Improving the effectiveness of the biological weapons non-proliferation regime and the biosecurity practices of life scientists
Submitting Institution
University of BradfordUnit of Assessment
Politics and International StudiesSummary Impact Type
PoliticalResearch Subject Area(s)
Medical and Health Sciences: Public Health and Health Services
Summary of the impact
Research at Bradford has focused on the Biological Non-Proliferation work
of the Bradford Disarmament Research Centre (BDRC). The research-informed
impact of this work is two-fold. Firstly BDRC has influenced, and
continues to influence, decision- and policy-making involving 170 States
on how to strengthen global governance through improvements to the
Biological and Toxin Weapons Convention (BTWC). As a consequence of this
influence BDRC has changed the practices of institutions and individual
researchers and thus has, through novel training and curriculum
development, helped foster a culture of biosecurity to reduce the risk of
inadvertent or deliberate misuse of life and associated science research.
Underpinning research
BDRC is a Policy Research Centre of Excellence within Peace Studies. Core
staff include Malcolm Dando (Lecturer, 1978-2010, Emeritus Professor
2010-present), Graham Pearson (Honorary Professor, 1994-present), and Dr
Simon Whitby (PDRA 1994-1999, Senior Research Fellow 2000-2011, Lecturer
and Director of BDRC 2011-present), with Doctoral and Post-Doctoral
Researchers Novossiolova and Minehata. From 1994 Dando led a research
programme on preventing biological weapons proliferation. As well as
working to strengthen the prohibition, this work focussed on the
proliferation challenges presented by developments in bio-technology. From
1996, Dando, with Pearson and Whitby, supported by funding from the Joseph
Rowntree Charitable Trust, further developed this research programme.
During this phase of the work BDRC developed a strategic approach to
maximise its impact consisting of a programme of critical but constructive
engagement to facilitate work with States Parties to the BTWC. From
2000-2008, BDRC secured a series of four Carnegie Corporation of New York
grants, amounting to approximately $1 Million (US) in total, to continue
this research.
During this phase of the work BDRC staff and associates produced eight
single authored books including references 1, 2, 3 and 4. Major insights
from this body of research revealed: that during the Twentieth Century
important States (the US, the UK, Japan and USSR) had developed
large-scale offensive biological weapons programmes for the deployment of
disease against humans, animals, and crops; that improvements in the
prohibition regime (BTWC) were essential in preventing State programmes;
that, there is a significant risk that the revolution in biology will be
applied in weapons programmes (in making, for example, genetic weapons to
target ethnic groups); and that poor biosecurity practices might lead to
accidental misuse of life science research with potentially catastrophic
consequences for industry, individual scientists and even for whole
societies. Our research findings show that it is necessary for states to
act both to formulate concrete measures to strengthen the Convention, but
also so as to stop the misuse of science, and to champion the
dissemination of best practice approaches to biosecurity amongst life- and
associated science communities (5).
Thus, supported by the above funders we began to produce a series of
reports and briefing papers on a broad range of technical issues
concerning how States might strengthen the treaty regime. In the current
REF period we have produced 11 Bradford Review Conference Papers, six
Bradford Briefing Papers on the 7th Review Conference and one Key Points
for the Seventh Review Conference Book. BDRC was one of the first security
research centres in the world to engage life- and associated- scientists
in training programmes for understanding the ethical, social and legal
implications of their work.
In 2008 BDRC, in collaboration with the National Defence Medical College,
Japan (with the Surgeon General of Japan's Air Force as PI) together with
the Landau Network Centro Volta, Italy, obtained a £35,000 grant from the
British Council. The work allowed us to understand how best to incorporate
dual- use biosecurity and bioethics into the training and professional
practice of life and associated scientists (6). This understanding was
developed in 2009 when we obtained a £350,000 Wellcome Trust grant. The
latter work directly resulted in the development and delivery of curricula
and international train-the- trainer courses to make life science
communities aware of dual-use bioethics and thus change their everyday
practice.
References to the research
1. Whitby S. (2001) Biological Warfare Against Crops.
Basingstoke: Palgrave.
2. Dando MR. (2001) The New Biological Weapons: Threat, Proliferation
and Control. Boulder, Co. Lynne Rienner.
3. Pearson GS. (2000) The UNSCOM Saga. Basingstoke: Palgrave.
4. Whitby S, Dando MR. (2010) Effective Implementation of the BTWC: The
Key Role of Awareness Raising and Education. Strengthening the Biological
Weapons Convention. Review Conference Paper No 26. University of
Bradford. See paragraphs 41 and 42 (page 16)
5. Dando MR. (2002) Preventing Biological Warfare: The Failure of
American Leadership. Basingstoke: Palgrave.
