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A new approach to the Australian Government’s engagement with civil society organisations in developing countries

Summary of the impact

Professor Jude Howell served from 2009-2011 as lead researcher on a fundamental review of the Australian Government's approach to civil society in its developing country aid programmes. She and her collaborators produced a report with seven key recommendations. These led to a new Government policy statement on Effective Governance and a new Civil Society Engagement Framework. The initial impacts of rolling out this Framework in 2012-13 have been 1) significant changes in the Australian Agency for International Development's (AusAID) operations in relation to engagement with civil society at both headquarter and country levels, and 2) a substantial increase in the amount of money and attention going to the non-governmental organisations (NGOs) and other organisations that form the backbone of civil society in the 37 developing countries in which AusAID works.

Submitting Institution

London School of Economics & Political Science

Unit of Assessment

Anthropology and Development Studies

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Sociology

NGOs, Civil Society and Development

Summary of the impact

Research undertaken at the University of Manchester (UoM) highlights the need to address issues of accountability and reflexivity within the NGO sector, and has contributed towards both performance improvements within individual NGOs, as well as the strengthening of sector-wide policies. Impacts have been achieved through a process of ongoing consultation and feedback: identifying, anticipating and analysing key challenges, generating new conceptual frameworks, and building critical relations between the academy and practitioners. This contribution has been clearly acknowledged by both NGOs and other development agencies. In particular, the research has directly assisted the work of organisations and groups as varied as: governments (e.g. El Salvador's); major international NGOs based in both the global north (e.g. The One World Trust, Mango) and south (SDI, BRAC); and bilateral and multilateral aid agencies (e.g. DFID, UNRISD).

Submitting Institution

University of Manchester

Unit of Assessment

Anthropology and Development Studies

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Sociology

The Welfare State and the Scottish Constitutional Debate

Summary of the impact

Research by Jeffery and McEwen on the relationship between nationalism and the welfare state has had two main impacts on the debate over Scotland's constitutional future. Firstly, the research has influenced the discourse and strategies of political elites in both the Scottish National Party and the Labour Party. Both have drawn on the research to mobilise support through invoking ideas about the relationship between `social citizenship,' `social union' and the welfare state, and its implications for Scottish devolution or independence. Secondly, the research has been drawn on by the cross-party Calman Commission on Scottish Devolution, notably to underpin its recommendations on financial accountability, which provided the basis for the 2012 Scotland Act.

Submitting Institution

University of Edinburgh

Unit of Assessment

Politics and International Studies

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Political Science, Sociology

Experiments to Stimulate Civic Behaviour

Summary of the impact

There is strong policy interest in more effective ways to increase citizen engagement, including time contributions and the donation of goods. Research undertaken at the University of Manchester (UoM) has stimulated debate around localism and the `Big Society', directly influencing central and local government policy. Specifically, the research has shaped debates on the role of `nudge' mechanisms in the generation of the `civic goods' that underpin effective public service delivery, with impact demonstrated in two ways. Firstly, documenting and mobilising civic participation (volunteering and donations) through the use of innovative field experiments, including Randomised Controlled Trials (RCTs). Secondly, demonstrating an influence on policymakers through clear illustrations of the rigorous and scalable methodologies that underpin the research.

Submitting Institution

University of Manchester

Unit of Assessment

Politics and International Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Sociology

POL03 - Thinking and working politically: changing development policy and practice

Summary of the impact

Adrian Leftwich's work has made a decisive contribution to changing the way that decision-makers understand `politics' in development policy and practice. Specifically, Leftwich contributed to a step change in the UK Department for International Development's (DfID) approach to the governance agenda, from a narrow technocratic focus on administrative capacity—formal structures and rules—to a much broader conceptualisation of governance as a political process. His `thinking and working politically' framework, encompassing leadership, coalitions and political economy analysis, has shaped the thinking, not only of DfID, but also the Australian Agency for International Development (AusAID) and major international NGOs.

