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Shaping Regulatory Reform: Improving International Organisations’ Policies for Regulatory Impact Assessment and Promoting Appropriate International Learning about Regulation

Summary of the impact

Much contemporary government activity involves regulation of the economy and society. International organisations have increasingly promoted regulatory impact assessment as a tool to appraise the likely costs and benefits of regulations. Ground-breaking research by a team at the Centre for European Governance (CEG) has exposed the limitations of narrow economic approaches to regulatory impact assessment and regulatory reform. The research shows that impact assessment and regulatory measures need to be cast in their political and administrative context to operate effectively and to ensure appropriate cross-national learning about regulation. The main impacts have been:

  • Bringing in political-administrative context to change policy-makers' thinking and improve regulatory impact assessment policy in the Organisation for Economic Cooperation and Development (OECD) and World Bank as reflected in the guidance they distribute internationally to governments;
  • Improving the Netherlands Government's processes for learning about regulation from experiences in other countries;
  • Developing and applying new measures of regulatory performance in the OECD as reflected in the OECD's new framework for evaluating regulation.

Submitting Institution

University of Exeter

Unit of Assessment

Politics and International Studies

Summary Impact Type

Political

Research Subject Area(s)

Economics: Applied Economics
Studies In Human Society: Policy and Administration
Law and Legal Studies: Law

Strengthening global regulatory capacity for nanomaterials risks

Summary of the impact

Dr Robert Falkner's research into international risk regulation for emerging technologies underpins the work of the Nanotechnology Policy and Regulation programme at LSE. On the basis of this work, Dr Falkner was tasked by the European Commission to lead the first ever comparative study of nanotechnologies regulation in the EU and US. This research has stimulated policy debates in the UK and Europe on how to strengthen regulatory capacity in the field of nanotechnologies. The research has highlighted, in particular, the importance of improved transparency about nanomaterials in consumer goods and supply chains. This research finding has influenced the conclusions of the first UK parliamentary enquiry into nanotechnologies regulation and has informed a recent shift in global policy debates towards comprehensive and mandatory nanomaterials registers.

Submitting Institution

London School of Economics & Political Science

Unit of Assessment

Politics and International Studies

Summary Impact Type

Political

Research Subject Area(s)

Economics: Applied Economics
Studies In Human Society: Policy and Administration
Law and Legal Studies: Law

Standards in Public Life: Clarifying the principles and informing ethics governance

Summary of the impact

Ethics regulation across UK institutions has undergone two decades of rapid change and has sometimes resulted in fragile, controversial and difficult regulatory processes. Research by Hine, Peele and Philp has given rise to a better understanding of the conditions under which institutional ethics regulation and standard setting is more likely to be effective. Their findings have contributed to the clarification of the ethical principles that guide the codes of conduct in the UK public sector; shaped the institutional strategies of regulators (in particular the Committee on Standards in Public Life and the Independent Parliamentary Standards Authority); and influenced international debate on standards in public life.

Submitting Institution

University of Oxford

Unit of Assessment

Politics and International Studies

Summary Impact Type

Political

Research Subject Area(s)

Medical and Health Sciences: Public Health and Health Services
Studies In Human Society: Policy and Administration
Law and Legal Studies: Law

Case Study 5: Overcoming regulatory impasse in stem cell research in Argentina

Summary of the impact

An AHRC and ESRC-funded Edinburgh research collaboration with the Argentinian Ministry of Science, Technology and Innovative Production (MOST), from 2007-2012, served as a key driver in the formation of regulatory structures, norms, knowledge and social understanding, helping to overcome state non-intervention in the regulation of regenerative medicine. As a direct result of engagement with the stakeholders in law/policy, medical and scientific communities, the research exposed a strong appetite for top-down legal intervention. This culminated in the first-ever model law presented by the MOST to the Argentine legislature (Congress) in 2013.

Submitting Institution

University of Edinburgh

Unit of Assessment

Law

Summary Impact Type

Political

Research Subject Area(s)

Law and Legal Studies: Law

‘Risk-Based’ Regulatory Reform

Summary of the impact

Over the last decade, research by the Department of Geography's King's Centre for Risk Management (KCRM) has helped successive UK governments to reform regulation by making regulatory inspection and enforcement more `risk-based'. Risk-based approaches promise to make regulation more efficient by targeting regulatory activities only at cases that pose unacceptable risks rather than by trying to prevent all possible harms. KCRM research has helped make UK regulation more risk-based in three important ways. First, KCRM research significantly informed the key recommendation of HM Treasury's Hampton Review of Administrative Burdens on Business that all regulatory inspection and enforcement should be risk-based. Second, KCRM supported the implementation of that recommendation when it gained statutory force for almost all regulators in 2008 through practical advice to a number of government departments and agencies. Third, KCRM's impact on regulatory reform was reinforced by HM Government's full acceptance and ongoing implementation of Löfstedt's recommendations to strengthen risk-based regulatory practice in his 2011 Independent Review of Health and Safety Regulation.