The following grants are indicative of the quality of the research:
Joseph Rowntree Trust:
1997-1999, £41,508, Biological weapons convention, PI Dando
1998-2001, £98,850, Biological weapons convention negotiations, PI
Dando
2003-2010, £101,396, New weapons and new threats, PI Dando
Carnegie Corporation:
2000-2003, £131,309, Preventing the proliferation of biological
weapons, PI Dando
2002-2005, £162,858, Preventing the proliferation of biological
weapons, PI Dando
2004-2007, £149,167, Impact of scientific and technological
development, PI Dando
2006-2009. £114,354, International meetings and dialogues on
preventing the proliferation of biological weapons, PI Dando
The British Council together with the National Defence Medical College,
Japan (including the Surgeon General of Japan's Air Force) and the Landau
Network Centro Volta, Italy), 2009, £35,000, To develop a dual-use
biosecurity curriculum for teaching life and associated science
audiences in different cultural (Japan/UK), language (Japanese/English)
and academic (Medical and Social and Political Science) settings. PI
Dando.
Wellcome Trust, 2009-2014, £350,000, Building a Sustainable
Capability in Dual-Use Bioethics. PI Dando.
Details of the impact
Bradford's work on biosecurity issues has influenced state policy on
biological weapons and has become internationally known and highly
regarded by governments (a) (such as The Netherlands) and civil society
groups (b) (such as Lord Rees, Royal Society) concerned with the
maintenance and strengthening of the Biological and Toxin Weapons
Convention (BTWC). BDRC works in a critical but constructive partnership
with States Parties on strengthening the BTWC and its staff has been
invited to participate in and give presentations at workshops, briefings
and expert working groups at virtually every BTWC-associated international
meeting of States Parties from 1996 to the present (2 per year in REF
period). The impact of this engagement and the broader work of BDRC in
influencing State policies on the BTWC is evidenced by the fact that its
work is regularly cited by States parties in their own proposals and
discussions on the BTWC. For example, just one Official Paper submitted in
April 2011 by the governments of Australia, Japan and Switzerland to the
Preparatory Conference of the States Parties to the Biological Weapons
Convention, held at the UN in Geneva April 2011, includes more than 20
references to the work of BDRC (c).
One outcome of the Seventh Review Conference of the BTWC has been the
addition of a standing agenda item that focuses on educating life
scientists in the ethical aspects of their work and will be monitored by
the future BTWC conferences. This was a key recommendation of the Bradford
research and featured in the reports (a) presented (d) at BTWC (December
2011). Additionally, BDRC's Key Points paper published in 2012 included a
foreword from the Head of the Review Conference involving 163 states who
stated it would `inform the States' Parties preparations for the Seventh
Review Conference (a).
BDRC has brought together the knowledge generated by its research
activity and its ongoing work with BTWC to create a series of innovative
training resources for life scientists around the world. In 2009 as a
result of research with the National Defence Medical College of Japan and
the Landau Network Centro Volta of Italy, BDRC created an
easily-accessible online Education Module Resource (EMR), intended to plug
the gap in the ethical and social training provided to life scientists and
others involved in bio-technologies (e,f). There are 20 lectures that
explore the threat posed by dual-use technology in the life sciences and
present best practice for the responsible conduct of scientific research.
Each lecture with accompanying slides is available open source, free of
charge to anyone that wants to use them. Initially produced in English and
Japanese, they are now available in, Russian, French and
Romanian/Moldovan, Spanish, Urdu, and Polish. One author (g) has produced
a book chapter devoted entirely to the value of the EMR.
In 2010, building on the initial open source resource, BDRC and its
partners launched a 12 week online Train-the-Trainer (TTP) programme to
support educators in the provision of dual-use training for their own
students and other practising scientists. This is the only University
accredited module on bioethics and biosecurity in the world. The
importance of this programme for preventing the misuse of life science
research is evidenced by the fact that, following representations from
BDRC, the Biosecurity Engagement Program (BEP) of the Office of
Cooperative Threat Reduction in the US Department of State made a policy
decision to provide a series of three grants amounting to £70,000 to fund
75 bursaries for practicing life scientists to participate in the TTP. To
date, 75 life scientists from 14 different countries (e.g. Iraq,
Afghanistan, Pakistan, Indonesia, Philippines, Kenya and Nigeria) have
been trained. A unique capacity-building feature of BDRC's online
train-the-trainer module is that it is a requirement that participants
utilise the EMR to demonstrate how they will assimilate dual-use
biosecurity considerations into the training of others. In accordance with
the Testimonials (g) collected by BDRC, participants that have
successfully completed the train-the-trainer course have thus incorporated
dual-use biosecurity into teaching and practice. According to one Graduate
(h): "...I teach a course on Dual Use Education at Graduate level at
Pakistan and this material has helped a lot" (Shinwari.Z). Another
student commented, "I did speak to the Lagos State Chapter of the
Association of Public Health Physicians of Nigeria (APHPN) on dual use
issues. This was at a continuing professional development session held
at the Lagos State University Teaching Hospital (Department of Community
Health).... in Lagos. There I used my group assignment on the Thomas
Butler case to introduce them to applied ethics, dual use and other
biosecurity issues" (Odubanjo.D) (h).
