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2) EU as a Global Actor: Institutions, Strategy and Performance

Summary of the impact

This case study focuses on the development of the European Union (EU) as a global political/security actor, particularly regarding the dynamic relationship between institution-building, strategic thinking, and policy performance. The impact involves the influence of Professor Michael E. Smith's research on EU foreign/security policy on current policy debates about the EU's future as a global actor, and on the broader issue of the EU's purpose in world politics. The EU is currently considering ideas about how to reform its ambitions in this area in light of the 2009 Treaty of Lisbon, providing a major opportunity for Smith's work to have an impact.

Submitting Institution

University of Aberdeen

Unit of Assessment

Politics and International Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Political Science
Law and Legal Studies: Law

Case Study 2: Improvements to the European Union’s co-financing arrangements through greater transparency, visibility and financial control.

Summary of the impact

The global financial crisis led the European Union (EU) to diversify its sources for the EU Budget, including co-financing instruments with multilateral development banks. Dr Robinson's research addressed key concerns about financial risk and the lack of transparency created through such partnerships. His research has been recognised as improving the understanding of these complex instruments within EU institutions and its impact may be measured through the implementation of several of its key recommendations. These include the creation of the `EBRD Representative for EU affairs' within a participating bank, the acceleration of EU co-financing strategy, and the unprecedented action of the EU Court of Auditors including the banks in their auditing process.

Submitting Institution

University of Leeds

Unit of Assessment

Politics and International Studies

Summary Impact Type

Economic

Research Subject Area(s)

Economics: Applied Economics
Commerce, Management, Tourism and Services: Banking, Finance and Investment
Studies In Human Society: Policy and Administration

Subregional Cross-Border Cooperation in Post-Communist Europe: Supporting and Supplementing European Union Integration Processes

Summary of the impact

Professor Martin Dangerfield's research has focused on subregional cooperation in post-Cold War Europe with special emphasis on interactions with broader European integration processes. Its significance was acknowledged by policy-making communities at national, subregional and EU level. Dangerfield was appointed to advisory roles in events that both debated and informed public policy and enhanced public awareness. These concerned multilateral foreign policy cooperation of new EU members, namely the Visegrad Group (VG), and conception, design and implementation of a major EU initiative — the `Macro-Regional Strategy'. Dangerfield's work has also been cited widely in relevant non-academic publications produced for policy analysis and to deliver recommendations.

Submitting Institution

University of Wolverhampton

Unit of Assessment

Area Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Political Science
Language, Communication and Culture: Literary Studies
History and Archaeology: Historical Studies

European Human Rights and strengthening policy to prevent genocide

Summary of the impact

Professor Karen E. Smith's research into European Union policy in the areas of human rights and the prevention of mass atrocities underpins the work of the European Foreign Policy Unit (EFPU). On the basis of this research, and as Director of the EFPU, Professor Smith has conducted a study of European Union human rights policies for the European Parliament and served as Co-Chair of the Task Force on EU Prevention of Mass Atrocities. These activities have stimulated and informed policy debate within the EU and improved public understanding of the issues of human rights and mass atrocities across Europe.

Submitting Institution

London School of Economics & Political Science

Unit of Assessment

Politics and International Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Political Science
Law and Legal Studies: Law
Philosophy and Religious Studies: Philosophy

EU Constitutional Change and its Legal Implications Within the UK

Summary of the impact

This case-study is based upon research by Prof Michael Dougan and Dr Michael Gordon (both members of the Liverpool European Law Unit) undertaken between 2008 and 2013. That work critically assesses a series of interlinked EU constitutional reforms, and their impact upon the EU's relationship to its Member States, with particular reference to the UK experience: first, the interpretation and implementation of the Lisbon Treaty 2007; secondly, the design and implications of the European Union Act 2011; thirdly, Britain's legal and political reception of the 2012 "Fiscal Compact" Treaty. The research's principal impacts have occurred within the period 1 January 2008 to 31 July 2013. They consist in providing a wide range of high-level institutional actors (including the European Court of Justice, the UK Foreign and Commonwealth Office and the House of Commons) with an objective and thorough critical evaluation of those major constitutional developments, so as directly to inform and assist their policy deliberations (including specific recommendations based directly on the research) on issues of fundamental importance to the future interests of the EU and the UK.

