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Informing the law and practice governing asylum procedures in the European Union

Summary of the impact

Of the over 300,000 applicants seeking asylum in the European Union each year, 85% enter the EU through Greece. A landmark legal case relied on EU-wide research, the UK component of which was led by University of Glasgow, to show that Greece was not implementing minimum EU standards in processing asylum claims. The research and the Judges' finding challenged the assumption, made by the UK and other states, that asylum applications were treated in an equivalent manner across the EU and the requirement, based on that assumption, that applicants make their claim only in the country through which they entered the EU. The findings and the legal action shaped widespread calls for asylum reform in Europe, leading to an `Action Plan on Greece' from the EC's European Asylum Support Office.

Submitting Institution

University of Glasgow

Unit of Assessment

Law

Summary Impact Type

Societal

Research Subject Area(s)

Law and Legal Studies: Law, Other Law and Legal Studies

Establishing the Right to be Granted Asylum in EU Law

Summary of the impact

The research has changed the conceptualisation among policy-makers and practitioners of the nature of the right to asylum (from a right of states to grant it to a right of individuals to receive it). The research has led to a change in the law and policy of the United Nations and of the European Union in this field. According to UN data, an estimated 441,300 asylum claims were lodged in industrialised countries in 2011, representing an increase of 20% in relation to the previous year. In 2012 more than 45.2 million people were in situations of forced displacement, the highest figure in the last 18 years. Hence, the reach of the impact is global and its significance lies in strengthening human rights protection in situations of forced displacement.

Submitting Institution

Newcastle University

Unit of Assessment

Law

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Political Science
Law and Legal Studies: Law

Case Study 2: Improvements to the European Union’s co-financing arrangements through greater transparency, visibility and financial control.

Summary of the impact

The global financial crisis led the European Union (EU) to diversify its sources for the EU Budget, including co-financing instruments with multilateral development banks. Dr Robinson's research addressed key concerns about financial risk and the lack of transparency created through such partnerships. His research has been recognised as improving the understanding of these complex instruments within EU institutions and its impact may be measured through the implementation of several of its key recommendations. These include the creation of the `EBRD Representative for EU affairs' within a participating bank, the acceleration of EU co-financing strategy, and the unprecedented action of the EU Court of Auditors including the banks in their auditing process.

Submitting Institution

University of Leeds

Unit of Assessment

Politics and International Studies

Summary Impact Type

Economic

Research Subject Area(s)

Economics: Applied Economics
Commerce, Management, Tourism and Services: Banking, Finance and Investment
Studies In Human Society: Policy and Administration

Changing the practice of organisations that work with vulnerable asylum seekers and refugees

Summary of the impact

Essex research on understanding the vulnerability of displaced persons has changed the practice of organisations that work with asylum seekers and refugees. Professor Renos Papadopoulos' research has focused on the resilience and strengths of the individual, rather than seeing him/her as a passive `victim'. This approach has informed two instruments that are used to assess vulnerability: the Trauma Grid and ASPIS. These instruments have been adopted by a number of organisations throughout the world and Papadopoulos has produced a training manual and provided training programmes for frontline and management staff. The examples provided here document his work with organisations based in the UK, Greece, Colombia and Sudan.

Submitting Institution

University of Essex

Unit of Assessment

Sociology

Summary Impact Type

Societal

Research Subject Area(s)

Medical and Health Sciences: Public Health and Health Services

Asylum, Displacement and Involuntary Resettlement – Influencing Policy and Evaluation, and Improving Evidence

Summary of the impact

Through engagement by Ministerial invitation as a member of successive UK Government advisory groups on Country Information (IAGCI) from 2007 to 2013 and based on expertise arising from research conducted at City University London, Dr Christopher McDowell has contributed to the acknowledged improvement in the quality of asylum decision-making. He has guided the UK Home Office Country of Origin Information Services (COIS) in developing academically-rigorous research and review procedures. The adopted methodology based on his research has contributed to the generation of more accurate, up to date and fully referenced human rights information that forms the basis of the legal determination of asylum and human rights claims. The United Nations, the UK's Chief Inspector of the UK Border Agency and the British Red Cross agree that as a result of the work of the IAGCI the UK now has the most accountable and robust Country Information system in the EU, achieving fairer decisions and providing a model which is likely to be replicated across EU member states.

