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Improving Processes and Policies in the UK Railway Industry

Summary of the impact

The UK Rail Industry has set itself a target of increasing capacity by a factor of two within 30 years for both passengers and freight. A central problem is to increase the capacity and performance of the (existing) rail network. Signalling systems and their safety is a major consideration. It is towards this long-term goal that we direct our research activity on signalling. Our research impacts both current practices and strategic planning within the Railway Industry:

  • Current practices: Our research has led to (i) the adoption of formal verification techniques at Invensys Rail, a multi-national technology leader, as well as (ii) changes in the operation and organisation of the company - involving personnel, structures and forward thinking - that successfully address commercial challenges faced by the company.
  • Strategic planning: The adoption of the European Train Management System (ETMS) - a proposed replacement for track-side signalling - is aimed at reducing maintenance costs, enhancing performance and improving safety. But its adoption presents a major challenge for the UK. In addressing this, our research produces data and thinking in support of change, which we deliver through various working groups and initiatives that are developing national policy for the development of the UK railway. By releasing UK railways from the strictures of track-side signalling, ETMS represents the step-change transformation necessary for meeting the industry's ambitious 30-year target.

Submitting Institution

Swansea University

Unit of Assessment

Computer Science and Informatics

Summary Impact Type

Technological

Research Subject Area(s)

Mathematical Sciences: Applied Mathematics
Information and Computing Sciences: Computation Theory and Mathematics, Computer Software

Railway Condition Monitoring

Summary of the impact

The Railway Systems Group develops state-of-the-art condition monitoring and instrumentation systems that identify system faults before they degrade into failures that cause passenger disruption. The key impacts of the Railway Systems Group lie in the following areas:

  • Detection and diagnosis of faults in railway assets (e.g. point machines, track circuits, vehicle components);
  • Collection and analysis of track data from in-service railway vehicles (e.g. conductor shoe monitoring, track geometry, non-destructive testing);
  • Energy monitoring to quantify loses in the railway power system;
  • Assessing the effectiveness of winter weather mitigation solutions.

Examples of direct quantifiable impact are a reduction of over 60,000 minutes in train delays over the last one year period through monitoring of 5,600 railway point machines (the cost to Network Rail of delays is between £20/min to £160/min). Also, the deployment of an award winning conductor shoe monitoring system, which has resulted in an estimated savings of 12,150 minutes. Expert advice and practical prototypes have been through active contracts from railway companies totalling £4.2M. This includes an influence in the £7 billion successful order from the Department for Transport to Hitachi for new trains, energy saving strategies reported by the Office of the Rail Regulator and evidence to the Transport Select Committee on winter operations. These have been achieved by working extensively with the British and international railway industries in the area of condition monitoring and bespoke instrumentation systems that support an improvement in the dependability of rail travel.

Submitting Institution

University of Birmingham

Unit of Assessment

Electrical and Electronic Engineering, Metallurgy and Materials

Summary Impact Type

Technological

Research Subject Area(s)

Mathematical Sciences: Applied Mathematics
Information and Computing Sciences: Computer Software

Back on Track: Geotechnical Transport Infrastructure for the 21st Century

Summary of the impact

The transport of people, goods, and utilities (e.g. electricity, oil, gas and water) is essential to civilised life, and in turn depends on a robust, reliable and affordable infrastructure. Since 1995, the University of Southampton Geomechanics Group (SGG) has led the development of an enhanced, science-based framework for understanding the behaviour of geotechnical transport infrastructure through monitoring, modelling and analysis. The techniques we have developed have been used by the builders, owners and operators of transport infrastructure both nationally and internationally to develop improved understandings of infrastructure geotechnical behaviour both during construction and in service. This has led to substantial savings in build, maintenance and operational costs; the implementation of effective remediation and management strategies; and significantly improved infrastructure performance.

Submitting Institution

University of Southampton

Unit of Assessment

General Engineering

Summary Impact Type

Economic

Research Subject Area(s)

Mathematical Sciences: Applied Mathematics
Engineering: Civil Engineering, Resources Engineering and Extractive Metallurgy

01 - Increasing the efficiency of Railway Track Maintenance through Ballast Reinforcement

Summary of the impact

ERPE, through the application of XiTRACK technology (using advanced polyurethane polymers to reinforce the ballast matrix, enhancing strength, stiffness and resilience) — has reduced track maintenance by a factor of up to 40, increased maintenance intervals from 3-monthly to 10 years with track speeds increased up to 125 mph in critical sections of the UK, Italy and Hong Kong rail networks. Developments in Finite Element (FE) geomechanics related to Rayleigh waves are used by HS2; and FE backed artificial neural networks are informing US High Speed operators on ground borne vibrations. The financial impact of XiTrack is estimated at least £50M; and avoidance of Rayleigh wave problems and ground borne vibration mitigation, in the region of £10M; plus benefits to millions of passengers.

Submitting Institutions

Heriot-Watt University,University of Edinburgh

Unit of Assessment

General Engineering

Summary Impact Type

Technological

Research Subject Area(s)

Mathematical Sciences: Applied Mathematics
Engineering: Civil Engineering

Advances and Applications in Rail Human Factors

Summary of the impact

A University of Nottingham research programme on rail human factors, in collaboration with Network Rail, has delivered significant impact to practitioners and professional services within the industry. New tools for workload management and efficiency are now routinely used as part of Network Rail's ergonomics toolkit and are supporting the fulfilment of the company's National Operating Strategy. Risk analysis tools have also contributed to Network Rail's programme providing enhanced asset information.

These tools have also been taken up by international train operators in Australia and the Netherlands.