Submitting Institution

University of Liverpool

Unit of Assessment

Law

Summary Impact Type

Legal

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Political Science
Law and Legal Studies: Law

A new doctrine for European response to conflict and disaster in developing and other countries

Summary of the impact

Professor Mary Kaldor convened a study group that proposed a new human security doctrine for the European Union at the request of its High Representative for Common Foreign and Security Policy. This doctrine defined a new approach for EU involvement in situations requiring a security and defence response, with special attention to conflict and disaster in developing countries. It has influenced security and defence policy at the EU and country member levels, and has proved to dramatically reduce violence and contribute to peacekeeping efforts and a return to civil society when applied in conflict-ridden contexts such as Chad, Somalia, Iraq and Libya.

Submitting Institution

London School of Economics & Political Science

Unit of Assessment

Anthropology and Development Studies

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Political Science
Law and Legal Studies: Law

Participatory Governance

Summary of the impact

Research on participation in governance and related policy instruments, with a particular focus on interest organisations and groups, with strategic orientation of research publications towards impact, and evidence of use at the highest level in public policy reviews and public discourse/debate, as well as deliberations of advocacy groups.

Submitting Institution

Robert Gordon University

Unit of Assessment

Politics and International Studies

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Political Science

UK Defence and Security in an International Context: Developing Professionals

Summary of the impact

Impact arises from the application of Leeds-based research to enhance professional awareness and understanding of issues concerning contemporary UK defence and security within its broader international context.

The principal beneficiaries are serving personnel of the UK armed forces and the Ministry of Defence (MoD), as well as analysts, practitioners and future policy and strategy makers in the field of defence and security. They benefit through the contribution of this research to their continuing professional development; the promotion and pursuit of wider knowledge and understanding; and the provision of expert advice.

Submitting Institution

University of Leeds

Unit of Assessment

History

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Political Science
Language, Communication and Culture: Other Language, Communication and Culture
History and Archaeology: Historical Studies

Strengthening democracy, security and civil-military relations through security sector reform

Summary of the impact

The research conducted by Professor Timothy Edmunds has had three primary impacts. First, it has played a role in framing policy and setting the operational agenda for security sector reform (SSR) programmes by national governments and international organisations. Second, the research has had a direct influence on the substance of security and defence reforms in parts of the post-communist and western Balkan regions, particularly in relation to the consolidation of democratic control over the security sector. Finally, it has had an impact on the evolution of British defence policy and armed forces since 2007, and on the debate leading up to the introduction of a new Armed Forces Covenant in May 2011. The research addresses change and transformation in military, police and intelligence agencies through the development and evolution of the concept of SSR. In so doing, it examines how security actors can both threaten and facilitate democratisation and human security goals in post-authoritarian and post-conflict societies, and the manner in which these issues can be addressed through international policy. It also `reverse engineers' the questions and lessons of SSR to interrogate wider challenges of defence transformation and civil-military relations in western democracies, and particularly the UK.

Submitting Institution

University of Bristol

Unit of Assessment

Politics and International Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Political Science
Law and Legal Studies: Law

Impact of research on the implementation of EU Cohesion policy on the European Commission's legislative proposals for the reform of the policy

Summary of the impact

Research on the management and implementation of EU Cohesion policy has informed the legislative proposals made in 2011 by the European Commission for the reform of Cohesion policy. It has also influenced some organisational changes within the Commission introduced in early 2013. EU Cohesion policy is the second largest area of expenditure in the EU budget, currently worth c. €347bn for the 2007-13 period, and provides funding for regional socio-economic development programmes in all EU Member States. The legislative proposals influenced by the Strathclyde research affect every national, regional and local authority in the EU benefiting from EU Structural and Cohesion Funds.

Submitting Institution

University of Strathclyde

Unit of Assessment

Politics and International Studies

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Political Science

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