In 2011, the BRDC was funded by the UK MOD to develop another training
programme, called the National Series, which tailors the existing EMR so
that it reflects the particular issues relevant to scientists in 5
different countries (Pakistan and four Central European States). This
eliminates the need for countries to produce their own materials and to
find expert deliverers, thus increasing the opportunities for scientists
in parts of the world where bio-security is particularly pertinent, to
receive this vital training. Following a successful trial in Iraq (with 30
participants) in 2012, BEP (US Department of State) are now commissioning
BDRC staff to deliver further training in Iraq. Going forward, further
BDRC capacity-building initiatives to change the practice of life and
associated sciences through the creation of regional training hubs are
being developed with the G8 Global Partnership (i) and under United
Nations Interregional Crime and Justice Research Institute (UNICRI)
Project 3 and Project 18 (i) both with the potential to build capacity in
training for hundreds of scientists in different parts of the world.
Sources to corroborate the impact
a. Strengthening of the Biological Weapons Convention: Key Points for
the Seventh Review Conference: Foreword by the Head of the Review
Conference Ambassador Paul Van den Ijssel, Permanent Representative of the
Kingdom of the Netherlands on the Impact of the Publication. This notes
the significance of this BDRC contribution to the 2012 negotiations.
http://www.brad.ac.uk/acad/sbtwc/key7rev/foreword.pdf
b. Martin Rees, President of the Royal Society and Master of Trinity
College, Professor of Cosmology and Astrophysics, University of Cambridge,
Astronomer Royal, Cross Bench Peer, House of Lords, noted that the EMR:
"...deals authoritatively — but also accessibly — with a range of
topics that are of growing pervasiveness and concern. One of the surest
safeguards against misapplication of dual use technologies would be wide
dissemination, to all potential users, of the knowledge and perspective
that this well-produced material offers". (see Source f, p8)
c. Working paper 20. Revised Possible approaches to education and
awareness-raising among life scientist: Submitted by Australia, Canada,
Japan, New Zealand, Republic of Korea and Switzerland (on behalf of the
"JACKSNNZ"), and Kenya, Sweden, Ukraine, the United Kingdom of Great
Britain and Northern Ireland and the United States of America. This
contains numerous references to the impact of the work of BDRC.
http://www.unog.ch/80256EDD006B8954/%28httpAssets%29/2F1ECC909AAD5AB0C125795E0049
65BB/$file/Switzerland+%28et+al%29+education+and+awareness-raising+revised.pdf
d. Monday 5 December 2011. 13.00-15.00 University of Bradford — Key
Points for the Review Conference (Room XXIV). NOTE: Deferred to Tuesday
13.00- 15.00 (Room XXIV). Available at:
http://www.unog.ch/__80256ee600585943.nsf/(httpPages)/f1cd974a1fde4794c125731a0037d96d?
OpenDocument&ExpandSection=3#_Section3
e. Educational
Module Resource | Bioethics | SSIS | University of Bradford
f. Statement by the National Defence Medical College of Japan and
University of Bradford at the December 2009, Meeting of States Parties,
United Nations, Geneva. Available at:
http://www.unog.ch/80256EDD006B8954/(httpAssets)/70D3866F8B3F41E6C12576860049BEF3/$fil
e/BWC_MSP_2009-NationalDefenceMedicalCollegeofJapan&UniversityofBradford-091207.pdf
g. A chapter focusing in its entirety on the Education Module Resource
(EMR) created by the BDRC: Espona MJ. (2013). Biosecurity and Dual-Use
Issues: The Education Module Resource. In: Gross ML, Carrick D. Military
Medical Ethics for the 21st Century. Surrey: Ashgate. 155-167.
h. See Testimonials from Course Graduates. These show Graduates are
biosecurity competent, their work now addresses biosecurity concerns, and
they use what they have learned in the training of others. See:
http://www.brad.ac.uk/bioethics/ref-impact-evidence/dual-usebiosecurityrefimpact/
i. G8 Global Partnership (see: http://www.state.gov/t/isn/184759.htm)
and under United Nations Interregional Crime and Justice Research
Institute (UNICRI) Project 3 &18 (see: http://www.unicri.it/topics/cbrn/coe/