
References to the research
Evidence for the quality of the research: Many of the
articles listed below have been published
in highly competitive and rigorously peer-reviewed journals (e.g. refs 2,
6 in particular).
1. Griffiths S. and Kippin H (2013) `Public Services: a new reform
agenda. In, Simon Griffiths,
Henry Kippin and Gerry Stoker (eds.), Public Services: A New Agenda
(Bloomsbury Academic).
Available from Goldsmiths Research Office on request.
2. Griffiths, S (2009) `The Public Services under Gordon Brown', Policy
Studies, 30(1). DOI:
10.1080/01442870802576207. [REF output — available in REF2b]
3. Griffiths S (2011) `The retreat of the state: Conservative
"modernisation" and the public services',
Public Policy Research (PPR), 18(1) DOI:
10.1111/j.1744-540X.2011.00637.x
4. Griffiths S (2011) `The Con/Lib Agenda for Education: Learning the
Hard Way?' in Simon Lee
and Matt Beech (ed.), The Cameron-Clegg Government: Coalition Politics
in an Age of Austerity
(Palgrave Macmillan, 2011). ). Available from Goldsmiths Research Office
on request.
5. Griffiths S (2009) `Cameron's Conservatives and Public Service
Reform', Matt Beech and Simon
Lee (eds.), The Conservatives under David Cameron: Built to Last?,
(Palgrave Macmillan),
2009. ). Available from Goldsmiths Research Office on request.
6. Griffiths S (2011) `Pluralism, neo-liberalism and the `all-knowing'
state', Journal of Political
Ideologies, 16/3. DOI: 10.1080/13569317.2011.607297 [REF output —
available in REF2b]
7. Griffiths S (2009) New Labour, New Liberalism and Revisionism's Second
Wave. In Simon
Griffiths and Kevin Hickson (eds.) British Political Parties and
Ideology After New Labour.
Palgrave Macmillan. ). Available from Goldsmiths Research Office on
request.
8. Griffiths S (2007) "Comrade Hayek"? Andrew Gamble and the new right. Journal
of Political
Ideologies, 12(2). DOI: 10.1080/13569310701285032
9. Griffiths S (2006) Market Socialism in Retrospect. Contemporary
Politics, 12(1). DOI:
10.1080/13569770600704930
Details of the impact
The impact of Griffiths' research is found in current policies. It has
fed into think tank reports and
policy discussions, and helped set the agenda for policymakers. The main
impact was on individuals
and groups associated with the Labour Government of 1997-2010. These
reports express in
normative terms, both the implications of his evaluation of the main
political parties' views of public
service reform set out above and try to answer questions set out in the
work on the relation between
markets and the state in contemporary social democracy. This normative
work on public policy was
part of an important debate in policy circles around the role of choice in
public service reform, the
autonomy of professional groups, the co-production of services between
citizens and the state, and
the use of behavioural change (or `nudge') theory to improve outcomes for
citizens in their use of
public services.
Griffiths has given many invited presentations in this area to various
non-academic and policy
audiences, which have included the Cabinet Office and major think tanks,
and has written about the
policy-implications of his research in a wide variety of non-academic
publications. Three reports in
particular grew directly out of his research and had policy impacts:
1. The 2009 report Assertive Citizens: New Relations in the Public
Services,[1] published by The
Social Market Foundation, and co-authored by Griffiths with Beth Foley and
Jessica Prendergast,
was influential. It examined the rise of the 'assertive citizen' and
argued that this change creates
profound challenges for public services, particularly for the
relationships between users and
providers. The report looked at how the public services, and those who
work in them, can adapt
to fit these changing expectations. The report's recommendations focused
on the appropriate
direction of choice-based reforms; the future role of professionals; and
the concept of co-production,
which seeks to promote greater cooperation between citizens and
professionals in
the production of public services. It argued that strengthening the
personal relationships between
professionals and service users is vital to meeting the challenges posed
by assertive citizenship.
The report was launched at a Price Waterhouse Cooper-sponsored event
attended by David
Willetts (now Minister of State for Universities and Science) and Julian
Le Grand (Tony Blair's
special advisor on health policy). It generated significant media
attention for its claim that we are
now more `assertive' in our dealings with public bodies. In particular, it
led to op ed pieces in The
Times and an extended interview with Griffiths in Community Care
magazine. It has been widely
cited since in think tank publications — for example, in work by the Royal
Society for the Arts 2020
Public Services Trust, the Institute of Public Policy Research, Involve,
and the Health Foundation.