Submitting Institution

University of York

Unit of Assessment

Politics and International Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Political Science

Creating the Conditions for the Formation of a Representative Task-force to Draft a National Sustainable Development Strategy (NSDS) in post-war Lebanon

Summary of the impact

On the basis of research on the anthropology of the state and sustainable development, Dr Michelle Obeid was invited to work with two UN organisations, taking the lead in identifying key governmental and non-governmental actors to develop a National Sustainable Development Strategy (NSDS) for Lebanon, with peace-building at its core. An inclusive process was employed, that consulted with lower rank civil servants and civil society actors. It was concluded that an official mechanism was needed to mediate the flux created by unforeseen changing governments (three between July 2009 and 2013) who tended to dismiss the work of their predecessors. Acting on Obeid's recommendations, in July 2012 the project culminated with the creation of an official task-force in the Ministry of Environment, endorsed by the Prime Minister's Office.

Submitting Institution

University of Manchester

Unit of Assessment

Anthropology and Development Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Anthropology, Sociology

The struggle for material democratisation: contributing to the defence of essential water and sanitation services in Latin America

Summary of the impact

Lack of access to water and sanitation services (WSS) is a long-term material deficit in Latin American democracies, worsened since the 1980s by privatization and commodification policies. Research at Newcastle since 2005 has played a major role in supporting policy change to defend and enhance public services by providing evidence-based grounds for policy interventions and informed citizen participation. It has:

  • supported the implementation of Brazil's first National Basic Sanitation Law and Plan for Basic Sanitation;
  • contributed to campaigns against commodification and privatisation and to re-publicise privatised WSS, improving the quality of public debate;
  • informed training activities in influential public and civil society organizations.

Submitting Institution

Newcastle University

Unit of Assessment

Sociology

Summary Impact Type

Societal

Research Subject Area(s)

Medical and Health Sciences: Public Health and Health Services
Studies In Human Society: Policy and Administration, Political Science

Happy Families? Embedding history in policy making at the Department for Education

Summary of the impact

In early 2013, a policy review across the DfE created five new `policy tests' which govern policymaking and which asked civil servants to include historical perspectives and sources in how they frame and evaluate policy making. The five tests were summarised in the October 2013 report of the Policy Profession Board, Twelve Actions to Professionalise Policy Making, and are currently recommended as good practice for all departments. Their development was informed by the experience of working with Prof. Pat Thane and the History and Policy unit at King's. Following the publication of Thane's Happy Families? History and Family Policy in 2010, History and Policy was invited by the Director of Children's Services and Departmental Strategy Directorate at the Department for Education to lead a series of history seminars designed to provide DfE civil servants with a deeper knowledge of up-to-date historical research relevant to their policy areas. This case study documents the direct impact of Happy Families in informing the work of the DfE and on the thinking of NGOs including the national childcare charity, the Daycare Trust. At the same time, it shows how Happy Families has contributed to a demonstrable change in policy-making culture at the highest levels, through the institutionalisation of historical thinking amongst civil servants.

Submitting Institution

King's College London

Unit of Assessment

History

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Policy and Administration
History and Archaeology: Historical Studies

Promoting free and fair elections and democratization in Africa

Summary of the impact

Dr Nic Cheeseman's research has informed and influenced electoral practices in Kenya and Zambia. In Kenya, his work shaped the findings of the official Kreigler Commission, whose report on the controversial elections of 2007 led to the restructuring of the electoral commission. In Zambia, his advice led the UK Department for International Development (DfID) to include parliamentary scorecards and the training constituency based officers of the National Assembly as part of its democracy promotion activities for the first time, and resulted in the World Bank adopting a more flexible Country Partnership Strategy. Dr Cheeseman also influenced the way in which policy makers prepared for and responded to electoral crises, establishing an innovative academic `Early Warning and Long-term Monitoring Team' to support the work of the UK government around the 2013 Kenyan elections. His advice enabled representatives of the UK to identify potential new sites of violence and to increase the pressure on the electoral commission to better communicate electoral procedures to the public, which contributed, albeit in a small way, to a peaceful election.

Submitting Institution

University of Oxford

Unit of Assessment

Area Studies

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Policy and Administration, Political Science

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