Submitting Institution

King's College London

Unit of Assessment

Geography, Environmental Studies and Archaeology

Summary Impact Type

Political

Research Subject Area(s)

Studies In Human Society: Policy and Administration
Law and Legal Studies: Law

Regulating nanotechnology: shaping government strategy and industry standards

Summary of the impact

Nanotechnology is one of the world's fastest developing industrial sectors; as well as the economic significance of nanomaterials, they have potentially serious implications for health and the environment. Impact from research on governance and legal regulation of nanotechnology by a Cardiff Law School research team operating within the ESRC-Centre for Business Relationships, Accountability, Sustainability and Society (BRASS) has: shaped UK government nanotech strategy; decisively influenced industry and industrial standards; and reached across other States and international organisations. Research by the team has: demonstrated that existing regulation dealt poorly with nanotechnologies and the health/environmental risks they might pose; identified regulatory gaps; recommended the introduction of nano-specific guidance/standards; evaluated the need for a nanotech moratorium; and analysed social responsibility and performance of nanotechnology companies. This research has now been codified in the first British Standards Institution (BSI) Publicly Available Specification (PAS) on nanotechnology.

Submitting Institution

Cardiff University

Unit of Assessment

Law

Summary Impact Type

Societal

Research Subject Area(s)

Commerce, Management, Tourism and Services: Business and Management
Law and Legal Studies: Law

Risk based regulation: the challenge of lower risks

Summary of the impact

The four Environment Agencies in England & Wales, Northern Ireland, Scotland and the Republic of Ireland have introduced, or are planning to introduce, new strategies for regulating low risk treatment sites and activities. These strategies are based on Black and Baldwin's research. Implementation is planned for 2011-13 onwards. The Irish Environmental Protection Agency has led the way in 2012-13, having already implemented GRID/GRAF in a specific low risk area (domestic waste water).

Submitting Institution

London School of Economics & Political Science

Unit of Assessment

Law

Summary Impact Type

Environmental

Research Subject Area(s)

Medical and Health Sciences: Public Health and Health Services
Studies In Human Society: Policy and Administration
Law and Legal Studies: Law

Regulation of the Press

Summary of the impact

The last 10 years leading up to the Leveson Inquiry have been a significant period for journalism. Research at LJMU has concentrated on standards, the effectiveness of media regulators and dealings between reporters and their sources. This work has demonstrated the weaknesses in press regulation that underpin poor standards of press journalism (evidence given to Leveson). This research has directly influenced policy makers, campaigners, and the regulators in their examination of how reporters work. This includes a fuller understanding of the expectations of both reporters and sources in reporting bereavement that is of relevance to all working in victim support.

Submitting Institution

Liverpool John Moores University

Unit of Assessment

Communication, Cultural and Media Studies, Library and Information Management 

Summary Impact Type

Cultural

Research Subject Area(s)

Studies In Creative Arts and Writing: Journalism and Professional Writing

Media Regulation and Communications Policy Reform

Summary of the impact

University of East London (UEL) research on media policies has contributed to policy submissions made to the UK government, Leveson Inquiry, politicians and regulators, and to supranational organisations such as the European Commission. The research has particularly informed the development of policies adopted by civil society organisations and has influenced regulatory outcomes, policies and policy debates, especially where these relate to product placement, cross- media promotion, and media ownership and pluralism. Proposals on media plurality have informed UK policy debate, particularly via their reference in oral evidence provided by Dr. Jonathan Hardy to the 2013 House of Lords Select Committee on Communications. These policies on media ownership have also influenced Labour Party policy debate and formulation, and have been adopted by the TUC and other organisations.

Submitting Institution

University of East London

Unit of Assessment

Communication, Cultural and Media Studies, Library and Information Management 

Summary Impact Type

Societal

Research Subject Area(s)

Studies In Human Society: Policy and Administration
Language, Communication and Culture: Communication and Media Studies, Cultural Studies

Informing food hygiene regulation and compliance to prevent food-borne disease and death

Summary of the impact

LSE research on regulatory enforcement and compliance has challenged the assumption that businesses are capable of self-regulation, particularly in sectors critical to public health such as the food business and particularly in terms of small businesses that rely on government regulations to help them identify and manage business risks. This research became the basis for four specific recommendations on the regulation of food hygiene and safety that emerged from a UK Government inquiry into the 2005 E.coli outbreak. All four recommendations have been implemented and mainstreamed into the practices of the Food Standards Agency (FSA). Collectively, they have contributed to a substantial increase in business compliance with food safety standards and a significant reduction in businesses giving 'cause for concern' around transmission of E.coli and other food-borne pathogens.

Submitting Institution

London School of Economics & Political Science

Unit of Assessment

Sociology

Summary Impact Type

Political

Research Subject Area(s)

Medical and Health Sciences: Public Health and Health Services
Commerce, Management, Tourism and Services: Business and Management
Law and Legal Studies: Law

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