In recognition of his expertise on the socio-economic and cultural dimensions of involuntary resettlement occurring as a result of infrastructure development projects and land acquisition, Dr McDowell has also led or participated in several international evaluations of shelter and resettlement operations; and made recommendations for improvement in policy and practice. This includes his engagement as an International Resettlement Specialist by the Inspection Panel (IP) of The World Bank to investigate the social and resettlement aspects of a highly-controversial, multimillion dollar landfill project in Accra, Ghana. As a result of this engagement, The World Bank, accepting the IP's findings that both the pre-construction impact studies and community consultations with residents were insufficient, froze the project loan, enabling time for full consultations and impact assessments. The investigation resulted in an important new World Bank requirement that comprehensive Zone of Impact Assessments are undertaken in all future projects as part of loan preparations.

Submitting Institution

City University, London

Unit of Assessment

Politics and International Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Sociology
Law and Legal Studies: Law

3: The Use of Expert Evidence in Asylum Procedures

Summary of the impact

Since the mid 1990s, Social Anthropology staff have provided expert advice as part of UK asylum procedures. Impact has taken two main forms:

  • Shaping lawyers' arguments and informing individual decision-making by the UK Border Agency and Asylum Tribunals, and by immigration authorities in the US, France, and Canada, through the provision of `expert country evidence' on the socio-political circumstances in specific countries (Zimbabwe, Israel/Palestine, Sri Lanka),
  • Shaping professional practice through providing guidance and/or training for immigration practitioners and judges on the general limits and potentials of expert evidence, helping practitioners to adapt their evidential strategies in asylum claims and allowing rival protagonists in adversarial hearings to discuss mutual concerns.

Submitting Institution

University of Edinburgh

Unit of Assessment

Anthropology and Development Studies

Summary Impact Type

Legal

Research Subject Area(s)

Law and Legal Studies: Law

Impact of research on the implementation of EU Cohesion policy on the European Commission's legislative proposals for the reform of the policy

Summary of the impact

Research on the management and implementation of EU Cohesion policy has informed the legislative proposals made in 2011 by the European Commission for the reform of Cohesion policy. It has also influenced some organisational changes within the Commission introduced in early 2013. EU Cohesion policy is the second largest area of expenditure in the EU budget, currently worth c. €347bn for the 2007-13 period, and provides funding for regional socio-economic development programmes in all EU Member States. The legislative proposals influenced by the Strathclyde research affect every national, regional and local authority in the EU benefiting from EU Structural and Cohesion Funds.

Submitting Institution

University of Strathclyde

Unit of Assessment

Politics and International Studies

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Political Science

Refugee Integration Programme

Summary of the impact

Integration of refugees, asylum seekers and their host communities is a complex challenge but an important marker both of future health and psychosocial wellbeing and of social cohesion. The UK Home Office commissioned IIHD to undertake the Indicators of Integration (IOI) research programme (from 2001) to clarify the IOI concept and recommend IOI for refugee policy and practice. The Ager and Strang IOI Framework (Ager and Strang, 2004a; 2004b; 2008) has become a foundational framework for refugee integration policy, for the measurement of integration and for critiquing policy and practice. Strang was appointed to chair the Scottish Government Refugee Integration Strategy consultation process in 2012 and has contributed by invitation to a number of EU-commissioned policy consultations.

Submitting Institution

Queen Margaret University Edinburgh

Unit of Assessment

Anthropology and Development Studies

Summary Impact Type

Societal

Research Subject Area(s)

Medical and Health Sciences: Public Health and Health Services

2) EU as a Global Actor: Institutions, Strategy and Performance

Summary of the impact

This case study focuses on the development of the European Union (EU) as a global political/security actor, particularly regarding the dynamic relationship between institution-building, strategic thinking, and policy performance. The impact involves the influence of Professor Michael E. Smith's research on EU foreign/security policy on current policy debates about the EU's future as a global actor, and on the broader issue of the EU's purpose in world politics. The EU is currently considering ideas about how to reform its ambitions in this area in light of the 2009 Treaty of Lisbon, providing a major opportunity for Smith's work to have an impact.

Submitting Institution

University of Aberdeen

Unit of Assessment

Politics and International Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Political Science
Law and Legal Studies: Law

European Human Rights and strengthening policy to prevent genocide

Summary of the impact

Professor Karen E. Smith's research into European Union policy in the areas of human rights and the prevention of mass atrocities underpins the work of the European Foreign Policy Unit (EFPU). On the basis of this research, and as Director of the EFPU, Professor Smith has conducted a study of European Union human rights policies for the European Parliament and served as Co-Chair of the Task Force on EU Prevention of Mass Atrocities. These activities have stimulated and informed policy debate within the EU and improved public understanding of the issues of human rights and mass atrocities across Europe.

Submitting Institution

London School of Economics & Political Science

Unit of Assessment

Politics and International Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Political Science
Law and Legal Studies: Law
Philosophy and Religious Studies: Philosophy

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