It was also cited in PriceWaterhouse Cooper's recommendations for reform
of Australian
government administration in 2009. All these pieces are available
electronically.[1a]
Several of the ideas expressed in the report (professional autonomy,
nuanced choice in public
service provision; and coproduction between citizen and producer)
influenced policy thinking at
that period. The report was discussed at steering group meetings during
its preparation by,
amongst others, John Dunford (Association of School and college Leaders);
Karen Reay (Unite-Amicus);
Baroness Pauline Perry (Conservatives' Public Service improvement Group);
David
Walker (formerly of Public Magazine); Martin Ward (of the Association of
School and college
Leaders) and Tony Wright (former Labour MP), as well as being circulated
to ministers in
government. The report also led to an invitation to talk at several policy
organisations, including
trade unions, think tanks and a keynote address at the Independent Living
Organisation.[1b]
2. A 2010 report Collective co-production: working together to
improve public services[2] was co-authored
by Griffiths and Foley, and commissioned by Research Councils UK and the
Local
Authority Research Council Initiative (which was established in 1997 to
bring Local Authorities
and the Research Councils closer together, under the tagline `Excellence
with Impact'). This
report grew out of the success of Assertive Citizens, which argued
that individual citizens and the
state must work better to share responsibility for health, educational and
other outcomes.
Collective co-production was thus written to advise local councils
on this new area of policy. It
examined ways in which citizens could work collectively with the state to
ensure better outcomes,
and sought to share best practices adopted by local councils for various
forms of collective co-production,
including time banks, participatory budgeting, and peer support groups. It
also helped
councils to understand this policy term: thus the report was cited as
evidence by the Scottish
Government's `Commission on the Future Delivery of Public Services.'[2a]
3. Finally Engaging Behaviour (2010),[3]
co-authored by Griffiths and Foley and published by the
Department for Communities and Local Government [DCLG] and The Social
Market Foundation,
dealt with behavioural change and civic engagement. It was commissioned by
DCLG on the basis
of Griffiths' earlier research to advise Ministers on new techniques in
public policy, and was written
in close collaboration with civil servants in the department. It examined
the way in which the
insights of behavioural change theory could promote citizen involvement in
public services and
elsewhere. It led to Griffiths giving evidence on behavioural change to
the House of Lords Science
& Technology Committee in May 2010.
Many of these ideas have been brought together in an edited collection on
public services,[1] which
has generated significant debate
and attracted funding from the ESRC, who supported four events
at the Royal Society of Arts, held in conjunction with the 2020 Public
Services Hub and the
Collaborate Institute, to discuss questions raised by the book. The
debates were attended by
ministers and senior policy makers.
In summary, this work, and the associated media articles and
presentations, have contributed to the
debate on how to create more `citizen-focused' public services and have
had an impact on
government's thinking about public service provision. They have fed into
discussions with senior
policymakers; have provided a framework for some of policies pursued by
government in this area
in recent years; and have stimulated and informed on-going debates and
discussions about the
reform of public services in the twenty-first century.
Sources to corroborate the impact
All of these are available in hard copy on request from Goldsmiths'
Research Office.
Reports:
1) Griffiths S, Foley B, Prendergrast, J (2009) Assertive
Citizens: New Relations in the Public
Services. The Social Market Foundation.
a) Media articles/interviews: The
Times; Community Care
interview ; Royal Society for the Arts
2020 Public Services Trust; Institute
of Public Policy Research; Involve;
Health Foundation;
PriceWaterhouseCooper
b) Keynote address to the
Independent Living Organisation
2) Griffiths S, Foley B (2010) Collective
co-production: working together to improve public
services. Written for Research Councils UK and Local
Authority Research Council Initiative,
a) Citation in Scottish Government report: here
3) Foley B, Griffiths S (2010) Engaging
Behaviour. CLG/The Social Market Foundation):
Individuals who are willing to be contacted for
corroboration of the impact described here include
those listed below [details given in the separate REF fields]:
a. Partner, PriceWaterhouse Coopers
b. Director, Collaborate Institute
c. Director, Social Market Foundation
d. Former Director, Social Market Foundation
e. Special Adviser to Vince Cable, Business Secretary