Submitting Institution

University of Nottingham

Unit of Assessment

General Engineering

Summary Impact Type

Technological

Research Subject Area(s)

Mathematical Sciences: Applied Mathematics
Medical and Health Sciences: Public Health and Health Services
Psychology and Cognitive Sciences: Psychology

Case Study 3: International benchmarking and econometric analysis used to set efficiency targets for Network Rail

Summary of the impact

Reductions in railway infrastructure and operating costs, through efficiency gains, deliver benefits to taxpayers (via lower subsidies) and/or passengers (via lower fares). Research undertaken by the Institute for Transport Studies (ITS) at the University of Leeds from 2005 onwards revealed a 37% efficiency gap in relation to rail infrastructure costs and operations, relative to international best practice. The key impact of this research was to inform the Office of Rail Regulation's (ORR) setting, in 2008, of annual efficiency targets for Network Rail for the subsequent five-year period, resulting in a reduction in costs from £18.2bn to £15.8bn over the five year regulatory `control period' starting 2009/10. A secondary impact of the ITS Leeds research was to provide key benchmarking and evidence in more recent ORR efficiency assessments (2010) and Sir Roy McNulty's long-term policy-setting Rail Value for Money (VfM) study (2011). Extending the reach of these research impacts, the water and sewerage regulator OFWAT has, from 2013, adopted the ITS Leeds approach for its latest periodic review.

Submitting Institution

University of Leeds

Unit of Assessment

Civil and Construction Engineering

Summary Impact Type

Economic

Research Subject Area(s)

Economics: Applied Economics
Studies In Human Society: Policy and Administration

Sustainable expansion of rail networks through noise reduction

Summary of the impact

Research by the University of Southampton into reducing railway noise has a created new technology that has allowed railway networks in Europe and Australia to be expanded, while preserving citizens' quality of life. Under a licence agreement with Tata Steel, patented rail dampers have been fitted on around 155 km of track in 16 countries and proved critical to a new route in New South Wales. They have enabled operators to save tens of millions of pounds that would have been spent on expensive noise barriers, and earned Tata Steel significant amounts in sales and the University in royalties [exact figures removed for publication]. Follow-on research funding of £2M from EU and EPSRC.

Submitting Institution

University of Southampton

Unit of Assessment

General Engineering

Summary Impact Type

Technological

Research Subject Area(s)

Physical Sciences: Other Physical Sciences
Engineering: Civil Engineering, Mechanical Engineering

The development of new standards for aluminium rail vehicle welding and crashworthiness

Summary of the impact

The Cullen Report into the Ladbroke Grove rail crash attributed the catastrophic failures of the rail vehicles to "weld unzipping" (brittle fast fracture). Research carried out at Newcastle University into the fabrication and design of aluminium rail vehicles has informed two new European standards: EN 15085 "Railway applications — Welding of railway vehicles and components" and EN 15227, "Crashworthiness requirements for railway vehicle bodies". These two standards have been developed to ensure that the "weld unzipping" failure cannot re-occur in a rail crash. The two standards were formally adopted throughout the EU in 2008, and are mandatory for all aluminium rail vehicles used across Europe.

Submitting Institution

Newcastle University

Unit of Assessment

Aeronautical, Mechanical, Chemical and Manufacturing Engineering

Summary Impact Type

Technological

Research Subject Area(s)

Engineering: Civil Engineering, Materials Engineering, Mechanical Engineering

Impact of research on vehicle aerodynamics on UK and European railway codes and standards

Summary of the impact

This case study describes the impact of the work at the University in the field of rail and road vehicle aerodynamics, which has primarily been through the integration of research into UK and EU standards and codes of practice. This has resulted in impacts on practitioners and professional services in the field of rolling stock and infrastructure construction and operation, and has also provided information for industrial testing work and for use in expert witness work. Specifically the work has been incorporated into the following codes and standards.

  • CEN code of practice and the rolling stock Technical Standard for Interoperability (TSI) describing the measurement methodology of train slipstream velocities;
  • The UK national annex to a CEN code of practice for transient aerodynamic pressure loading on trackside structures;
  • UK and CEN codes of practice for wind tunnel testing of rail vehicles in cross winds;

The methodology in these codes is widely used by the railway industry in the UK and Europe in train and infrastructure design, and indeed in some situations their use is obligatory. The work has also directly informed recent testing work for Network Rail and HS2 (via Arup) that have addressed fundamental issues associated with major electrification projects for the former and basic track spacing determination for the latter. It has been used in two court cases that were concerned with lorries blowing over.

Submitting Institution

University of Birmingham

Unit of Assessment

Civil and Construction Engineering

Summary Impact Type

Political

Research Subject Area(s)

Mathematical Sciences: Applied Mathematics
Engineering: Civil Engineering, Interdisciplinary Engineering

Private Railways: Changing Tracks and Driving Debate

Summary of the impact

Stittle's research on Britain's rail network has provided an evidence base for much public and parliamentary debate about the merits of the private rail industry and about how best to reform Britain's railways. Stittle's contribution to rail-reform debate has been achieved through citations of his work by MPs in parliamentary debate, and through publication of many of his research findings in a report published by the main railway unions. Through its substantial influence on the railway unions' report, Stittle's research has had impact on the unions' campaign for better state oversight of the railway industry. The results of his work have thus been changes both to the campaigning activities of railway unions and more broadly to public debate about the rail industry.

Submitting Institution

University of Essex

Unit of Assessment

Business and Management Studies

Summary Impact Type

Societal

Research Subject Area(s)

Mathematical Sciences: Applied Mathematics
Economics: Applied Economics
Commerce, Management, Tourism and Services: Banking, Finance and Investment

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